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- Risk and Compliance operations
- Min. 2 yrs' relevant work experience
- People person, pleasant, meticulous, discipline
- Legal Research/Compliance issues
- Regional Exposure/Legal Professionals
- Well established MNC with 20 offices globally
Causeway Bay
- Degree holder in Law
- Willing to work overtime & be responsive
- Possess willingness & good attitude to learn
- 3-5 years of experience in regulatory compliance
- Familiar with statutory & regulatory requirements
- Experience in Taiwanese Bank is a plus
- Degree in Corporate Governance / English
- Stable environment with 5-days work
- Good Career Path,
- Familiar with FATCA/ CRS requirements
- Degree holder in Law/ Finance/Corporate Governance
- At least 6 years of relevant exp in AML/ KYC
- Reputable & sizeable securities brokerage firm
- Excellent opportunity to enter compliance field
- Exposure to SFC / IA / MPFA rules & regulations
- Advocacy & Stakeholder Engagement
- Strategic partnership for due diligence
- ESG strategy and compliance
- Fortune 500 listed enterprise
- Fluent in Mandarin will be advantage
- At least 2-3 years of relevant experience
- Hong Kong Qualified Lawyer
- Solid Experience in Listing Rule Compliance
- Pure Law Firm Background will also be Considered
- Monitor the current relevant regulatory landscape
- Organize training/ briefing with business units
- Maintain an effective implementation of the Risk
- At least 3-5 years' solid experience in compliance
- Conduct AML/AEOI compliance reviews
- OT pay and monthly allowances
- Assist in the maintenance of AML systems
- Implementation of AML/CFT related Regtech projects
- Prepare reports and management information
- Provide advice and guidance to the I&I Business
- Conduct gap analysis and provide recommendations
- Review new product & service proposals
- Investigate and assess alerts
- Prepare and file Suspicious Transactions Report
- Keep track on regulatory development
Admiralty
- Work experience in law firms is an advantage
- Immediately available or short notice is preferred
- Solicitors' firm in Admiralty
- GMP manufacturer of drugs, food and cosmetic
- Rapid growth opportunities for strong performers
- Top leading health brand in HK
- AML/CFT/ Investigating Bank Fraud
- Transaction Monitoring Cases and Payment Solutions
- Credit and Debit Card Fraud
Assistant Compliance Manager / Compliance Manager, AML Advisory & Training
Shanghai Commercial Bank Ltd- Provide advices on day-to-day AML/CFT matters
- Prepare & update the AML/CFT policies & Procedures
- Perform ML/TF risk assessments
- SFC type 1, 2, 4, 5 regulated activities
- brokerage compliance
- equities and futures businesses
- Experience in legal field
- Secretary or Legal Assistant
- To assist a Partner and a solicitor
- Degree holder in related discipline
- HKICS/ICSA Associate Member
- Good supervisory and communication skills
Wan Chai
- Good drafting and communication skills.
- Experience handling Matrimonial / Probate / Person
- over one year's working experience in related area
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