Legal & Compliance jobs in Causeway Bay | jobsDB Hong Kong

department head, Causeway Bay, Legal & Compliance
Causeway Bay
Legal & Compliance
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Southwest Securities (HK) Financial Management Limited
Causeway Bay
  • Good knowledge of the securities & futures market
  • Minimum 10 years of compliance experience
  • Familiar with SFO, Exchange rules, AMLO & PIBA
Job Responsibilities: Ensure the Company and its licensed corporations are in compliance with local regulatory requirements and to develop a strong co...
11-Oct-19more
  • Good knowledge of the securities & futures market
  • Minimum 10 years of compliance experience
  • Familiar with SFO, Exchange rules, AMLO & PIBA
Job Responsibilities: Ensure the Company and its licensed corporations are in compliance with local regulatory requirements and to develop a strong co...
11-Oct-19more