Regulator jobs in Central & Western Area | jobsDB Hong Kong

regulator, Central & Western Area
Central & Western Area
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We have 138 jobs for youSelect a job to view details
1-30 of 138 jobs
Randstad Hong Kong Limited
Central
HK$70k - 90k /month (negotiable)
2 hours agomore
2 hours agomore
Randstad Hong Kong Limited
Central
HK$120k - 160k /month (negotiable)
2 hours agomore
2 hours agomore
Compliance Consulting Limited
Central
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
4 hours agomore
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
4 hours agomore
Guotai Junan International Holdings Limited
  • To be involved in corporate finance transactions
  • participate in the due diligence
  • prepare financial analysis,feasibility studies
Responsibilities: To be involved in a wide range of corporate finance transactions (e.g. IPOs, spin-offs, M&As, compliance advice, restructuring and o...
5 hours agomore
  • To be involved in corporate finance transactions
  • participate in the due diligence
  • prepare financial analysis,feasibility studies
Responsibilities: To be involved in a wide range of corporate finance transactions (e.g. IPOs, spin-offs, M&As, compliance advice, restructuring and o...
5 hours agomore
Guotai Junan International Holdings Limited
  • Min. 5 years relevant experience
  • Good knowledge in SFC regulations and practices
  • Sound knowledge in financial products
Responsibilities: - Handle and review enquiries from regulators on trade-related enquiries, demand for information and investigation related requests;...
5 hours agomore
  • Min. 5 years relevant experience
  • Good knowledge in SFC regulations and practices
  • Sound knowledge in financial products
Responsibilities: - Handle and review enquiries from regulators on trade-related enquiries, demand for information and investigation related requests;...
5 hours agomore
DBS Bank Ltd
Central
  • See job description.
  • See job description.
  • See job description.
DBS’ Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised…
7 hours agomore
  • See job description.
  • See job description.
  • See job description.
DBS’ Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised…
7 hours agomore
QMIS Financial Group Limited
Sheung Wan
  • compliance
  • AML
  • KYC
Responsibilities - Ensure company policies, internal control procedures & manuals are complied with regulatory requirements - Liaise with SFC, HKEx an...
7 hours agomore
  • compliance
  • AML
  • KYC
Responsibilities - Ensure company policies, internal control procedures & manuals are complied with regulatory requirements - Liaise with SFC, HKEx an...
7 hours agomore
Futu Securities International (Hong Kong) Limited
Admiralty
  • Compliance Officer
  • 1-2 years of relevant experience
  • 5 days work
Responsibilities: - Provide compliance advice and support business initiatives - Monitor the regulatory changes and update the policies and procedures...
8 hours agomore
  • Compliance Officer
  • 1-2 years of relevant experience
  • 5 days work
Responsibilities: - Provide compliance advice and support business initiatives - Monitor the regulatory changes and update the policies and procedures...
8 hours agomore
AMC Wanhai Securities Limited
Sheung Wan
  • 3-5 years’ relevant compliance experience
  • Degree holder in Laws, Finance or other related
  • Good command of English and Putonghua
Responsibilities: Identify and evaluate compliance risks of the operations and business activities Provide day to day regulatory advice and guidance o...
8 hours agomore
  • 3-5 years’ relevant compliance experience
  • Degree holder in Laws, Finance or other related
  • Good command of English and Putonghua
Responsibilities: Identify and evaluate compliance risks of the operations and business activities Provide day to day regulatory advice and guidance o...
8 hours agomore
HARRIS FRASER GROUP
Central
  • Complied with regulators’ Code and Guidelines
  • Passed IIQE Paper 1, 2, 3 & 5
  • Fluent in Mandarin is a MUST
Responsibilities: l Manage the relationship and attend to the Company’s existing business partners’ needs. l Provide professional insurance advice in ...
10 hours agomore
  • Complied with regulators’ Code and Guidelines
  • Passed IIQE Paper 1, 2, 3 & 5
  • Fluent in Mandarin is a MUST
Responsibilities: l Manage the relationship and attend to the Company’s existing business partners’ needs. l Provide professional insurance advice in ...
10 hours agomore
HLB Hodgson Impey Cheng Limited
  • 5-days work, Medical insurance, Exam/ Study Leave
  • Degree holder
  • Opportunity to gain audit experience in listed co.
Quality and Risk Management included a group of professionals who provide guidance and support to directors and staff on issues relating to quality mo...
12 hours agomore
  • 5-days work, Medical insurance, Exam/ Study Leave
  • Degree holder
  • Opportunity to gain audit experience in listed co.
Quality and Risk Management included a group of professionals who provide guidance and support to directors and staff on issues relating to quality mo...
