Regulatory compliance officer Jobs in Causeway Bay Wan Chai District

Degree holder in law, business, finance or related discipline
Min 2 yrs relevant exp in legal/compliance/audit field(s) in finance related ind
Support in reviewing and / or arranging execution for all legal documents

6h ago

Listed six days ago

Officer, AML Compliance (Project & System Management)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Assist in the maintenance of AML systems
Implementation of AML/CFT related Regtech projects
Prepare reports and management information

6d ago

Listed eight days ago

Officer, Regulatory Compliance (new fresh graduate welcome)

at Airstar Bank Limited

This is a Full time job

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal

at Mouette Securities Company Limited

8d ago

Listed ten days ago

Compliance Officer

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Banking & Finance Law

Banking & Finance Law

classification: Legal

at Futu Securities International (Hong Kong) Limited

Compliance and risk (SFC type 1,2,4,5,9)
3 years related experience or above
immediate available

10d ago

Listed ten days ago

Business Compliance Officer

This is a Full time job

subClassification: Banking & Finance Law

Banking & Finance Law

classification: Legal

Double Pay
Medical insurance
Five-Day Work Week

10d ago

Listed six days ago

Vice President/ Assistant Vice President, Regulatory Compliance

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Provide general compliance advisory services
Assess the impact and conduct gap analysis
Review & update general compliance policies

6d ago

Listed one day ago

Assistant Manager/ Manager, Operational Risk Management

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Assist in daily monitoring on operational risk
Maintain the Operational Risk Management System
Assist in conducting risk assessment

1d ago

Listed six days ago

Vice President / Assistant Vice President, Investment & Insurance Compliance

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at K U M Insurance Brokers Limited

Provide advisory services on Investment
Deliver investment compliance training
Liaise with external regulators and auditors

6d ago

Listed fourteen days ago

Compliance Officer

This is a Full time job

Hung Hom, Kowloon City District

subClassification: Other

Other

classification: Insurance & Superannuation

(Insurance & Superannuation)

14d ago

Listed six days ago

Manager, Compensation & Benefits

This is a Full time job

(Human Resources & Recruitment)

subClassification: Remuneration & Benefits

Remuneration & Benefits

classification: Human Resources & Recruitment

6d ago

Listed six days ago

Assistant Business Development Manager, Life Insurance

Tsim Sha Tsui, Yau Tsim Mong District

This is a Full time job

subClassification: Management

Management

classification: Insurance & Superannuation

(Insurance & Superannuation)

Implement strategy plans set out by the department
Support distribution channels for the company
Ensure the selling processes are in compliance

6d ago

Listed seven days ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Mirae Asset Global Investments (Hong Kong) Limited

Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
Minimum 2 years' of financial services Risk and Compliance experience
Professional qualifications, e.g. FRM/CFA, would be an advantage

7d ago

Listed twenty days ago

Compliance Officer (12-month rolling contract)

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

At least 3 years’ in-house compliance experience
Experience in asset management will be an advantage

20d ago

Listed twenty days ago

Compliance Officer, STR Investigation & Reporting

This is a Full time job

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

Assist the MLRO to review exception reports
Investigate suspicious cases
Prepare and update STR procedures

20d ago

Listed thirteen days ago

Vice President / Assistant Vice President, Investment & Insurance Compliance

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Provide advisory services on Investment
Deliver investment compliance training
Liaise with external regulators and auditors

13d ago

Listed thirteen days ago

Manager / Assistant Manager, Sustainability, Risk Management Division

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Group-wide Sustainable Banking vision, framework
Implementation of ESG and Sustainability projects
Minimum 3 years of relevant experience

13d ago

Listed thirteen days ago

Assistant Vice President, Operational Risk

This is a Full time job

subClassification: Credit

Credit

classification: Banking & Financial Services

Formulate and execute the project plan
Document the project progress and report
Take up ad hoc tasks assigned

13d ago

Listed thirteen days ago

Vice President, Operational Risk

This is a Full time job

subClassification: Credit

Credit

classification: Banking & Financial Services

Formulate and regularly review and update the Bank’s policy framework
Handle other risk-related matters
Prepare training materials for the conduct of staff training

