19 Full Time Legal & Compliance jobs in Central & Western Area

business operations manager, Central & Western Area, Legal & Compliance
Central & Western Area
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Legal & Compliance
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1-19
of 19 jobs
AS Capital Limited
Sheung Wan
HK$20k - 35k /month (negotiable)
21-Nov-19more
21-Nov-19more
China Tonghai International Financial Limited
Central
  • 5 days work at Central
  • Education Allowance, Medical, Dental and Insurance
  • Professional qualifications (e.g. CPA, CIA, CISA)
Job Responsibilities: - To conduct risk-based audit and assignments in financial, operational and systems areas - To carry out audits and compliance t...
19-Nov-19more
  • 5 days work at Central
  • Education Allowance, Medical, Dental and Insurance
  • Professional qualifications (e.g. CPA, CIA, CISA)
Job Responsibilities: - To conduct risk-based audit and assignments in financial, operational and systems areas - To carry out audits and compliance t...
19-Nov-19more
Regal Executives Limited
Central
  • At least 5 years of compliance experience
  • Attractive Package
  • Leadership experience with efficient
Our clients, Hong Kong Listed PRC Financial Institutes with Brokerage, Corporate Finance and Asset Management business are urgently looking for differ...
16-Nov-19more
  • At least 5 years of compliance experience
  • Attractive Package
  • Leadership experience with efficient
Our clients, Hong Kong Listed PRC Financial Institutes with Brokerage, Corporate Finance and Asset Management business are urgently looking for differ...
16-Nov-19more
The Core Securities Company Limited
Central
  • Ensures company is in compliance with regulations
  • Provide guidance on matters relating to compliance
  • Familiar with local laws and SFC rules
This position functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The positi...
14-Nov-19more
  • Ensures company is in compliance with regulations
  • Provide guidance on matters relating to compliance
  • Familiar with local laws and SFC rules
This position functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The positi...
14-Nov-19more
Company Confidential
Central
08-Nov-19more
08-Nov-19more
Conners Consulting Limited
Sheung Wan
  • Min 5 years of experience in Compliance
  • Familiar with operation of SFC-authorized funds
  • work-life balance
Our client, a well-known Pension Company in Hong Kong, is looking for a high caliber to join the group. Responsibilities: - Support Compliance manager...
05-Nov-19more
  • Min 5 years of experience in Compliance
  • Familiar with operation of SFC-authorized funds
  • work-life balance
Our client, a well-known Pension Company in Hong Kong, is looking for a high caliber to join the group. Responsibilities: - Support Compliance manager...
05-Nov-19more
Welab Bank Limited
Sheung Wan
  • Effectively implement the audit approach
  • Assess risk and formulate the annual audit plan
  • Deliver high quality audit reports
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
01-Nov-19more
  • Effectively implement the audit approach
  • Assess risk and formulate the annual audit plan
  • Deliver high quality audit reports
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
01-Nov-19more
Zhongrong PT Securities Limited
Central
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
01-Nov-19more
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
01-Nov-19more
Trinity Search Limited
  • Hong Kong Conglomerate
  • Minimum 15 Years Relevant Experience
  • Internal Audit Function
Our client is a leading conglomerate that operates across different sectors including property, finance and technology. They are currently seeking for...
31-Oct-19more
  • Hong Kong Conglomerate
  • Minimum 15 Years Relevant Experience
  • Internal Audit Function
Our client is a leading conglomerate that operates across different sectors including property, finance and technology. They are currently seeking for...
31-Oct-19more
Zhongrong PT Securities Limited
Central
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
25-Oct-19more
  • Medical Insurance
  • Good development opportunities
  • Five-day work week
Responsibilities: - Identify and evaluate compliance risks of the operations and business activities for Brokerage business and provide alternative co...
25-Oct-19more
Welend Limited
Sheung Wan
  • Guarantee 13-month salary with discretionary bonus
  • 5-day work in a leading Fintech company in HK
  • Startup culture with dynamic team environment
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
25-Oct-19more
  • Guarantee 13-month salary with discretionary bonus
  • 5-day work in a leading Fintech company in HK
  • Startup culture with dynamic team environment
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
25-Oct-19more