- 3 year working experience in financial industry
- FRR knowledge is a must
- With office admin experience is peferred
1-30 of 368 jobs
- Min 3-year exp in fund operation
- Strong knowledge in Securities and Funds Operation
- Good team player
Head of Regulatory Compliance (SFC Licensed Chinese iBank)
HANSEL INTERNATIONAL Executive Search Limited- Regulatory compliance
- 8 yrs compliance experience working in FI
- Brokerage, IBD, Asset Management
- SFC registered RO for license 1, 4 and 9
- Experience in asset management company or securit
- Implement trade execution, fund operation & portfo
- Responsible Officer (Type 4 & 9)
- Communicate with other brokers
- Prepare and submit FRR
Central
- Responsible Officer (Type 1, 2, 4, 5, 9)
- Great development opportunities
- Less experience will be considered
- Online Brokerage Firm/ Fintech Company
- Finance & Accounting, SVP/ VP
- Competitive Remuneration Package
Deputy Head of Brokerage (Type 1/2/4/5 regulated activities)
Guosen Securities (HK) Financial Holdings Company, Limited- SFC Type 1/2/4/5
- Responsible Officer
- Minimum 8 years experience
- Conduct AML & KYC, Compliance monitoring
- relevant experiences in financial industry =
- Monitor business operation of SFC licensed corp.
- SFC type 1, 2, 4, 5 regulated activities
- brokerage compliance
- equities and futures businesses
- Execute securities orders
- Licensed with SFC as representative (Type 1 & 2)
- Immediate available is preferred
SFC Type (1) Responsible Officers (RO), experience in structured products
New Huo Technology Holdings Limited- Bachelor's degree in finance, accounting
- Minimum 5 years experience
- Strong analytical skills and attention to detail
- Online Brokerage Firm/ Fintech Company
- CS & Dealing, Senior Dealer
- Competitive Remuneration Package
Central
- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
- Online Brokerage Firm/ Fintech Company
- Finance & Accounting
- Competitive Remuneration Package
- 5-Day Work, Medical Insurance
- 6-7 Years' Related Experience
- Registered under SFC type 4 & 9 license
Central
- 1- 3 years of working experience in type 2
- Competitive package
- Fresh graduate will be considered
Senior Compliance Manager (Investment & Insurance) (Ref:KC8024-00-JDB)
Nanyang Commercial Bank, Limited- Insurance Compliance
- Investment Compliance
- Regulatory advice and guidance
- Knowledge in Securities and Futures Ordinance, FRR
- 8 years of Exp. in Securities/Finance industry
- At least 3 years of Managerial experience
Compliance Assistant - Legal and Compliance Department
China Galaxy International Financial Holdings Limited- Degree holder, fluent in Putonghua is an advantage
- Fresh graduate is also welcome
- Immediate available is preferred
Senior Compliance Manager (Fintech / Corporate Finance) (Ref: CM-KF-CFC-NCB)
Nanyang Commercial Bank, Limited- Degree holder in Business Administration
- At least 8 years banking experience
- Knowledge in Fintech, Regtech and Virtual Bank
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