13d ago

Listed three days ago

Compliance / Client Due Diligence/KYC Officer

at Lyndon Limited

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

3d ago

Listed thirteen days ago

Manager - Financial Industry Risk and Regulatory (Insurance sector) - Hong Kong

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Risk & compliance experience in Insurance sector is mandatory
6-9 years' experience in insurance risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

13d ago

Listed twenty seven days ago

FINANCIAL CRIME COMPLIANCE OFFICER

at OTT PAY HK Limited

This is a Full time job

$30,000 – $40,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Asia Progress Executive Limited

IMMEDIATE AVAILABLE
UPGRADED TO BE A TEAM LEAD
ADVANCE COMPLIANCE PROFESSIONL DEVELOPMENT

27d ago

Listed three days ago

Assistant Manager, Bills/ Bill Checker /Trade finance Operation- Corporate Bank

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Secondary graduation or above, prefer with HKQF-related qualifications/U grad
5 yrs relevant experience in trade finance operations/Bill Checker in banking
Certified Documentary Credit Specialist is an advantage/ import doc/export doc

3d ago

Listed fourteen days ago

Manager / Associate Director - Financial Industry Risk and Regulatory (Banking)

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Causeway Bay, Wan Chai District

Risk & compliance experience in banking sector is essential
5 - 9 years' experience in banking risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

14d ago

Listed six days ago

Customer Service Officer - Counter (5-days work, no shift)

at Links international

This is a Full time job

$20k - $35k p.m.

subClassification: Other

Other

classification: Call Centre & Customer Service

(Call Centre & Customer Service)

Welcome bank teller
Work life balance
Excellent company culture and benefits

6d ago

Listed six days ago

Senior Officer/ Assistant Manager, Underwriting (Life Insurance)

at China Pacific Life Insurance (H.K.) Company Limited

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Underwriting

Underwriting

classification: Insurance & Superannuation

(Insurance & Superannuation)

5-7 years’ relevant experience in life insurance industry
Underwriting
5-day workweek, Public holidays, Birthday leave

6d ago

Listed seven days ago

Assistant Manager, Bills/ Bill Checker /Trade finance Operation- Corporate Bank

at Asia Progress Executive Limited

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

at Magic Compass Securities Limited

Secondary graduation or above, prefer with HKQF-related qualifications/U grad
5 yrs relevant experience in trade finance operations/Bill Checker in banking
Certified Documentary Credit Specialist is an advantage/ import doc/export doc

7d ago

Listed eight days ago

Settlement Assistant / Officer (5 Days Work & Bonus, IANG/QMAS/TTPS Welcome)

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

All rounded securities, Settlement, Back Office Support
Min. 2 Exp in Settlement/Finance/Account, Degree holder
Performance Bonus, 5 Days Work, Medical, Birthday Leave

8d ago

Listed twenty days ago

Vice President / Assistant Vice President, Credit Risk & Governance

This is a Full time job

subClassification: Analysis & Reporting

Analysis & Reporting

classification: Banking & Financial Services

at Bluemount Securities Limited

Formulate and conduct periodic benchmarking
Perform credit risk monitoring and review
Provide regular updates on credit risk exposures

20d ago

Listed fourteen days ago

Manager, Corporate Finance (Type 1, 4 & 9)

This is a Full time job

Account & Relationship Management

subClassification: Account & Relationship Management

classification: Banking & Financial Services

Tsim Sha Tsui, Yau Tsim Mong District

Type 1, 4 & 9
Min. 3 years management exp. in SFC licensed firms
Good opportunity & career development

14d ago

Listed sixteen days ago

Officer, Company Secretarial

at CWT International Limited

This is a Full time job

subClassification: Company Secretaries

Company Secretaries

classification: Accounting

(Accounting)

Officer
Company Secretarial
ListCo

16d ago

Listed twenty days ago

Associate Director - Financial Industry Risk & Regulatory (Insurance) - HK

This is a Full time job

subClassification: Financial Planning

Financial Planning

classification: Banking & Financial Services

at Orient Overseas Container Line Ltd (OOCL)

Knowledge in insurance risk, finance risk, sustainability risk is preferred
10-14 years' experience in Risk is necessary
Insurance background is mandatory

20d ago

Listed ten days ago

Senior Legal Officer (Ref: SLO/LEGAL/LRM/202404)

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Generalists - In-house

Generalists - In-house

classification: Legal