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Listed eighteen hours ago

Account Specialist, Wealth Management/ Private Banking

at Asia Progress Executive Limited

This is a Full time job

Quarry Bay, Eastern District
subClassification: Corporate Finance & Investment Banking
Corporate Finance & Investment Banking
classification: Banking & Financial Services
(Banking & Financial Services)
  • Degree min 4-5 yrs rel exp in private bank industry, prefer KYC/SOW, risk
  • Familiar with KYC/AML regulatory requirements, prefer with certificate in AML
  • Ensure onboarding & review requiremts comply Bk's AML/KYC standards & requiremts
18h ago
Listed two days ago

Operations & Compliance Manager: Private Markets Brokerage & FinTech

at Gateway Private Markets (HK) Limited

This is a Full time job

North Point, Eastern District
subClassification: Financial Planning
Financial Planning
classification: Banking & Financial Services
(Banking & Financial Services)
  • Exposure to private market secondaries a US$100Bn market
  • Entrepreneurial firm with fast paced culture and accelerated career development
  • Collaborative and experienced team coming from global banks and investment firms
2d ago
Listed nineteen hours ago

Management Associate - Enforcement (Investigation - Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District
subClassification: Other
Other
classification: Banking & Financial Services
(Banking & Financial Services)
  • Detect & analyze possible misconduct relate to securities & futures market
  • Prepare cases for criminal/civil proceedings before HK’s courts and tribunals
  • Recent university graduates of exceptional qualities will also be considered
19h ago
Listed four days ago

Corporate Compliance, Principal (Senior Manager Level)

at AIA Hong Kong

This is a Full time job

Quarry Bay, Eastern District
subClassification: Compliance & Risk
Compliance & Risk
classification: Banking & Financial Services
(Banking & Financial Services)
  • Implement Corporate Compliance Policies on e.g. FATCA, CRS, Outsourcing
  • Provide Compliance Risk Assessment in Business Initiatives & Provide Solutions
  • Min 10-yr Exp in FIs Focused in Compliance, Risk Mgt, Legal, Internal Controls
4d ago
Listed two days ago

Assistant Vice President, Security Management & Workplace Experience

at China CITIC Bank International Limited

This is a Full time job

Quarry Bay, Eastern District
subClassification: Body Corporate & Facilities Management
Body Corporate & Facilities Management
classification: Real Estate & Property
(Real Estate & Property)
  • Manage and control of physical security technologies of the Bank
  • Monitor the service vendor to provide proper maintenance and repairing service
  • With at least 4 years of relevant experience in corporate security management
2d ago
Listed fourteen days ago

Contract AM (2-Year) - Enforcement (Investigation, Intermediary Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District
subClassification: Other
Other
classification: Banking & Financial Services
(Banking & Financial Services)
  • investigate misconduct committed by persons regulated by the SFC
  • prepare cases for criminal, civil or disciplinary proceedings
  • 3yr+ experience in investigation, litigation, law enforcement,dispute resolution
14d ago
Listed fourteen days ago

Contract Manager (2-Year) - Enforcement (Investigation - Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District
subClassification: Other
Other
classification: Banking & Financial Services
(Banking & Financial Services)
  • gather information & conduct fund tracing analysis to prepare search operation
  • interview suspects and parties involved in the suspected misconduct
  • preferably with professional qualifications in Law or Accounting
14d ago
Listed fourteen days ago

Contract SM (2-Yr) - Enforcement (Special Operations - Market Misconduct Team)

at Securities and Futures Commission

This is a Full time job

Quarry Bay, Eastern District
subClassification: Other
Other
classification: Banking & Financial Services
(Banking & Financial Services)
  • conduct fund tracing analysis for investigation into possible market misconduct
  • conducting search operations on the premises relating to the suspects
  • 12yrs+ experience and tangible interest in SFC investigation & enforcement work
14d ago
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