Full Time Legal & Compliance jobs in Central & Western Area

discipline, Central & Western Area, Legal & Compliance
Central & Western Area
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Legal & Compliance
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  • Min. 5 years relevant experience
  • Good knowledge in financial market regulations and
  • Knowledge in financial products, esp. derivatives
  • Handle enquires on trade-related enquiries
  • Handle statutory reporting required under SFC
  • Handle license application and maintenance
  • Exceptional Renumeration Package
  • Extremely Rare Chance To Join This Top Tier Firm
  • Support 1 Senior British Lawyer
  • Provide professional legal services
  • Min. 8 years' relevant experience
  • Detailed-minded, excellent command of Eng. & Chi.
  • Handle legal document & coordinate w/ other party
  • Assist in handle compliance issues & update policy
  • Law Degree holder with 3-5 years experience
  • Effectively implement the audit approach
  • Assess risk and formulate the annual audit plan
  • Deliver high quality audit reports
  • Perform regulatory compliance in Virtual Banking
  • Minimum 5 years of legal or compliance experience
  • Start up and flexible working culture
HK$20k - 30k /month (negotiable)
  • Listed Company, 5 Days work
  • Company secretarial duties & compliance issues
  • Salary up to HKD 26K monthly x 13 months + Bonus
  • One of the world’s leading international banks
  • Excellent Career Progression
  • Stable working environment
  • Review and maintain compliance related policies
  • Responsible for daily routine compliance work
  • 5 days work, birthday leave, anniversary leave
  • LLB,Diploma in Legal Studies or related discipline
  • At least 5 years of legal working experience
  • 5 days work, birthday leave, anniversary leave
  • Fintech start-up
  • SFC Licensed Corp (Type 1, 4 & 9)
  • Familiar with SFC codes, SFO
  • Bachelor’s degree in Law or Finance
  • Knowledge in SFO and SFC regulations
  • At least one year experience in compliance field
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