- 3-5 years of experience in regulatory compliance
- Familiar with statutory & regulatory requirements
- Experience in Taiwanese Bank is a plus
Searches related to compliance manager jobs
1-30 of 231 jobs
- Minimum 5 years’ or above of relevant experience
- Advise the management regularly on new regulatory
- Well-versed with the SFO and other relevant codes
- Regulatory compliance advice to business units
- 3-5 years in compliance
- Formulate regulatory compliance related polices
Senior Compliance Manager (Investment & Insurance) (Ref:KC8024-00-JDB)
Nanyang Commercial Bank, Limited- Insurance Compliance
- Investment Compliance
- Regulatory advice and guidance
- At least 3-5 years' solid experience in compliance
- Conduct AML/AEOI compliance reviews
- OT pay and monthly allowances
Senior Compliance Manager (Cross-border / Fintech / Corporate Finance) (Ref: CM-KF-CFC-NCB)
Nanyang Commercial Bank, Limited- Degree holder in Business Administration
- At least 8 years banking experience
- Knowledge in Fintech, Regtech and Virtual Bank
- > 3 years work experience
- legal, fund, crypto asset, compliance, or finance
- Cantones, Mandarin and English
- Monitor the current relevant regulatory landscape
- Organize training/ briefing with business units
- Maintain an effective implementation of the Risk
Assistant Manager / Manager - Strategic Project Management & Compliance (Job Ref: AI/AMSPM/JD)
Asia Insurance Co Ltd- Competitive Package, Excellent Prospect
- Bank Holidays
- Birthday Leave + 16 days Annual Leave
- Familiar with FATCA/ CRS requirements
- Degree holder in Law/ Finance/Corporate Governance
- At least 6 years of relevant exp in AML/ KYC
- SFC type 1, 2, 4, 5 regulated activities
- brokerage compliance
- equities and futures businesses
- 3 year of compliance-related experience
- SFC, IA and MPFA
- 5 days work, Group Medical & Life Insurance
- Review screening results
- Assist in sanctions administration
- Minimum 2 years' working experience
- Hong Kong Tax Compliance Work
- Manage and Deliver Tax Advisory Engagements
- Minimum of 6 Years of Solid Work Experience
- Solid knowledge in MPF and ORSO legislation
- Participate in pension platform setup
- 21 Days AL, performance bonus and company shares
Compliance Associate, Monitoring & Surveillance and Central Compliance
GF Holdings (Hong Kong) Corporation Ltd- Compliance experience from securities firms;
- Central compliance functions;
- Compliance monitoring, surveillance & licensing.
- Reputable & sizeable securities brokerage firm
- Excellent opportunity to enter compliance field
- Exposure to SFC / IA / MPFA rules & regulations
Copyright © 1998-2023, JobsDB
Explore site