- Responsible Officer (Type 1)
- Minimum 3 years of related experience
- Attractive salary package
Searches related to responsible officer type 1 jobs
1-30 of 33 jobs
SFC Type (1) Responsible Officers (RO), experience in structured products
New Huo Technology Holdings Limited- Bachelor's degree in finance, accounting
- Minimum 5 years experience
- Strong analytical skills and attention to detail
- Current SFC Responsible Officer preferred
- Sound knowledge of SFC regulatory requirements
- Solid experience in front & back office operations
- 5-Day Work, Medical Insurance
- 6-7 Years' Related Experience
- Registered under SFC type 4 & 9 license
Central
- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
Sheung WanHK$35K - 54,999 /month
- Responsible Officer (Type1 & 4 & 9)
- Sheung Wan
- Monthly salary up to HK$50,000
Portfolio Manager, Responsible Officer (Type 4 and 9), Equity, Asset Management Department
China Securities (International) Finance Holding Company Limited- Equity Portfolio Manager
- Asset Management
- Responsible Officer (Type 4 and 9)
- Rapidly expanding Fintech company in HK, SG & CN
- Applying for the company license of SFC Type 6
- RO and MIC of Type 6 regulated activities
- 5 days workweek in Sheung Wan
- Fresh Graduates are welcome to apply
- Financial Services Industry
Deputy Head of Brokerage (Type 1/2/4/5 regulated activities)
Guosen Securities (HK) Financial Holdings Company, Limited- SFC Type 1/2/4/5
- Responsible Officer
- Minimum 8 years experience
- Holder of Responsible Officer (Insurance)
- Liaison with Insurance Authority
- Supervise daily activities & transactions
Product Specialist (Licensee Type 1,4 + Due diligence + trade support))
Top Executive Talent Engineering- Stable, work life balance, teamwork
- Great stepping stone to Private Bank area
- Open +cozy management style, gd $$$$$ and benefits
Customer Service Officer (Client On-boarding)
Guosen Securities (HK) Financial Holdings Company, Limited- Client Onboarding
- CDD / KYC / AML
- Type 1 and 2 is highly preferred
Central & Western Area
- Responsible Officer (Type 1, 4, 9)
- Experience in regulated activities
- Immediate availability
- Advisory on market analysis & investment product
- working experience in fund / bonds due diligence
- Qualified to conduct SFC type 1 and 4 activities
- SFC Type 1 Representative license
- Min 3 years of experience in financial industry
- Immediately available is preferred
- Manage product and fund developmenet
- Investigate the product structure
- SFC Responsible Officer for Type 1, 4 and 9
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