Vp compliance Jobs in Causeway Bay Wan Chai District

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Provide advisory services on Investment
Deliver investment compliance training
Liaise with external regulators and auditors

3d ago

Listed three days ago

Vice President/ Assistant Vice President, Regulatory Compliance

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Provide general compliance advisory services
Assess the impact and conduct gap analysis
Review & update general compliance policies

3d ago

Listed three days ago

Assistant Vice President, Finance (Project Management)

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

at China Everbright Bank Company Limited

Support the implementation of system revamp & involve in the system
Ensure the tasks and issues are in line with business action plans
Escalate the issues and risks to the designated task force

3d ago

Listed five days ago

Assistant Vice President / Vice President, Financial Markets Products

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Initiation,development & management of new product
Prepare new product proposal
Design trade life cycle documentation

5d ago

Listed five days ago

Assistant Vice President, Group Finance

at HKT

This is a Full time job

subClassification: Analysis & Reporting

classification: Accounting

Tsim Sha Tsui, Yau Tsim Mong District

Business performance monitoring
Perform analysis on financial and operational trends
Supervise and lead the monthly, quarterly, and annual closing

5d ago

Listed five days ago

Senior Vice President - Legal and Compliance

at Webull Securities Limited

This is a Full time job

subClassification: Banking & Finance Law

Banking & Finance Law

classification: Legal

(Legal)

Online Brokerage Firm/ Fintech Company
SVP/ Assistant Director - Legal and Compliance
Competitive Remuneration Package

5d ago

Listed six days ago

Compliance Officer (Vice President / Associate / Senior Analyst)

at Eddid Financial Holdings Limited

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Support compliance functions of the Group
Knowledge and exp. in other financial section
Sound knowledge of HKEX Rules and Guidance

6d ago

Listed eleven days ago

Vice President / Assistant Vice President, Investment & Insurance Compliance

This is a Full time job

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services

Provide advisory services on Investment
Deliver investment compliance training
Liaise with external regulators and auditors

11d ago

Listed eleven days ago

Assistant Vice President, Operational Risk

This is a Full time job

subClassification: Credit

classification: Banking & Financial Services

Formulate and execute the project plan
Document the project progress and report
Take up ad hoc tasks assigned

11d ago

Listed eleven days ago

Vice President, Operational Risk

This is a Full time job

subClassification: Credit

classification: Banking & Financial Services

Formulate and regularly review and update the Bank’s policy framework
Handle other risk-related matters
Prepare training materials for the conduct of staff training

11d ago

Listed thirteen days ago

Assistant Vice President, Group Finance

at HKT

This is a Full time job

subClassification: Analysis & Reporting

classification: Accounting

Business performance monitoring
Perform analysis on financial and operational trends
Supervise and lead the monthly, quarterly, and annual closing

13d ago

Listed three days ago

AVP/ VP, Credit Control (Remedial & Portfolio Management)

This is a Full time job

subClassification: Analysis & Reporting

classification: Banking & Financial Services

at Yue Xiu Securities Holdings Limited

Credit monitoring and conduct portfolio review
Analytical review on the credit risk portfolio
Handle regulatory & audit onsite examination

3d ago

Listed fifteen days ago

Senior Associate/ Vice President - Equity Derivatives & Structured Products

This is a Full time job

subClassification: Other

Other

classification: Banking & Financial Services

Familiar with structured products
Minimum [3] years of related work experience
Bachelor’s degree or above

15d ago

Listed seventeen days ago

Vice President / Assistant Vice President, Credit Risk & Governance

This is a Full time job

subClassification: Analysis & Reporting

classification: Banking & Financial Services

Formulate and conduct periodic benchmarking
Perform credit risk monitoring and review
Provide regular updates on credit risk exposures

17d ago

Listed seven days ago

Software Engineering Framework Manager (VP) - Leading Financial Institution

at Pinpoint Asia Limited

This is a Full time job

$90,000 – $110,000 per month

subClassification: Engineering - Software

Engineering - Software

classification: Information & Communication Technology

Common Libraries Application Framework
Application Framework
Leadership role

7d ago

Listed thirteen days ago

Trading Platform Business Analyst (VP) - Leading Financial Institution

at Pinpoint Asia Limited

This is a Full time job

Product Management & Development

$70,000 – $105,000 per month

subClassification: Product Management & Development

classification: Information & Communication Technology

Tsim Sha Tsui, Yau Tsim Mong District

Large Investment Fund
Front to Back Trading System
VP equivalent role

13d ago

Listed thirteen days ago

Human Resources & Admin Director (60K-80K) - garment manufacturer (Guangzhou)

at JPC Texson Limited

This is a Full time job

subClassification: Management - Internal

Management - Internal

classification: Human Resources & Recruitment

(Human Resources & Recruitment)

