Regulatory compliance officer Full Time Jobs in Tsim Sha Tsui Yau Tsim Mong District

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

at Bee Career Technology Limited

Legal & Compliacne
Financial, Finance
Bonus

3d ago

Listed one day ago

Compliance Officer

This is a Full time job

$35,000 – $50,000 per month

subClassification: Compliance & Risk

classification: Banking & Financial Services

Compliance experience at type 4&9 licence firm
Top tier fund house in HK
Great package

1d ago

Listed one day ago

Senior Regulatory Compliance Officer

at Bangkok Bank Public Co Ltd

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Aden Financial Group Limited

1d ago

Listed six days ago

Assistant Manager/Senior Compliance officer

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Xin Yongan International Financial Holdings Limited

6d ago

Listed ten days ago

Senior Legal & Compliance Officer

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

Tsim Sha Tsui, Yau Tsim Mong District

Legal & Compliacne
Financial, Finance
Bonus

10d ago

Listed eight days ago

Officer, Regulatory Compliance (new fresh graduate welcome)

at Airstar Bank Limited

This is a Full time job

subClassification: Generalists - In-house

classification: Legal

at Futu Securities International (Hong Kong) Limited

8d ago

Listed ten days ago

Business Compliance Officer

This is a Full time job

subClassification: Banking & Finance Law

Banking & Finance Law

classification: Legal

Double Pay
Medical insurance
Five-Day Work Week

10d ago

Listed ten days ago

Compliance Officer

at TSE'S Securities Limited

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Mouette Securities Company Limited

10d ago

Listed ten days ago

Compliance Officer

This is a Full time job

Wan Chai, Wan Chai District

subClassification: Banking & Finance Law

Banking & Finance Law

classification: Legal

at Xin Yongan International Financial Holdings Limited

Compliance and risk (SFC type 1,2,4,5,9)
3 years related experience or above
immediate available

10d ago

Listed seventeen days ago

Senior Legal & Compliance Officer

This is a Full time job

Corporate & Commercial Law

subClassification: Corporate & Commercial Law

classification: Legal

at K U M Insurance Brokers Limited

Legal & Compliacne
Financial, Finance
Bonus

17d ago

Listed fourteen days ago

Compliance Officer

This is a Full time job

Hung Hom, Kowloon City District

subClassification: Other

Other

classification: Insurance & Superannuation

(Insurance & Superannuation)

14d ago

Listed six days ago

Assistant Business Development Manager, Life Insurance

at Shanghai Commercial Bank Ltd

This is a Full time job

Tsim Sha Tsui, Yau Tsim Mong District

subClassification: Management

Management

classification: Insurance & Superannuation

(Insurance & Superannuation)

Implement strategy plans set out by the department
Support distribution channels for the company
Ensure the selling processes are in compliance

6d ago

Listed six days ago

Officer, Digital Innovation

at Shanghai Commercial Bank Ltd

This is a Full time job

Mong Kok, Yau Tsim Mong District

subClassification: Digital & Search Marketing

Digital & Search Marketing

classification: Marketing & Communications

(Marketing & Communications)

Stay up-to-date with the latest industry trends and technologies
Collaborate with cross-functional teams to improve customer digital
Manage UAT, defect resolutions and post implementation performance tracking

6d ago

Listed one day ago

Responsible Officer (SFC 4 & 9) - UNWI focused fund manager

at LW Consulting Limited

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at TeamPlus Consulting Limited

Solid top tier buyside and family office background management
Down to earth and friendly culture
Employment flexibility can be offered to the right candidates

1d ago

Listed six days ago

SFC Type (1/ 2/ 4/ 6/ 9) Responsible Officers (RO)

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

Current holders of unconditional RO preferred
Current Rep with enough experience considered
Min 5 years industry experience

6d ago

Listed seven days ago

Senior Consultant - Financial Industry Risk and Regulatory - Hong Kong

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Knowledge in Risk and Compliance in Banking and Insurance sectors are necessary
Minimum 2 years' of financial services Risk and Compliance experience
Professional qualifications, e.g. FRM/CFA, would be an advantage

7d ago

Listed twenty days ago

Compliance Officer

at 西京投資管理有限公司

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Compliance Officer
Compliance
Officer

20d ago

Listed two days ago

General Manager, Human Resources

at KOS International Limited

This is a Full time job

(Human Resources & Recruitment)

Competitive 6-digit salary package & benefits

subClassification: Management - Internal

Management - Internal

classification: Human Resources & Recruitment

Conglomerate business - HR Leadership role for one of the key subsidiaries
Strategic overview of the Human Capital of the designated business unit
Experience from both sizeable & start up business, with agile mindset ideal

