- Knowledge in Securities and Futures Ordinance, FRR
- 8 years of Exp. in Securities/Finance industry
- At least 3 years of Managerial experience
Searches related to securities and futures commission jobs
1-12 of 12 jobs
- Regulatory compliance in asset management
- 5+ years of relevant experience in buy-/sell- side
- Diversified and collaborative team
Associate/ Senior Associate, Regulatory Compliance - Financial Resource Rules
ComplianceAsia Consulting Limited- Annual leave of 25 days
- Medical and dental benefits
- Hybrid working model
Client Relationship Manager (Wealth Management)
Huaan Securities (Hong Kong) Financial Holding Limited- SFC Type 1,2,4 & 5 with min 3 relevant exp
- Business travel to Mainland, expand client base
- Basic Salary + Incentive + Double Pay
Personal Assistant/Executive Assistant - Asset Management Firm - Fresh Graduates Are Welcome
Cornerstone Global Partners- Native in Mandarin/Putonghua is a MUST
- Asset Management Firm Subsidiary
- Up to 30k
- SFC Type 1,2,4 & 5 with min 3 relevant exp
- Business travel to Mainland
- Basic Salary + Incentive + Double Pay
- COMPETITIVE BENEFIT PACKAGE
- Supportive working environment
- Progressive career advancement opportunities
- Good Career Exposure
- Spousal + Children Medical Benefits
- Regional Exposure
Senior (Regulatory Advisory) - Emerging Services (Financial Institutions) - Hong Kong
Deloitte Touche Tohmatsu- Provide regulatory advice to licensed corporations
- Review and advise on clients' internal controls
- Advise clients in financial license applications
- Apply for IANG visas for employees
- Provide funding for academic learning
- Provide lunch allowances
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