- Law Graduate with a good degree
- Relevant work experience in litigation practice
- Good attention to detail
Searches related to securities and futures commission jobs
1-30 of 34 jobs
Senior Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/SM/IS/INT/230512]
Securities and Futures Commission- Provide thought leadership
- Monitor global and local market developments
- 10 years of experience in internal controls
Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230106]
Securities and Futures Commission- 8 years+ capital markets industry experience
- Detailed knowledge of financial products
- Trading experience in global financial institution
- Legal research and draft research notes
- Assistance to prepare cases for court hearing
- Good degree with experience in law firm
Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230113]
Securities and Futures Commission- 7 yrs exp. in financial / operational risk control
- Industry exp. in top tier financial institutions
- Knowledge of SFC rules and regulations
Temporary Legal Executives (12-Month Contract) - Enforcement [Ref: JDB/TLE/ENF/230630]
Securities and Futures Commission- Law Graduate with a good degree
- Able to take on multiple tasks
- Good attention to detail
Temporary Legal Executives / Paralegals(6-Month Contract) - Legal Services(Ref: JDB/TLE/LSD/230120)
Securities and Futures Commission- Legal research and preparing research notes
- Drafting court docs & correspondence
- Degree with experience in law firm
- Minimum of three years of solid work experience
- Experience in IPO or corporate finance
- Good knowledge of the Listing Rules
- Law Graduate with a good degree
- Relevant work experience in litigation practice
- Good attention to detail
Senior Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/SM/IS/INT/230512]
Securities and Futures Commission- Provide thought leadership
- Monitor global and local market developments
- 10 years of experience in internal controls
Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230106]
Securities and Futures Commission- 8 years+ capital markets industry experience
- Detailed knowledge of financial products
- Trading experience in global financial institution
- Minimum of five years of solid work experience
- Experience in IPO/corporate finance related work
- Able to work under pressure and meet deadlines
- To provide a full range of administrative support
- Able to take on multiple tasks
- Manage the e-filing database
- Legal research and draft research notes
- Assistance to prepare cases for court hearing
- Good degree with experience in law firm
Manager / Assistant Manager - Intermediaries Supervision (Inspection), Intermediaries
Securities and Futures Commission- policy setting and issuing codes and guidelines
- analysing industry and firm-specific data
- depicting industry trends
Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230113]
Securities and Futures Commission- 7 yrs exp. in financial / operational risk control
- Industry exp. in top tier financial institutions
- Knowledge of SFC rules and regulations
Temporary Legal Executives (12-Month Contract) - Enforcement [Ref: JDB/TLE/ENF/230630]
Securities and Futures Commission- Law Graduate with a good degree
- Able to take on multiple tasks
- Good attention to detail
Temporary Assistant (6-Month Contract) - Licensing, Intermediaries [Ref.:JDB/TASST/LIC/INT/230714]
Securities and Futures Commission- Provide clerical and administrative support
- Two years of administration work experience
- Proficient in PC applications
Temporary Legal Executives / Paralegals(6-Month Contract) - Legal Services(Ref: JDB/TLE/LSD/230120)
Securities and Futures Commission- Legal research and preparing research notes
- Drafting court docs & correspondence
- Degree with experience in law firm
- Minimum of three years of solid work experience
- Experience in IPO or corporate finance
- Good knowledge of the Listing Rules
- Minimum of five years of solid work experience
- Experience in IPO/corporate finance related work
- Able to work under pressure and meet deadlines
Temporary Assistant Manager (2-Year Contract) - Enforcement (Investigation - Market Misconduct Team)
Securities and Futures Commission- gathering evidence into suspected market crimes
- detect and investigate suspected market
- professional qualifications in Law or Accounting
- IT infrastructure in the Hong Kong markets
- technological developments in financial markets
- experience in the IT systems development
Manager - Corporate Finance (IPO Transaction Team) [Ref.: JDB/M/CF/IPOTT/230217]
Securities and Futures Commission- Identifying irregularities
- Knowledge of corporate and securities practice
- Familiarity with Listing Rules and IPO
- Provide a full range of clerical duties
- High proficiency in PC applications
- Experience in managing databases
Temporary Administrator (2-Year Contract) - Finance (Translation Team), Corporate Affairs
Securities and Futures Commission- Manage internal job logging system
- Maintain Wordfast
- Help in outsourcing and vendor management process
Senior Manager (Basel Capital and Risk Models Team) - Intermediaries Supervision, Intermediaries
Securities and Futures Commission- Working knowledge of FRTB, SA-CCR
- Exposure to regulatory policy setting
- 8 years’ practical experience in model risk manage
- Assisting in the daily tasks and projects
- Providing support via conducting basic research
- compiling reports, filing of documents
Assistant Manager - Enforcement (Investigation - Market Misconduct Team)
Securities and Futures Commission- gathering evidence into suspected market crimes
- detect and investigate suspected market
- professional qualifications in Law or Accounting
Temporary Assistant Manager (2-Year Contract) - International Affairs & Sustainable Finance, CEOO
Securities and Futures Commission- standard setting and policy formulation
- identifying international regulatory issues
- advising on positioning strategy
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