2d ago

Listed twenty days ago

Compliance Officer / Senior Compliance Officer, Regulatory Compliance

at Compliance Consulting Limited

This is a Full time job

subClassification: Generalists - In-house

classification: Legal

at The Core Securities Company Limited

SFC Regulatory Compliance
Financial Services exposure
Excellent career development

20d ago

Listed twenty two days ago

Compliance Officer (Securities, Trust and Company Secretarial Services)

This is a Full time job

subClassification: Generalists - In-house

classification: Legal

at Mirae Asset Global Investments (Hong Kong) Limited

Ensures company is in compliance with regulations
Provide guidance on matters relating to compliance
Familiar with local laws and SFC rules

22d ago

Listed twenty days ago

Compliance Officer (12-month rolling contract)

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Compliance & Risk

classification: Banking & Financial Services

at Shanghai Commercial Bank Ltd

At least 3 years’ in-house compliance experience
Experience in asset management will be an advantage

20d ago

Listed thirteen days ago

Assistant Manager / Officer, Digital Innovation

This is a Full time job

Mong Kok, Yau Tsim Mong District

subClassification: Management

Management

classification: Banking & Financial Services

Conduct research to understand user needs
Stay up-to-date with the latest industry trends
Improve customer digital experience and operation

13d ago

Listed thirteen days ago

Manager - Financial Industry Risk and Regulatory (Insurance sector) - Hong Kong

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

Risk & compliance experience in Insurance sector is mandatory
6-9 years' experience in insurance risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

13d ago

Listed fourteen days ago

Manager / Associate Director - Financial Industry Risk and Regulatory (Banking)

at Deloitte Touche Tohmatsu

This is a Full time job

subClassification: Compliance & Risk

classification: Banking & Financial Services

at COSCO SHIPPING Ports Limited

Risk & compliance experience in banking sector is essential
5 - 9 years' experience in banking risk and compliance
Proficient in written and spoken Chinese (Cantonese and Mandarin) and English

14d ago

Listed eight days ago

Assistant Legal Manager / Senior Legal Officer

This is a Full time job

subClassification: Generalists - In-house

classification: Legal

at China Innovation Investment Limited

Five-day Work Week, Double Pay & Performance Bonus
Medical, Dental & Life Insurance
Education, Meal & Festive Allowance

8d ago

Listed fifteen days ago

Managerial Position（CPA preferred）管理岗位（CPA優先）

This is a Full time job

subClassification: Management

Management

classification: Banking & Financial Services

Causeway Bay, Wan Chai District

15d ago

Listed six days ago

Customer Service Officer - Counter (5-days work, no shift)

at Links international

This is a Full time job

$20k - $35k p.m.

subClassification: Other

Other

classification: Call Centre & Customer Service

(Call Centre & Customer Service)

Welcome bank teller
Work life balance
Excellent company culture and benefits

6d ago

Listed thirteen days ago

Credit Risk Officer

at Funki Finance Limited

This is a Full time job

subClassification: Credit

Credit

classification: Banking & Financial Services

at China Pacific Life Insurance (H.K.) Company Limited

At least 2 years of experience in credit approval
Convenient office location in Sheung Wan
Tech driven ︱Young︱Energetic︱Good Benefits

13d ago

Listed six days ago

Senior Officer/ Assistant Manager, Underwriting (Life Insurance)

This is a Full time job

Causeway Bay, Wan Chai District

subClassification: Underwriting

Underwriting

classification: Insurance & Superannuation

(Insurance & Superannuation)

5-7 years’ relevant experience in life insurance industry
Underwriting
5-day workweek, Public holidays, Birthday leave

6d ago

Listed six days ago

Bills Operation Officer (Secondment Contract) (Ref: GC8031-BI-CT)

at Nanyang Commercial Bank, Limited

This is a Full time job

Administrative Assistants

subClassification: Administrative Assistants

classification: Administration & Office Support

(Administration & Office Support)

Bills Operation
Degree holder in relevant disciplines
1-year banking experience

6d ago

Listed seven days ago

SFC Type (9) Responsible Officers (RO)

at Sinohope Technology Holdings Limited

This is a Full time job

subClassification: Funds Management

Funds Management

classification: Banking & Financial Services

at China Construction Bank (Asia) Corporation Limited

Assist in the RA Type 9 licensing application
Act as sole Responsible Officer for RA Types 9
Assist in the establishment of investment strategy

7d ago

Listed six days ago

Head of Relationship Management, Private Banking

This is a Full time job

Corporate Finance & Investment Banking

subClassification: Corporate Finance & Investment Banking

classification: Banking & Financial Services