Searches related to responsible officer type 1 jobs
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SFC Type (1) Responsible Officers (RO), experience in structured products
New Huo Technology Holdings Limited- Bachelor's degree in finance, accounting
- Minimum 5 years experience
- Strong analytical skills and attention to detail
- Current SFC Responsible Officer preferred
- Sound knowledge of SFC regulatory requirements
- Solid experience in front & back office operations
- 5-Day Work, Medical Insurance
- 6-7 Years' Related Experience
- Registered under SFC type 4 & 9 license
Central
- Current holders of unconditional RO preferred
- Current Rep with enough experience considered
- Min 5 years industry experience
Sheung WanHK$35K - 54,999 /month
- Responsible Officer (Type1 & 4 & 9)
- Sheung Wan
- Monthly salary up to HK$50,000
- Type 1, 4 regulated activities
- financial and brokerage industry
- 5 years of relevant experience
- Rapidly expanding Fintech company in HK, SG & CN
- Applying for the company license of SFC Type 6
- RO and MIC of Type 6 regulated activities
Wan Chai
- Responsible Officer (Type 1,2,4,5,6,9)
- Min 3 years' industry experience in regulated act
- Immediate availability
Deputy Head of Brokerage (Type 1/2/4/5 regulated activities)
Guosen Securities (HK) Financial Holdings Company, Limited- SFC Type 1/2/4/5
- Responsible Officer
- Minimum 8 years experience
Product Specialist (Licensee Type 1,4 + Due diligence + trade support))
Top Executive Talent Engineering- Stable, work life balance, teamwork
- Great stepping stone to Private Bank area
- Open +cozy management style, gd $$$$$ and benefits
Customer Service Officer (Client On-boarding)
Guosen Securities (HK) Financial Holdings Company, Limited- Client Onboarding
- CDD / KYC / AML
- Type 1 and 2 is highly preferred
- Responsible Officer of SFC Type 1, 4 & 9
- Experience in regulated activity
- Immediate availability
- Double pay, 12 AL, 5 working days per week
- Transport allowance, Meal allowance, Group Medical
- 1-2 years relevant experience
- Holder of RO license with Insurance Authority
- Minimum 5 years of relevant experiences
- Good opportunity & career development
Wan Chai
- Treasury function
- Asset/Fund management
- 5-day work
- Licensed RO with Insurance Authority
- Insurance agent experiences
- Min. 5 years from insurance agent company
- Online Brokerage Firm/ Fintech Company
- CS & Dealing, SVP/ Associate Director
- Competitive Remuneration Package
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