12 hours agomore
Job Functions: Accounting > Accountant | Audit | Others
Job Type: Full Time, Permanent
EY
Central
  • Degree holder in Computer Science, IT
  • 1-2 years solid experience
  • Good English and Cantonese
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our teams, you will provide peace…
21-Oct-19more
  • Degree holder in Computer Science, IT
  • 1-2 years solid experience
  • Good English and Cantonese
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our teams, you will provide peace…
21-Oct-19more
EY
Central
  • Bachelor's or a Master’s degree
  • 5 years of related work experience
  • Good English
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our team, you will provide peace…
21-Oct-19more
  • Bachelor's or a Master’s degree
  • 5 years of related work experience
  • Good English
Our Assurance group is one of the most trusted, respected and influential organizations in the industry. As part of our team, you will provide peace…
21-Oct-19more
China Minsheng Banking Corp., Ltd. Hong Kong Branch
Central
  • Develop, update and review AML-related policies
  • Perform AML compliance monitoring and review
  • Promote AML compliance awareness and culture
Responsibilities: - Advise management and relevant business units on anti-money laundering and counter-terrorist financing issues - Update and review ...
21-Oct-19more
  • Develop, update and review AML-related policies
  • Perform AML compliance monitoring and review
  • Promote AML compliance awareness and culture
Responsibilities: - Advise management and relevant business units on anti-money laundering and counter-terrorist financing issues - Update and review ...
21-Oct-19more
OCBC Wing Hang Bank Limited
Sheung Wan
  • HKMA returns & regulatory surveys
  • System enhancement, ledger migration & data qual
  • Data quality and operational efficiency initiati
This role is responsible for production, management and submission of HKMA returns & Surveys, Group and Financial Reporting in timely and high quality...
21-Oct-19more
  • HKMA returns & regulatory surveys
  • System enhancement, ledger migration & data qual
  • Data quality and operational efficiency initiati
This role is responsible for production, management and submission of HKMA returns & Surveys, Group and Financial Reporting in timely and high quality...
21-Oct-19more
ConnectedGroup Ltd
HK$30k - 35k /month (negotiable)
  • MNC Culture
  • Progressive training and development opportunity
  • CPA authorized employer
Assistant Accountant Company Information Our client is a business consultancy and investment firm, with business in entertainment, media, technology…
19-Oct-19more
  • MNC Culture
  • Progressive training and development opportunity
  • CPA authorized employer
Assistant Accountant Company Information Our client is a business consultancy and investment firm, with business in entertainment, media, technology…
19-Oct-19more
Zhongrong PT Securities Limited
Central
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
19-Oct-19more
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
19-Oct-19more
Conners Consulting Limited
Sheung Wan
  • Familiar with Insurance Operations
  • Strong Knowledge in Complaint Management
  • Attractive package
Our client, a well-known insurance company in Hong Kong, is looking for a high caliber to join the group. Responsibilities: Lead the Complaint Corresp...
19-Oct-19more
  • Familiar with Insurance Operations
  • Strong Knowledge in Complaint Management
  • Attractive package
Our client, a well-known insurance company in Hong Kong, is looking for a high caliber to join the group. Responsibilities: Lead the Complaint Corresp...
19-Oct-19more
Job Functions: Insurance > Claims Officer | Others
Job Type: Full Time, Permanent
Conners Consulting Limited
HK$30k - 70k /month (negotiable)
  • Fast expanding banks
  • Attractive package and bonus scheme
  • Excellent career prospect
Our clients is a well-known and fast expanding bank and now looking for high calibre to join their group. Responsibilities Lead a team to carry out au...
19-Oct-19more
  • Fast expanding banks
  • Attractive package and bonus scheme
  • Excellent career prospect
Our clients is a well-known and fast expanding bank and now looking for high calibre to join their group. Responsibilities Lead a team to carry out au...
19-Oct-19more
Welab Bank Limited
Sheung Wan
  • Manage end-to-end loan & payment process
  • Min. 15 years’ experience in banking payment ops
  • 5-day work in a leading Fintech company in HK
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
18-Oct-19more
  • Manage end-to-end loan & payment process
  • Min. 15 years’ experience in banking payment ops
  • 5-day work in a leading Fintech company in HK
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
18-Oct-19more
Welab Bank Limited
Sheung Wan
  • Establish the retail lending credit policy
  • Responsible for credit analysis
  • Evaluate business initiatives related to credit
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
18-Oct-19more
  • Establish the retail lending credit policy
  • Responsible for credit analysis
  • Evaluate business initiatives related to credit
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
18-Oct-19more