Searches related to sfc jobs

1-30 of 73 jobs

Securities and Futures Commission's banner

230113]

Securities and Futures Commission

Quarry Bay

7 yrs exp. in financial / operational risk control
Industry exp. in top tier financial institutions
Knowledge of SFC rules and regulations

5d ago

Director, RO4, 9, Asset Management

Be Myjob Company Limited

Causeway Bay

Responsible Officer
Hedge Fund
Product Development

1d ago

Fund Accountant - (Hybrid, Fresh graduate are welcomed to apply)

TMF Hong Kong Limited

Causeway Bay

Professional development opportunities
Join a supportive and growing team
Hybrid working arrangement

2d ago

Temporary Legal Executives - Enforcement [Ref: JDB/TLE/ENF/230120]

Securities and Futures Commission

Quarry Bay

Law Graduate with a good degree
Relevant work experience in litigation practice
Good attention to detail

12d ago

Manager - Intermediaries Supervision (Greater China), Intermediaries [Ref.:JDB/M/IS/GC/INT/230922]

Securities and Futures Commission

Quarry Bay

5 years of experience in financial services sector
Active team player
University degree & or professional qualification

5d ago

China Merchants Securities International Company Limited's banner

Associate, Financial Accountant

China Merchants Securities International Company Limited

Kwun Tong

5 years or above working experiences
Proprietary trading business
Degree holder in Accounting or Finance

1d ago

Manager - Corporate Finance (Monitoring - Corporate Disclosure Team) [Ref.: JDB/M/CF/MCDT/230922]

Securities and Futures Commission

Quarry Bay

Proactively reviewing and monitoring disclosures
To identify inappropriate corporate behavior
To ensure listed companies keep market informed

5d ago

Liberty International Insurance Limited's banner

Compliance Assistant (6-months Contract)

Liberty International Insurance Limited

Quarry Bay

Full-Time Contract Position
Friendly Team
Work-Life Balance

1d ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230106]

Securities and Futures Commission

Quarry Bay

8 years+ capital markets industry experience
Detailed knowledge of financial products
Trading experience in global financial institution

12d ago

Assistant Compliance Manager (18-month contract)

Sun Life Hong Kong Ltd

Hung Hom

Knowledge of Hong Kong legislation
Bachelor's degree and with at least 5 years
Manage insurance related Investment Compliance

8d ago

Legal Executives - Legal Services [Ref: JDB/LE/LSD/230414]

Securities and Futures Commission

Quarry Bay

Legal research and draft research notes
Assistance to prepare cases for court hearing
Good degree with experience in law firm

12d ago

Senior Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/SM/IS/INT/230512]

Securities and Futures Commission

Quarry Bay

Provide thought leadership
Monitor global and local market developments
10 years of experience in internal controls

12d ago

ARTA TechFin Corporation Limited's banner

Responsible Officer, Insurance Brokerage

ARTA TechFin Corporation Limited

Quarry Bay

Ensure operational continuity
Liaise with the Insurance Authority
Involve in business development

5d ago

Account Manager

Company Confidential

Kwun Tong

5d ago

Temporary Legal Executives (12-Month Contract) - Enforcement [Ref: JDB/TLE/ENF/230630]

Securities and Futures Commission

Quarry Bay

Law Graduate with a good degree
Able to take on multiple tasks
Good attention to detail

16d ago

BOCI-Prudential Trustee Limited's banner

Senior / Fund Accountant

BOCI-Prudential Trustee Limited

Tin Hau

5-day work week
Application to [email protected]
Fresh graduate in Accounting is welcomed

8d ago

Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230113]

Securities and Futures Commission

Quarry Bay

7 yrs exp. in financial / operational risk control
Industry exp. in top tier financial institutions
Knowledge of SFC rules and regulations

16d ago

China Everbright Securities International Company Limited's banner

Assistant Vice President, House Sales (Corporate Team)

China Everbright Securities International Company Limited

Causeway Bay

Conduct financial review with assigned clients
Proactive and self-motivated
With SFC license for Type 1 regulated activities

5d ago

Assistant Manager / Manager, Compliance Review

Shanghai Commercial Bank Ltd

North Point

Develop a risk-based compliance review program
Conduct compliance reviews and on-site visits
Prepare compliance review reports

5d ago

Analyst, Customer Services, Retail Brokerage

MIB Securities (Hong Kong) Limited

Causeway Bay

Handle clients’ account opening
Handle customer enquiries
Perform client onboarding review

5d ago

Grant Thornton Hong Kong Limited's banner

Assistant Audit Managers / Senior Associates / Associates

Grant Thornton Hong Kong Limited

Causeway Bay

Degree holder, min. 4 / 2 /1 yr prof. audit exp.
5-day working week
Fast promotion path for outstanding performers

5d ago

Executive/Associate - Regulatory Compliance Solutions (CRS / FATCA / AML / KYC)

TMF Hong Kong Limited

Causeway Bay

Regulatory Compliance Solutions CRS/FATCA/BEPS/KYC
Career Advancement and Development
Hybrid working arrangement

6d ago

Analyst, Central Compliance

China Merchants Securities International Company Limited

Kwun Tong

Assist in the review of compliance-related policy
Perform compliance reviews on business activities
Handle complains and other compliance matters

12d ago

Temporary Legal Executives - Enforcement [Ref: JDB/TLE/ENF/230120]

Securities and Futures Commission

Quarry Bay

Law Graduate with a good degree
Relevant work experience in litigation practice
Good attention to detail

23d ago

Temporary Legal Executives / Paralegals(6-Month Contract) - Legal Services(Ref: JDB/TLE/LSD/230120)

Securities and Futures Commission

Quarry Bay

Legal research and preparing research notes
Drafting court docs & correspondence
Degree with experience in law firm

16d ago

Senior Associate, Bank Fund Administrator [Good Welfare]

Robert Half Hong Kong

Kwun Tong

Candidates with previous banking fund admin
Reputable company in the industry
Candidates w/ more exp. will be considered as AVP

12d ago

SinoPac Asset Management (Asia) Limited's banner

LEGAL & COMPLIANCE OFFICER / ASSISTANT MANAGER

SinoPac Asset Management (Asia) Limited

Causeway Bay

5 day work week
2 years + relevant experience
asset management

9d ago

Finance Manager - Brokerage

ARTA TechFin Corporation Limited

Quarry Bay

Implement all daily financial operations
Provide full financial reports
Prepare and monitor daily and monthly FRR

22d ago

SinoPac Securities (Asia) Limited's banner

Legal and Compliance Officer/Manager

SinoPac Securities (Asia) Limited

Causeway Bay

AML
Compliance advice
Monitor the Company’s operation

14d ago

Manager, Compliance

The Hong Kong Jockey Club

Causeway Bay

Degree in law, business
8 – 12 yrs of experi in the legal & Compliance
Excellent command of English and Chinese

13d ago

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