Searches related to responsible officer type 1 jobs
1-30 of 31 jobs
- Type 1, 4 regulated activities
- financial and brokerage industry
- 5 years of relevant experience
Wan Chai
- Responsible Officer (Type 1,2,4,5,6,9)
- Min 3 years' industry experience in regulated act
- Immediate availability
Deputy Head of Brokerage (Type 1/2/4/5 regulated activities)
Guosen Securities (HK) Financial Holdings Company, Limited- SFC Type 1/2/4/5
- Responsible Officer
- Minimum 8 years experience
- Responsible Officer of SFC Type 1, 4 & 9
- Experience in regulated activity
- Immediate availability
Customer Service Officer (Client On-boarding)
Guosen Securities (HK) Financial Holdings Company, Limited- Client Onboarding
- CDD / KYC / AML
- Type 1 and 2 is highly preferred
- Double pay, 12 AL, 5 working days per week
- Transport allowance, Meal allowance, Group Medical
- 1-2 years relevant experience
- Holder of RO license with Insurance Authority
- Minimum 5 years of relevant experiences
- Good opportunity & career development
Wan Chai
- Treasury function
- Asset/Fund management
- 5-day work
- Licensed RO with Insurance Authority
- Insurance agent experiences
- Min. 5 years from insurance agent company
- Online Brokerage Firm/ Fintech Company
- CS & Dealing, SVP/ Associate Director
- Competitive Remuneration Package
- Qualified Licensed Holder of SFC Type 4 & 9
- minimum 3 years of managerial experiences
- able to work independently
- Provide sales support to Relationship Manager
- Obtain SFC license for RA type 1 and 4
- Wealth Management Experience
- Double pay, 12 AL, 5 working days per week
- Transport allowance, Meal allowance, Group Medical
- 1-2 years relevant experience
- Dealing, customer service and operations
- Integrated financial firm focusing in HNW business
- Holder of SFC Type 1 license
Wan Chai
- Current holder of SFC RO for Type 4 and 9
- Immediate availability
- Flexible working hours/working from home
- Current Sole Type 4 & 9 RO preferred
- Competitive salary package for the right candidate
- 5 days work，Fluent in Mandarin
- early childhood care and education
- execute the implementation of the project
- manage and monitor the delivery of training
- Form 7 or above
- Minimum 1-3 year working experience
- Respond to customers queries and requests
Copyright © 1998-2023, JobsDB
Explore site