Vice President, Investment & Insurance Compliance
Chong Hing Bank Ltd- I & I Compliance Advisory and Updates
- Policy, Procedural Manuals and Projects
- Regular/ Ad-hoc Review, Testing Programs
Searches related to investment manager jobs
1-30 of 174 jobs
Chong Hing Bank Ltd
Corporate Services Manager/ Assistant Manager
Gary Cheng Secretaries Limited- Professional firm candidate wanted
- Client focus, build long term client relationship
- Strong technical in Listed and private companies
Legal Manager, (Greater China portfolio)
Michael Page- Independent role
- Contracts management
- Support Greater China
Compliance Manager, Wealth Management
Guotai Junan International Holdings Limited- Wealth management business regulatory matters
- Sound knowledge of the SFC and HKEx rules
- At least 4 years experience in compliance
Senior Legal Manager(Investment products)
Morgan McKinley- legal counsel, investment products, solicitor
- funds regulatory
- bank, asset management, law firm
DISTRIBUTION COMPLIANCE - SENIOR MANAGER /ASSOCIATE DIRECTOR
Recruitment Intelligence Consultants LtdManager / Deputy Manager – Compliance & Internal Audit Department
Cinda International Holdings Limited
Legal and Compliance - APAC Regional - Investment
Links International- 3-7 years' PQE (flexible)
- Provide legal coverage to portfolio team
- Legal coverage to institutional sales team
Manager to Senior Manager, Investment and Insurance Compliance, ICD
Industrial and Commercial Bank of China (Asia) LimitedCompliance Manager, Securities Brokerage/IBD – Legal & Compliance Department
Asia Progress Executive Limited
Company Secretarial Manager
Town Health Corporate Advisory and Investments Limited- Organise board meetings
- 5-day work week
- Attractive remuneration package
Assistant Compliance Manager
Osmium Consulting Group Limited- Coordinate and plan for compliance related proj
- Familiar with SFO and HKEX rules
- Minimum 5 years' solid relevant experience
IT Product Specialist
One Recruitment Limited- Prime Working Location
- Competative Remuneration Package
- Stable Working Environment
- Perform KYC/ CDD/ AML review
- Keep abreast of the recent regulatory changes
- Reassess and evaluate legal documentations
Business Development Manager, Legal
Company Confidential- Handle all lease agreements (HK and overseas)
- Degree in Law, BA or Real Estate Studies etc.
- Real estate expert with 5-8 years of experience
Compliance Manager
DKSH Hong Kong Limited- Supervision of compliance of all business
- Provide professional consultation and advice
- Min 5 -8 years’ experience in similar role
Analyst/ Associate, Anti-Money Laundering(Ref: C/AAML/01-21)
Shenwan Hongyuan Securities (H.K.) LimitedAM to Manager (Compliance Review), Governance and Review (FCC)
Industrial and Commercial Bank of China (Asia) Limited
Senior Legal Counsel, Global Asset Manager
Profile Search and Selection- senior legal counsel
- funds
- global exposure
Group Compliance – Senior Manager / Vice President
Soochow Securities (International) Financial Holdings Limited- Report to the Head of Legal and Compliance
- Follow up on compliance related issues
- Minimum 5 years of work experience
VP/AD, Compliance - Control Room (Investment Bank, Central)
Conners Consulting Limited- Chinese Investment Bank
- 7 years experience in Control room
- Attractive remuneration package, strong platform
Compliance Manager Monitoring and Testing, Private Banking - Foreign Private Banking
Asia Progress Executive LimitedLegal Manager - Financial Institution
Michael Page- Investment Management
- Funds & Regulatory
- English & Mandarin Required
- HK Listed Financial Services Conglomerate
- International & Cross-border Investments
- Excellent Exposures and Salary Package
法律合規崗（專員/經理）Legal & Compliance Officer/Manager
China Tobacco International (HK) Company Limited- Bachelor or above
- Good benefits
- Promising career
Product Compliance Manager
Spidernet Recruitment Services- Degree holder, 6 yrs of product compliance exp
- Investment compliance exp in FI / Private Bank
- familiar w/ regulatory requirement/market practice