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- Provide quality customer services to clients
- Handle enquiries from frontline
- Excellent in Mandarin
Dealing & Customer Service Officer/ Senior Officer
Guosen Securities (HK) Financial Holdings Company, Limited- 3-5 Years experience in Futures/ Securities
- SFC license Type 1 and Type 2
- Dealing
- client on boarding/KYC/AML/CFT
- at least 3 years of solid experience
- account opening/trading platform and market info
- Execute margin control & perform liquidation
- Assist in monitoring credit risk exposure
- Programming skill (VBA) preferred
- Provide legal advice to the Group
- Familiar with SFC’s and MSO’s rules
- 6 years' experience in the legal field
- 3 years of client services experience
- Excellent communication skill in Mandarin
- SFC type 1 license holder
- develop annual audit plan,procedures & methodology
- Performing risk assessments
- 8 years of solid working experience as auditor
- 2 years relevant working experience
- Competitive package
- Comprehensive medical plan covering dependents
- Work Location: ICC, West Kowloon
- Work Hours: 0900 - 1800, Mon to Fri
- 5+ yrs comprehensive outsource exp. is preferred
- Performing risk assessments
- Leading, planning and executing IT infrastructure
- Following up audit recommendations post-audit
- Lead and coach the audit team
- Implement risk-based audit plan
- Review on policies, procedures & operation manuals
- Review eKYC documentation, perform CDD
- Conduct Adverse news search
- Minimum of 3 years of relevant experience
- Daily fund operations
- Minimum 2 years related experience
- Experience about unit trust is preferred
- Provide quality customer services to clients
- Handle enquiries from frontline
- Excellent in Mandarin
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- 追求彈性上班時間，喜歡時間自主的工作模式, 著重工作與生活平衡
- Exp in compliance work and knowledge in AML
- Bachelor degree/ Diploma in business studies
- Attractive salary, Benefits & Performance Bonus
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