- Min 3-year exp in fund operation
- Strong knowledge in Securities and Funds Operation
- Good team player
Searches related to securities and futures commission jobs
1-12 of 12 jobs
- Knowledge in Securities and Futures Ordinance, FRR
- 8 years of Exp. in Securities/Finance industry
- At least 3 years of Managerial experience
Institutional Sales Director
Company Confidential- R.O. Type 1 and 2 qualification
- Execute trades in securities and futures
- Build and manage relationship with clients
- Regulatory compliance in asset management
- 5+ years of relevant experience in buy-/sell- side
- Diversified and collaborative team
- SFC Type 1,2,4 & 5 with min 3 relevant exp
- Business travel to Mainland
- Basic Salary + Incentive + Double Pay
Wan ChaiHK$30K - 54,999 /month
- Responsible Officer (Type 4 & 9)
- Communicate with other brokers
- Prepare and submit FRR
- Annual Salary from 500K - 600K
- Medical benefits (Spouse + Children) + AL 22 days
- International Culture) + Fast Career Progression
Associate/ Senior Associate, Regulatory Compliance - Financial Resource Rules
ComplianceAsia Consulting Limited- Annual leave of 25 days
- Medical and dental benefits
- Hybrid working model
Client Relationship Manager (Wealth Management)
Huaan Securities (Hong Kong) Financial Holding Limited- SFC Type 1,2,4 & 5 with min 3 relevant exp
- Business travel to Mainland, expand client base
- Basic Salary + Incentive + Double Pay
Personal Assistant/Executive Assistant - Asset Management Firm - Fresh Graduates Are Welcome
Cornerstone Global Partners- Native in Mandarin/Putonghua is a MUST
- Asset Management Firm Subsidiary
- Up to 30k
- Apply for IANG visas for employees
- Provide funding for academic learning
- Provide lunch allowances
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