Searches related to hkex jobs

1-30 of 106 jobs

Asia Progress Executive Limited's banner

Compliance officer - Legal & Compliance Dpt (Securities Brokerage) $25K-35K

Asia Progress Executive Limited

Central

2-3yr compliance exp in Securities brokerage,SFC
Degree holder in business related discipline
Adv sales&trading issue Compliance surveillance

8h ago

Compliance Officer & Manager

ComplianceDirect Consulting Limited

CentralHK$25K - 69,999 /month

Assist in compliance tasks and procedures
Ensure the requirements of regulators are met
Timely review of policy & procedures

2d ago

Senior Compliance Officer/ Compliance Director

中國山東高速金融集團有限公司

Central

5-days work
6+ years working exp in SFC LC
familiar with SFC 1,4 & 9 regulatory activities

9d ago

Compliance Officer

Platinum Management Services Limited

Central

9d ago

Futu Securities International (Hong Kong) Limited's banner

Senior Compliance Officer

Futu Securities International (Hong Kong) Limited

Admiralty

Double Pay
Discretionary Bonus
Five-Day Work Week

8d ago

Core Pacific - Yamaichi Int'l (H.K.) Ltd's banner

Senior Compliance Officer / Assistant (Fresh Graduate is Welcome)

Core Pacific - Yamaichi Int'l (H.K.) Ltd

Wan Chai

Exposure to various investment products
Extensive learning opportunities
Friendly work environment

6d ago

Infrastructure Engineer - IT Department

China Galaxy International Financial Holdings Limited

Sheung Wan

Degree or above in Information Technology
At least 5 years of system administration
Solid experience in Microsoft Windows, Linux OS

2d ago

Compliance Officer – MSO/Currency Services

Moneycorp (Hong Kong) Limited

Central

AML/CFT responsibilities
Financial institution customers
Travel required

2d ago

Assistant Compliance Manager/Complicance Manager

COFCO Futures (International) Co., Limited

Causeway Bay

Legal & Compliance
Experience in licensed corporations
Competitive remuneration package

1d ago

Compliance officer/AVP - Legal & Compliance Dpt (Securities Brokerage) $30K-50K

Asia Progress Executive Limited

Central

2-3yr compliance exp in Securities brokerage,SFC
Degree holder in business related discipline
Adv sales&trading issue Compliance surveillance

6d ago

Compliance Officer (Bank)

Conners Consulting Limited

Tsim Sha Tsui

4 years compliance experience
Banking, TST, 13 months salary + DB
14-18 days AL, dental, insurance coverage

8d ago

Officer - Legal and Compliance Department

China Galaxy International Financial Holdings Limited

Sheung Wan

Degree holder, fluent in Putonghua is an advantage
1-3 years working experience in Securities co.
Good knowledge of the SFO

1d ago

Assistant Operation Officer / Operation Officer (Global Market)

Phillip Securities Group

Admiralty

Global Market
Middle Office
Diploma or above / on job training

4d ago

Compliance officer - Legal & Compliance Dpt (Securities Brokerage)

Asia Progress Executive Limited

Central

2-3yr compliance exp in Securities brokerage,SFC
Degree holder in business related discipline
Adv sales&trading issue Compliance surveillance

8d ago

Compliance Officer

Platinum Management Services Limited

Central

16d ago

Chief Compliance Officer (Blockchain / Crypto)

Viabtc Technology Limited

Central

Experienced in Blockchain / Crypto Industry
3+ years relavant working experence
5-day work, competitive salary package

9d ago

Senior Compliance Officer/Compliance Director (SFC Type 1,4&9)

Trinity Search Limited

Central

SFC Type 1,4 &9 regulatory activities
asset management
At least 6 years of compliance experience

12d ago

Risk and Compliance Manager - Securities Services Department

The Bank of East Asia, Limited

Central

Conduct compliance review & prepare reports
Provide support on product compliance
University graduate with min. 2 yrs' exp.

6d ago

Compliance Manager (Well-funded AUM SFC License Firm Type 1, 4 & 9 | EAM)

DNA Recruit Partners Limited

Central

Well-Funded AUM I Buy-side | EAM
Compliance Manager | Multi Family Office
Competitive salary package

9d ago

AVP/Senior Associate, Compliance (Treasury & Markets and Vickers)

DBS Bank Ltd

Central

Compliance advisory in Capital Market & brokerage
Knowledge in sales & trading & surveillance
See job description.

7d ago

Settlement Officer

Yuanta Securities (Hong Kong) Company Limited

Admiralty

9d ago

CHINA INDUSTRIAL SECURITIES INTERNATIONAL FINANCIAL GROUP LIMITED's banner

Dealer-Global Market (Associated / Vice President)

CHINA INDUSTRIAL SECURITIES INTERNATIONAL FINANCIAL GROUP LIMITED

Sheung Wan

Minimum 2 years of dealing-related experience
SFC License Type 1 & 2
Bachelor degree

8d ago

Latitude n Longitude Consultancy Limited's banner

Compliance Officer/Assistant

Latitude n Longitude Consultancy Limited

Central

Professional agency
Financial license application and retainer service
Licensed exposure: SFC, IA, Money Lender, MSO,TCSP

15d ago

Compliance Manager

Kam Luen Securities Limited

Wan Chai

Proficiency in SFC regulations
Detailed-minded
proactive personality

13d ago

Senior Compliance Officer / Officer

Realord Asia Pacific Securities Limited

Central

Degree in Business Administration, Law, Finance
5 ys of relevant exp. in Compliance function
Less exp. will be considered as Compliance Officer

16d ago

Compliance officer, Securities Brokerage - Type 1

Asia Progress Executive Limited

Central

Advise on sales & trading to ensure compliance
Degree in business related discipline
2 yr compliance exp in Securities brokerage

15d ago

Associate/ Compliance officer - Legal & Compliance Dpt (Securities Brokerage)

Asia Progress Executive Limited

Central

2-3yr compliance exp in Securities brokerage,SFC
Degree holder in business related discipline
Adv sales&trading issue Compliance surveillance

14d ago

Compliance Officer (5-day work)

Centaline Securities Limited

Tsim Sha Tsui

Familiar with customer onboarding, KYC and AML/CTF
Min.1.5 yr of compliance exp. in brokerage firms
Handling on compliance and regulatory matters

14d ago

A compliance position from a Chinese top fund house in HK

Experis

Central

SFC regulatory for type 4.9
Public Offering of Fund
Located in Central

14d ago

The Core Securities Company Limited's banner

Compliance Officer (Securities, Trust and Company Secretarial Services)

The Core Securities Company Limited

Central

Ensures company is in compliance with regulations
Provide guidance on matters relating to compliance
Familiar with local laws and SFC rules

23d ago