- Minimum 5 years’ or above of relevant experience
- Advise the management regularly on new regulatory
- Well-versed with the SFO and other relevant codes
Searches related to compliance manager jobs
1-30 of 245 jobs
- Regulatory compliance advice to business units
- 3-5 years in compliance
- Formulate regulatory compliance related polices
Senior Compliance Manager (Investment & Insurance) (Ref:KC8024-00-JDB)
Nanyang Commercial Bank, Limited- Insurance Compliance
- Investment Compliance
- Regulatory advice and guidance
Senior Compliance Manager (Cross-border / Fintech / Corporate Finance) (Ref: CM-KF-CFC-NCB)
Nanyang Commercial Bank, Limited- Degree holder in Business Administration
- At least 8 years banking experience
- Knowledge in Fintech, Regtech and Virtual Bank
- > 3 years work experience
- legal, fund, crypto asset, compliance, or finance
- Cantones, Mandarin and English
- Global asset management
- Direct contract with the business
- Strong career development
- Regulatory compliance in asset management
- 5+ years of relevant experience in buy-/sell- side
- Diversified and collaborative team
Assistant Manager / Manager - Strategic Project Management & Compliance (Job Ref: AI/AMSPM/JD)
Asia Insurance Co Ltd- Competitive Package, Excellent Prospect
- Bank Holidays
- Birthday Leave + 16 days Annual Leave
- SFC type 1, 2, 4, 5 regulated activities
- brokerage compliance
- equities and futures businesses
- 3 year of compliance-related experience
- SFC, IA and MPFA
- 5 days work, Group Medical & Life Insurance
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