- Develop a risk-based compliance review program
- Conduct compliance reviews and on-site visits
- Prepare compliance review reports
Searches related to compliance manager jobs
1-30 of 92 jobs
Assistant Manager / Manager, Compliance (Transaction Surveillance) (6-month contract)
OCBC Bank (Hong Kong) Limited- investigation on suspicious transactions
- AML investigations / AML system / data analytics
- AML-related policies & procedures
- Provide advice and guidance to the I&I Business
- Conduct gap analysis and provide recommendations
- Review new product & service proposals
Assistant Compliance Manager / Compliance Manager, AML Advisory & Training
Shanghai Commercial Bank Ltd- Provide advices on day-to-day AML/CFT matters
- Prepare & update the AML/CFT policies & Procedures
- Perform ML/TF risk assessments
- Investigate and assess alerts
- Prepare and file Suspicious Transactions Report
- Keep track on regulatory development
- Monitor the current relevant regulatory landscape
- Organize training/ briefing with business units
- Maintain an effective implementation of the Risk
Vice President / Assistant Vice President, Investment & Insurance Compliance
Shanghai Commercial Bank Ltd- Provide advisory services on Investment
- Deliver investment compliance training
- Liaise with external regulators and auditors
- Deliver & QA Testing on AML Tools/Applications
- Build & Maintain Well-Controlled AML Systems
- Service Engagement Supporting AML Tools
- Assist in the maintenance of AML systems
- Implementation of AML/CFT related Regtech projects
- Prepare reports and management information
Temporary Assistant Manager (2-Year Contract) - Enforcement (Investigation - Market Misconduct Team)
Securities and Futures Commission- gathering evidence into suspected market crimes
- detect and investigate suspected market
- professional qualifications in Law or Accounting
- Provide general compliance advisory services
- Assess the impact and conduct gap analysis
- Review & update general compliance policies
Senior Associate / Associate, Business Management
China Everbright Securities International Company Limited- Sales Quality Assurance
- Ensure compliance of sales force
- Compliance, Risk Management experience preferred
- Monitor the current relevant regulatory landscape
- Organize training/ briefing with business units
- Maintain an effective implementation of the Risk
- AML investigations and transaction monitoring
- Investigate & anlayze system-generated alert
- Quality control and compliance assurance review
Senior Financial Crime Risk Investigations Analyst (Corporate Investigation), S&I
The Hong Kong Jockey Club- Case Investigation
- Law Enforcement Liaison
- Financial Crime Risk Management
- 2 years above in security analyst, IT security
- Be familiar with the global industry security
- Knowledge in cloud technology and security
Senior Manager, Compliance (SFC regulatory exp prefer/ General Compliance)
Top Executive Talent Engineering- Great promotion and benefits scheme
- Stable, work life balance, expanding office
- Stepping stone towards Wealth Management/ PB
Manager/ Assistant Manager - Branch Inspection, Process Control and Quality Assurance
Shanghai Commercial Bank Ltd- Perform regular branch on-site quality assurance
- Handle sample checking and examine tasks
- Consolidate investigation reports, ad hoc projects
Senior Officer to Assistant Manager, Sanctions Investigations (Financial Crime Compliance Dept)
Industrial and Commercial Bank of China (Asia) Limited- AML and sanctions investigation
- Familiar with sanctions laws and regulations
- Customer Batch Screening
- Minimum 5 years relevant experience
- Knowledge in property services regulations
- Degree in Business, Risk Management, Law
Compliance - Professional Ethics, Licensing (Contract, Renewable)
Resource Solutions Consulting Hong Kong Limited- Top-tier Investment Banking
- 2-3years' banking and/or relevant experience
- Experience in licensing/regulatory compliance
Manager - Intermediaries Supervision (Greater China), Intermediaries [Ref.:JDB/M/IS/GC/INT/230922]
Securities and Futures Commission- 5 years of experience in financial services sector
- Active team player
- University degree & or professional qualification
- Transaction Monitoring
- Prepare high-quality suspicious transaction report
- Perform AML risk review
- Develop investigation procedures, clear alerts
- Mitigate financial crime risks, maintain integrity
- combating financial crime
- Formulate the annual compliance review plan
- Plan, manage and conduct AML/CFT compliance review
- Perform risk assessments
- periodical review of transaction monitoring system
- quality review on the suspicious transaction alert
- system enhancement projects
Copyright © 1998-2023, JobsDB
Explore site