- Law Graduate with a good degree
- Relevant work experience in litigation practice
- Good attention to detail
1-30 of 44 jobs
Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230106]
Securities and Futures Commission- 8 years+ capital markets industry experience
- Detailed knowledge of financial products
- Trading experience in global financial institution
- Legal research and draft research notes
- Assistance to prepare cases for court hearing
- Good degree with experience in law firm
Senior Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/SM/IS/INT/230512]
Securities and Futures Commission- Provide thought leadership
- Monitor global and local market developments
- 10 years of experience in internal controls
Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230113]
Securities and Futures Commission- 7 yrs exp. in financial / operational risk control
- Industry exp. in top tier financial institutions
- Knowledge of SFC rules and regulations
Manager - Licensing (Fintech unit), Intermediaries [Ref.:JDB/M/FTunit/LIC/INT/230616]
Securities and Futures Commission- Provide technical assistance licensing application
- virtual asset trading platform
- Handle corporate/individual licensing application
Manager / Assistant Manager - Intermediaries Supervision (Inspection), Intermediaries
Securities and Futures Commission- policy setting and issuing codes and guidelines
- analysing industry and firm-specific data
- depicting industry trends
- Law Graduate with a good degree
- Relevant work experience in litigation practice
- Good attention to detail
Manager - Intermediaries Supervision (Greater China), Intermediaries [Ref.:JDB/M/IS/GC/INT/230922]
Securities and Futures Commission- 5 years of experience in financial services sector
- Active team player
- University degree & or professional qualification
Manager - Corporate Finance (Monitoring - Corporate Disclosure Team) [Ref.: JDB/M/CF/MCDT/230922]
Securities and Futures Commission- Proactively reviewing and monitoring disclosures
- To identify inappropriate corporate behavior
- To ensure listed companies keep market informed
Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230106]
Securities and Futures Commission- 8 years+ capital markets industry experience
- Detailed knowledge of financial products
- Trading experience in global financial institution
- Legal research and draft research notes
- Assistance to prepare cases for court hearing
- Good degree with experience in law firm
Senior Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/SM/IS/INT/230512]
Securities and Futures Commission- Provide thought leadership
- Monitor global and local market developments
- 10 years of experience in internal controls
- Ensure operational continuity
- Liaise with the Insurance Authority
- Involve in business development
Temporary Legal Executives (12-Month Contract) - Enforcement [Ref: JDB/TLE/ENF/230630]
Securities and Futures Commission- Law Graduate with a good degree
- Able to take on multiple tasks
- Good attention to detail
Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230113]
Securities and Futures Commission- 7 yrs exp. in financial / operational risk control
- Industry exp. in top tier financial institutions
- Knowledge of SFC rules and regulations
- Develop a risk-based compliance review program
- Conduct compliance reviews and on-site visits
- Prepare compliance review reports
- Law Graduate with a good degree
- Relevant work experience in litigation practice
- Good attention to detail
Temporary Legal Executives / Paralegals(6-Month Contract) - Legal Services(Ref: JDB/TLE/LSD/230120)
Securities and Futures Commission- Legal research and preparing research notes
- Drafting court docs & correspondence
- Degree with experience in law firm
- Implement all daily financial operations
- Provide full financial reports
- Prepare and monitor daily and monthly FRR
Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/M/IS/INT/230106]
Securities and Futures Commission- 8 years+ capital markets industry experience
- Detailed knowledge of financial products
- Trading experience in global financial institution
Manager - Corporate Finance (IPO Transaction Team) [Ref.: JDB/M/CF/IPOTT/230217]
Securities and Futures Commission- Identifying irregularities
- Knowledge of corporate and securities practice
- Familiarity with Listing Rules and IPO
Senior Manager - Intermediaries Supervision, Intermediaries [Ref.:JDB/SM/IS/INT/230512]
Securities and Futures Commission- Provide thought leadership
- Monitor global and local market developments
- 10 years of experience in internal controls
- Legal research and draft research notes
- Assistance to prepare cases for court hearing
- Good degree with experience in law firm
- Perform financial and regulatory reporting
- Liaise with external auditors for annual audit
- Take up ad hoc projects as assigned
Manager / Assistant Manager - Intermediaries Supervision (Inspection), Intermediaries
Securities and Futures Commission- policy setting and issuing codes and guidelines
- analysing industry and firm-specific data
- depicting industry trends
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