Searches related to compliance manager jobs
1-30 of 133 jobs
- > 3 years work experience
- legal, fund, crypto asset, compliance, or finance
- Cantones, Mandarin and English
- SFC type 1, 2, 4, 5 regulated activities
- brokerage compliance
- equities and futures businesses
- Solid knowledge in MPF and ORSO legislation
- Participate in pension platform setup
- 21 Days AL, performance bonus and company shares
- Develop a risk-based compliance review program
- Conduct compliance reviews and on-site visits
- Prepare compliance review reports
Manager / Assistant Vice President, Business Compliance – Card and Unsecured Lending
OCBC Bank (Hong Kong) Limited- Compliance
- Card and Unsecured Lending
- AML
- Provide general compliance advisory services
- Assess the impact and conduct gap analysis
- Review & update general compliance policies
Compliance Officer/ Assistant Compliance Officer法規主任 / 助理主任 (5-Day Work 五天工作)
The Shanghai Commercial & Savings Bank, Ltd.- High Diploma above
- sound knowledoge on banking
- Degree holder in law
Senior Associate / Associate, Business Management
China Everbright Securities International Company Limited- Sales Quality Assurance
- Ensure compliance of sales force
- Compliance, Risk Management experience preferred
Assistant Compliance Manager / Compliance Manager, AML Advisory & Training
Shanghai Commercial Bank Ltd- Provide advices on day-to-day AML/CFT matters
- Prepare & update the AML/CFT policies & Procedures
- Perform ML/TF risk assessments
- 3-5 years of experience in regulatory compliance
- Familiar with statutory & regulatory requirements
- Experience in Taiwanese Bank is a plus
- Monitor the current relevant regulatory landscape
- Organize training/ briefing with business units
- Maintain an effective implementation of the Risk
- Investigate and assess alerts
- Prepare and file Suspicious Transactions Report
- Keep track on regulatory development
Manager/AVP, AML & Sanction Compliance Division (AML and Sanction Control Centre)
CMB Wing Lung Bank Limited- Bachelor's degree or above
- Minimum 5 years of experience in AML advisory
- AMLP / CAMLP holder
- AML investigations and transaction monitoring
- Investigate & anlayze system-generated alert
- Quality control and compliance assurance review
- Trust or Commercial Bank experience is a must
- Compliance Managet to VP
- Chinese Financial Institution
Senior Manager, Compliance (SFC regulatory exp prefer/ General Compliance)
Top Executive Talent Engineering- Great promotion and benefits scheme
- Stable, work life balance, expanding office
- Stepping stone towards Wealth Management/ PB
- Compliance Monitoring and Surveillance reviews
- 2-3+ years relevant experiences
- Sound knowledge of SFC/HKMA requirements
Vice President / Assistant Vice President, Investment & Insurance Compliance
Shanghai Commercial Bank Ltd- Provide advisory services on Investment
- Deliver investment compliance training
- Liaise with external regulators and auditors
- Assist in the maintenance of AML systems
- Implementation of AML/CFT related Regtech projects
- Prepare reports and management information
- Self-motivated, oranized, attention to details.
- Excellent written and spoken skill in English.
- Ability to multi-task, work under tight deadlines.
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