- Assist in the maintenance of AML systems
- Implementation of AML/CFT related Regtech projects
- Prepare reports and management information
1-30 of 64 jobs
Assistant Manager / Manager, Compliance (Transaction Surveillance) (6-month contract)
OCBC Bank (Hong Kong) Limited- investigation on suspicious transactions
- AML investigations / AML system / data analytics
- AML-related policies & procedures
- Investigate and assess alerts
- Prepare and file Suspicious Transactions Report
- Keep track on regulatory development
- Develop a risk-based compliance review program
- Conduct compliance reviews and on-site visits
- Prepare compliance review reports
Temporary Assistant Manager (2-Year Contract) - Enforcement (Investigation - Market Misconduct Team)
Securities and Futures Commission- gathering evidence into suspected market crimes
- detect and investigate suspected market
- professional qualifications in Law or Accounting
- Formulate and execute the project plan
- Document the project progress and report
- Take up ad hoc tasks assigned
- Analyse and review credit application
- Prepare various MIS reports
- Ensure credit facilities adhere to Bank’s policy
- Perform financial & regulatory reporting function
- Effective control on the operations
- Assist in enhancements to financial control
Assistant Compliance Manager / Compliance Manager, AML Advisory & Training
Shanghai Commercial Bank Ltd- Provide advices on day-to-day AML/CFT matters
- Prepare & update the AML/CFT policies & Procedures
- Perform ML/TF risk assessments
- Perform regulatory and financial reporting
- Exercise effective control on the operations
- Identify the regulatory reporting requirements
Vice President / Assistant Vice President, Investment & Insurance Compliance
Shanghai Commercial Bank Ltd- Provide advisory services on Investment
- Deliver investment compliance training
- Liaise with external regulators and auditors
- Provide advice and guidance to the I&I Business
- Conduct gap analysis and provide recommendations
- Review new product & service proposals
- Review and assess credit portfolio
- Support post-lending activities
- Formulate and review credit policies
- 1 year telesales/ customer service experience
- Shift duties may require
- Great working environment
- 3- 5 years of related experience
- Knowledge of data mining programming
- Good analytical and problem-solving skills
- Assist in risk management of bank card business
- Degree holder in Risk Management
- Minimum 5 years working experience
- Act as a business partner to provide HR advisory
- End-to-end process of recruitment activities
- Assist in driving Bank-wide HR initiatives/project
- 5 days work, Friendly Culture
- 1-2 yrs' Admin Experience in Public/Gov't/ Sector
- Renewable Contract with Gratuity
Compliance - Professional Ethics, Licensing (Contract, Renewable)
Resource Solutions Consulting Hong Kong Limited- Top-tier Investment Banking
- 2-3years' banking and/or relevant experience
- Experience in licensing/regulatory compliance
Manager - Intermediaries Supervision (Greater China), Intermediaries [Ref.:JDB/M/IS/GC/INT/230922]
Securities and Futures Commission- 5 years of experience in financial services sector
- Active team player
- University degree & or professional qualification
- Perform nominee functions on securities custodian
- Degree holder
- Minimum 5 years’ experience
- Credit monitoring and conduct portfolio review
- Analytical review on the credit risk portfolio
- Handle regulatory & audit onsite examination
Contract - Branding and Communications - MarComms, APAC (CIB)
Resource Solutions Consulting Hong Kong Limited- Top-tier Investment Banking
- CIB product knowledge is an advantage
- Front Office product marketing experience
- Prepare credit facility review
- Conduct risk evaluation and make recommendation
- Formulate credit policies, guidelines & procedures
Contract position - Know Your Supplier (KYS) Onboarding, Operations (Renewable)
Resource Solutions Consulting Hong Kong Limited- Top-tier Investment Banking
- Experience in PEP/Sanction/Compliance is preferred
- APAC experience exposure
- Provide general compliance advisory services
- Assess the impact and conduct gap analysis
- Review & update general compliance policies
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