Searches related to sfc jobs

1-30 of 157 jobs

Top Executive Talent Engineering's banner

Senior Manager, Compliance (SFC regulatory exp prefer/ General Compliance)

Top Executive Talent Engineering

Causeway Bay

Great promotion and benefits scheme
Stable, work life balance, expanding office
Stepping stone towards Wealth Management/ PB

8d ago

Responsible Officer (RO) SFC Type 1, 4 & 9

Prestige Wealth Group Limited

Tsim Sha Tsui

SFC Type 1, 4 and 9
SFO
Chinese

12h ago

Responsible Officers (RO) SFC Type 1 / 2 / 4 / 6 / 9

LGX HK LIMITED

Admiralty

Responsible Officers
5 Days Work Admiralty
Competitive Remuneration

19h ago

Compliance Officer/ Assistant Compliance Officer法規主任 / 助理主任 (5-Day Work 五天工作)

The Shanghai Commercial & Savings Bank, Ltd.

Tsim Sha Tsui

High Diploma above
sound knowledoge on banking
Degree holder in law

16h ago

Guosen Securities (HK) Financial Holdings Company, Limited's banner

Compliance Manager - Brokerage

Guosen Securities (HK) Financial Holdings Company, Limited

Admiralty

SFC type 1, 2, 4, 5 regulated activities
brokerage compliance
equities and futures businesses

14h ago

Sun Television Cybernetworks Enterprise Limited's banner

Finance Manager

Sun Television Cybernetworks Enterprise Limited

Wan Chai

Develop Hong Kong VATP career and experience
Extensive work exposure
Comprehensive support

5d ago

Core Pacific - Yamaichi Int'l (H.K.) Ltd's banner

Finance Manager

Core Pacific - Yamaichi Int'l (H.K.) Ltd

Wan Chai

Knowledge in Securities and Futures Ordinance, FRR
8 years of Exp. in Securities/Finance industry
At least 3 years of Managerial experience

4d ago

iFAST ePension Services Limited's banner

Assistant Manager, Compliance (MPF)

iFAST ePension Services Limited

Tsim Sha Tsui

Solid knowledge in MPF and ORSO legislation
Participate in pension platform setup
21 Days AL, performance bonus and company shares

1d ago

Compliance Officer / Assistant (Fresh Graduate is Welcome)

Core Pacific - Yamaichi Int'l (H.K.) Ltd

Wan Chai

Reputable & sizeable securities brokerage firm
Excellent opportunity to enter compliance field
Exposure to SFC / IA / MPFA rules & regulations

4d ago

Senior Vice President/ Associate Director - CS & Dealing

Webull Securities Limited

Tsim Sha Tsui

Online Brokerage Firm/ Fintech Company
CS & Dealing
Competitive Remuneration Package

5d ago

Compliance Officer, Monitoring & Testing

CLSA Limited

Admiralty

Compliance Monitoring and Surveillance reviews
2-3+ years relevant experiences
Sound knowledge of SFC/HKMA requirements

4d ago

CITIC Futures International Company Limited's banner

Dealer 交易員

CITIC Futures International Company Limited

Admiralty

Minimum 2 years in dealing or financial industry
Medical, dental & life insurance with 16 days AL
SFC Type 1&2 license holder will be an advantage

14h ago

Assistant Dealing Manager

CLSA Limited

Admiralty

3 to 5 years’ stable dealing experience
SFC license with Type 1 and 2 regulated activities
Experience in using trading systems

4d ago

China Everbright Securities International Company Limited's banner

Associate / Senior Associate, Corporate Finance

China Everbright Securities International Company Limited

Wan Chai

Handle IPOs, financial advisory deals
3 to 5 years' experience in corporate finance
Basic understanding of securities market

1d ago

Dealer

Yuanta Futures (HK) Co., Limited

Admiralty

4d ago

Responsible Officer (Type 2, 5) -- Remote Work

恒大證券(香港)有限公司

Admiralty

Responsible Officer (Type 2, 5)
Remote Work
Familiar with the regulatory rules of SFC

11d ago

Senior Dealer

Webull Securities Limited

Tsim Sha Tsui

Online Brokerage Firm/ Fintech Company
CS & Dealing, Senior Dealer
Competitive Remuneration Package

5d ago

Treasury Manager

First Seafront Asset Management Limited

Wan Chai

Treasury function
Asset/Fund management
5-day work

5d ago

RO of SFC Type (1/2/4/5/6/9)

Everlasting Trust Limited

Wan Chai

Responsible Officer (Type 1,2,4,5,6,9)
Min 3 years' industry experience in regulated act
Immediate availability

15d ago

Compliance Manager - VP

Trinity Search Limited

Tsim Sha Tsui

Trust or Commercial Bank experience is a must
Compliance Managet to VP
Chinese Financial Institution

6d ago

Soochow Securities (Hong Kong) Financial Holdings Limited's banner

Financial Assistant Manager / Manager

Soochow Securities (Hong Kong) Financial Holdings Limited

Admiralty

At least 5 years of relevant experience
Prepare daily and monthly FRR reports
Professional accounting qualifications such as CPA

7d ago

SinoPac Asset Management (Asia) Limited's banner

Convertible bond Fund Manager

SinoPac Asset Management (Asia) Limited

Causeway Bay

5 days work
Asset Management
3 years related experience

6d ago

Dealing Officer 交易員

Goldtian Bullion Limited

Tsim Sha TsuiHK$17K - 24,999 /month

Double pay, 12 AL, 5 working days per week
Transport allowance, Meal allowance, Group Medical
1-2 years relevant experience

5d ago

Manager / Assistant Vice President, Business Compliance – Card and Unsecured Lending

OCBC Bank (Hong Kong) Limited

Wan Chai

Compliance
Card and Unsecured Lending
AML

4d ago

Senior Executive/ Executive, Compliance (MPF)

iFAST ePension Services Limited

Tsim Sha Tsui

Support ePension compliance function
21+ days AL
Staff performance shares

1d ago

UOB Kay Hian (Hong Kong) Limited's banner

Sales Assistant – Private Wealth Management

UOB Kay Hian (Hong Kong) Limited

Wan Chai

Handle & execute dealing orders
Provide administrative support to the sales
Excellent interpersonal and communication skills

11d ago

Compliance Manager

Melli Bank plc

Wan Chai

5-day work week
Medical insurance
Voluntary MPF contribution

4d ago

Assistant Manager / Manager, Compliance Review

Shanghai Commercial Bank Ltd

North Point

Develop a risk-based compliance review program
Conduct compliance reviews and on-site visits
Prepare compliance review reports

4d ago

Vice President/ Assistant Vice President, Regulatory Compliance

Shanghai Commercial Bank Ltd

North Point

Provide general compliance advisory services
Assess the impact and conduct gap analysis
Review & update general compliance policies

4d ago

Customer Service Officer (Financial Services)

Emperor Capital Group

Wan Chai

Handle client enquiries
Securities and Futures markets
5-day work week

6d ago

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