Central
- Responsible Officer (Type 1, 2, 4, 5, 9)
- Great development opportunities
- Less experience will be considered
Searches related to responsible officer type 1 jobs
1-30 of 55 jobs
Deputy Head of Brokerage (Type 1/2/4/5 regulated activities)
Guosen Securities (HK) Financial Holdings Company, Limited- SFC Type 1/2/4/5
- Responsible Officer
- Minimum 8 years experience
- Responsible Officer Type 1, 4, 9
- Director / Senior Management
- Focus on OTC (e.g. TRS / options) products trading
- SFC registered RO for license 1, 4 and 9
- Experience in asset management company or securit
- Implement trade execution, fund operation & portfo
- Responsible Officer (Type 4 & 9)
- Communicate with other brokers
- Prepare and submit FRR
SFC Type (1) Responsible Officers (RO), experience in structured products
New Huo Technology Holdings Limited- Bachelor's degree in finance, accounting
- Minimum 5 years experience
- Strong analytical skills and attention to detail
- Current SFC Responsible Officer preferred
- Sound knowledge of SFC regulatory requirements
- Solid experience in front & back office operations
- 5-Day Work, Medical Insurance
- 6-7 Years' Related Experience
- Registered under SFC type 4 & 9 license
- Licensed RO with Insurance Authority
- Insurance agent experiences
- Min. 5 years from insurance agent company
Central
- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
Sheung WanHK$35K - 54,999 /month
- Responsible Officer (Type1 & 4 & 9)
- Sheung Wan
- Monthly salary up to HK$50,000
- Dealing, customer service and operations
- Integrated financial firm focusing in HNW business
- Holder of SFC Type 1 license
Customer Service Officer (Client On-boarding)
Guosen Securities (HK) Financial Holdings Company, Limited- Client Onboarding
- CDD / KYC / AML
- Type 1 and 2 is highly preferred
- Day to day account administration and servicing
- Sales operational support
- Provide daily transaction processing
Portfolio Manager, Responsible Officer (Type 4 and 9), Equity, Asset Management Department
China Securities (International) Finance Holding Company Limited- Equity Portfolio Manager
- Asset Management
- Responsible Officer (Type 4 and 9)
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