jobsDB – Hong Kong's no. 1 jobs, employment, career and recruitment site

manager requirement, Sheung Wan, Legal & Compliance
Loading
Job functionCreated with Sketch.
Loading
We have 24 jobs for you
Select a job to view details
1-24 of 24 jobs
  • SMARTSBROKER,Trade Surveillance,Monitoring,Fintech
  • Compliance,Chinese,Mandarin,Securities,AML review
  • Quality Assurance,HK,English,Multi Task,Software
  • Provide timely advice AML related regulations
  • Review anti-money laundering reports
  • At least 3-5 years experience in AML, compliance
  • implementation and regular review of AML/CFT
  • Promote continuous improvement of AML/CFT controls
  • At least 3-5 years experience in AML, compliance
  • Design credit risk stress-testing programmes
  • Review the credit risk policies and procedures
  • Degree holder with at least 5 years relevant exp.
  • Top-tier Chinese asset management firm
  • Candidates with CPA Membership are preferred
  • Fresh graduates are welcomed
  • Provide timely advice AML related regulations
  • Review anti-money laundering reports
  • At least 3-5 years experience in AML, compliance
  • implementation and regular review of AML/CFT
  • Promote continuous improvement of AML/CFT controls
  • At least 3-5 years experience in AML, compliance
  • Design credit risk stress-testing programmes
  • Review the credit risk policies and procedures
  • Degree holder with at least 5 years relevant exp.
HK$55k - 70k /month (includes high commission)
  • *Leading Professional Firm
  • *Second in Charge
  • *business strategy focus
  • Min. 5 years relevant experience
  • Good knowledge in financial market regulations and
  • Knowledge in financial products, esp. derivatives
  • Handle enquires on trade-related enquiries
  • Handle statutory reporting required under SFC
  • Handle license application and maintenance
  • Review suspicious transaction alerts
  • Conduct investigation on suspicious transactions
  • Liaise with law enforcement agencies
HK$20k - 45k /month (negotiable)
  • Private Equity,Expansion,M&A,Investment,PE,direct
  • Director,Manager,VP,mergers and acquisitions
  • English & Mandarin necessary.
  • Conduct risk assessment
  • Bank-wide Sanctions Policy and Procedures
  • Trade finance business and transaction