Report to Vice President; lead HR & admin in Guangzhou factory
Degree; prefer exp in garment or textiles manufacturers with factories in China
Please email CV to [email protected]

13d ago

Listed twenty five days ago

Assistant Vice President, Credit Risk Analytics

This is a Full time job

subClassification: Credit

classification: Banking & Financial Services

at China Everbright Securities International Company Limited

Review and assess credit portfolio
Support post-lending activities
Formulate and review credit policies

25d ago

Listed twenty seven days ago

Assistant Vice President, Infrastructure Support（Network Engineer）

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Engineering - Network

Engineering - Network

classification: Information & Communication Technology

Tsim Sha Tsui, Yau Tsim Mong District

27d ago

Listed sixteen days ago

Hotel Manager

at The Langham, Hong Kong

This is a Full time job

subClassification: Housekeeping

Housekeeping

classification: Hospitality & Tourism

(Hospitality & Tourism)

Executive Committee Member
Luxury Hotel
Tsim Sha Tsui

16d ago

Listed twenty seven days ago

Vice President, Internal Audit (IT)

at China Everbright Securities International Company Limited

This is a Full time job

subClassification: Audit - Internal

Audit - Internal

classification: Accounting

IT Internal Audit
CPA or CIA preferred
Rich experience in IT audit projects

27d ago

Listed more than thirty days ago

Vice President / Assistant Vice President, Credit Policy

This is a Full time job

subClassification: Analysis & Reporting

classification: Banking & Financial Services

Formulate and conduct periodic benchmarking
Perform credit risk monitoring and review
Provide regular updates on credit risk exposures

30d+ ago

Listed more than thirty days ago

Vice President/ Assistant Vice President, Regulatory Compliance

This is a Full time job

Banking - Corporate & Institutional

subClassification: Banking - Corporate & Institutional

classification: Banking & Financial Services

Provide general compliance advisory services
Assess the impact and conduct gap analysis
Review & update general compliance policies

30d+ ago

Listed more than thirty days ago

Vice President, Operational Risk

This is a Full time job

subClassification: Credit

classification: Banking & Financial Services

at GF Holdings (Hong Kong) Corporation Ltd

Formulate and regularly review and update the Bank’s policy framework
Handle other risk-related matters
Prepare training materials for the conduct of staff training

30d+ ago

Listed five hours ago

Associate / VP - Settlement, Operations

This is a Full time job

Wan Chai District

subClassification: Settlements

Settlements

classification: Banking & Financial Services

at GF Holdings (Hong Kong) Corporation Ltd

Settlement of securities
Middle or back office within FI
Expert knowledge in Excel

5h ago

Listed thirteen days ago

VP, Brokerage Advisory and AML Compliance

This is a Full time job

Wan Chai District

subClassification: Compliance & Risk

Compliance & Risk

classification: Banking & Financial Services

at Yue Xiu Securities Holdings Limited

Risk mitigation and regulatory compliance
Dynamic environment with great exposure
Compliance best practices

13d ago

Listed thirteen days ago

Asset Management - Fixed Income Trader (SA/VP)

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at HuaAn Asset Management (Hong Kong) Limited

Solid understanding of investment products, trading strategies and risk mgt;
At least 3yrs of experience as a Fixed Income Trader
Ability to work accurately under stress

13d ago

Listed twenty two days ago

Institutional Sales - Business Development (VP / SVP)

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

Institutional Sales in Asset Management
Minimum 5-6 years related experience
Experience in SFC authorized funds & discretionary accounts

22d ago

Listed twenty six days ago

Regional IT Risk and Compliance (AVP/VP LOD 2) - Prominent Investment Bank

at Pinpoint Asia Limited

This is a Full time job

$60,000 – $90,000 per month

subClassification: Management

Management

classification: Information & Communication Technology

at Guerbet Asia Pacific Limited

Regional Exposure
Strategic Leadership
Leading investment bank

26d ago

Listed thirteen days ago

APAC Head of Finance

This is a Full time job

Hung Hom, Kowloon City District

subClassification: Financial Managers & Controllers

Financial Managers & Controllers

classification: Accounting

at Guerbet Asia Pacific Limited

Regional role with big team management exposure
MNC culture with competitive benefits

13d ago

Listed twelve days ago

APAC Head of Finance

This is a Full time job

Hung Hom, Kowloon City District

subClassification: Financial Managers & Controllers

Financial Managers & Controllers

classification: Accounting