Searches related to securities and futures commission jobs
1-19 of 19 jobs
- two years of experience in the blockchain industry
- bachelor’s degree or above
- 5 years of compliance experience
- Regulatory compliance in wealth management
- 5+ years of relevant experience in bank
- Diversified and collaborative team
- Experience in corporate Secretariat
- Knowledge in banking/ FI is an advantage
- See job description.
- Wealth Management - Insurance Team
- Official Permanent Employment NOT Self Employment
- Monthly Salary + Commission + Group Medical
Client Relationship Manager (Wealth Management)
Huaan Securities (Hong Kong) Financial Holding Limited- SFC Type 1,2,4 & 5 with min 3 relevant exp
- Business travel to Mainland, expand client base
- Basic Salary + Incentive + Double Pay
Central
- Career in regulatory compliance
- Financial services exposure
- Excellent career development
Futures and Securities Dealer
Company Confidential- R.O. Type 1 and 2 qualification
- Execute trades in securities & futures
- 6 years' relevant dealing execution exp
- Knowledge of FRR, Tax, Audit and Reporting
- CPA qualified and immediate available is preferred
- 21+ days AL & Medical and Dental Insurance
- SFC Type 1,2,4 & 5 with min 3 relevant exp
- Business travel to Mainland
- Basic Salary + Incentive + Double Pay
- Degree holder or above
- At least 3 years hands on experience
- Sound knowledge in the investment or insurance
Compliance Officer / Senior Compliance Officer (Trade surveillance)
Futu Securities International (Hong Kong) Limited- Fintech
- Business Compliance
- Experience in Securities firm
Associate / Senior (Regulatory Advisory) - Emerging Services (Financial Institutions) - Hong Kong
Deloitte Touche Tohmatsu- Provide regulatory advice to licensed corporations
- Review and advise on clients' internal controls
- Advise clients in financial license applications
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