Legal & Compliance jobs in Central & Western Area | jobsDB Hong Kong

discipline, Central & Western Area, Legal & Compliance
Central & Western Area
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Legal & Compliance
We have 101 jobs for youSelect a job to view details
1-30
of 101 jobs
Randstad Hong Kong Limited
Central
HK$70k - 90k /month (negotiable)
13 hours agomore
13 hours agomore
United Overseas Bank Limited
  • Support swift,precise & concise advisory service
  • Support the dissemination of relevant updates
  • Support the carrying out of AMLICFT
Company Description: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 co...
14-Dec-19more
  • Support swift,precise & concise advisory service
  • Support the dissemination of relevant updates
  • Support the carrying out of AMLICFT
Company Description: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 co...
14-Dec-19more
Nanyang Commercial Bank
  • Design credit risk stress-testing programmes
  • Review the credit risk policies and procedures
  • Degree holder with at least 5 years relevant exp.
Design and carry out credit risk stress-testing programmes according to regulatory requirements. Review, enhance, implement and maintain credit risk s...
14-Dec-19more
  • Design credit risk stress-testing programmes
  • Review the credit risk policies and procedures
  • Degree holder with at least 5 years relevant exp.
Design and carry out credit risk stress-testing programmes according to regulatory requirements. Review, enhance, implement and maintain credit risk s...
14-Dec-19more
Nanyang Commercial Bank
  • Provide timely advice AML related regulations
  • Lead the team to review AML reports
  • At least 5 years experience in AML, compliance
Formulate and update anti-money laundering related policies, procedures and programmes to ensure the operations of the bank meet all latest regulatory...
14-Dec-19more
  • Provide timely advice AML related regulations
  • Lead the team to review AML reports
  • At least 5 years experience in AML, compliance
Formulate and update anti-money laundering related policies, procedures and programmes to ensure the operations of the bank meet all latest regulatory...
14-Dec-19more
Bank of China (Hong Kong) Limited
Central
  • Assist in contact with local regulators
  • Degree or above with major in Law, Banking
  • Medical and life insurance
Job No.: 493915 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Compliance Respon...
13-Dec-19more
  • Assist in contact with local regulators
  • Degree or above with major in Law, Banking
  • Medical and life insurance
Job No.: 493915 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Compliance Respon...
13-Dec-19more
Bank of China (Hong Kong) Limited
Central
  • Degree holder or above in Business Administration,
  • 4 years hands on experience in complaint handling
  • Sound knowledge in the investment or insurance
Job No.: 494241 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Legal Responsibil...
13-Dec-19more
  • Degree holder or above in Business Administration,
  • 4 years hands on experience in complaint handling
  • Sound knowledge in the investment or insurance
Job No.: 494241 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Legal Responsibil...
13-Dec-19more
Bank of China (Hong Kong) Limited
Central
  • Lead team member(s) to perform daily work.
  • Provide training on operational risk management.
  • Around 10 years operational risk management exp.
Job No.: 495542 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Legal, Risk Manag...
13-Dec-19more
  • Lead team member(s) to perform daily work.
  • Provide training on operational risk management.
  • Around 10 years operational risk management exp.
Job No.: 495542 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Legal, Risk Manag...
13-Dec-19more
Bank of China (Hong Kong) Limited
Central
  • Assist business units to apply operational risk
  • Degree or above with major in Finance, Economics
  • Medical and life insurance
Job No.: 494351 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Compliance, Risk ...
13-Dec-19more
  • Assist business units to apply operational risk
  • Degree or above with major in Finance, Economics
  • Medical and life insurance
Job No.: 494351 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Compliance, Risk ...
13-Dec-19more
Fongs
Central
13-Dec-19more
13-Dec-19more
Anywhere Everywhere Six Degrees Link Limited
Admiralty
  • AD, Internal Audit
  • SFC Financial Insitiutions
  • Attractive Performance Bonus
Our client is a leading financial institutions with a solid foundation and history in Hong Kong and Mainland China. They are seeking a candidate with ...
13-Dec-19more
  • AD, Internal Audit
  • SFC Financial Insitiutions
  • Attractive Performance Bonus
Our client is a leading financial institutions with a solid foundation and history in Hong Kong and Mainland China. They are seeking a candidate with ...
13-Dec-19more
The Core Securities Company Limited
Central
  • Ensures company is in compliance with regulations
  • Provide guidance on matters relating to compliance
  • Familiar with local laws and SFC rules
This position functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The positi...
13-Dec-19more
  • Ensures company is in compliance with regulations
  • Provide guidance on matters relating to compliance
  • Familiar with local laws and SFC rules
This position functions as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The positi...
13-Dec-19more
Konew Financial Express Limited 康業信貸快遞
Central
  • LLB,Diploma in Legal Studies or related discipline
  • At least 5 years of legal working experience
  • 5 days work, birthday leave, anniversary leave
Main Duties & Responsibilities: Execute legal proceedings as instructed by supervisor ranging from information gathering to liaising with the solicito...
12-Dec-19more
  • LLB,Diploma in Legal Studies or related discipline
  • At least 5 years of legal working experience
  • 5 days work, birthday leave, anniversary leave
Main Duties & Responsibilities: Execute legal proceedings as instructed by supervisor ranging from information gathering to liaising with the solicito...
12-Dec-19more
Compliance Consulting Limited
Central
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
12-Dec-19more
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
12-Dec-19more
Mario Recruitment Limited
  • SFC Compliance
  • MNC
  • Regional exposure
Our client is a SFC licensed financial institution engaging in futures brokerage businesses globally with strong establishment and networks. In light ...
12-Dec-19more
  • SFC Compliance
  • MNC
  • Regional exposure
Our client is a SFC licensed financial institution engaging in futures brokerage businesses globally with strong establishment and networks. In light ...
12-Dec-19more
Bank of China (Hong Kong) Limited
Central
  • Review customer profile, KYC documents
  • Bachelor degree holder major in Banking & Finance
  • Medical and life insurance
Job No.: 495597 Employment Type: Full time Departments: Corporate Credit Management Centre Job Functions: Compliance, Relationship Management Responsi...
11-Dec-19more
  • Review customer profile, KYC documents
  • Bachelor degree holder major in Banking & Finance
  • Medical and life insurance
Job No.: 495597 Employment Type: Full time Departments: Corporate Credit Management Centre Job Functions: Compliance, Relationship Management Responsi...
11-Dec-19more
Bank of China (Hong Kong) Limited
Central
  • Develop and review the policy requirements
  • 3 years' experience in Sales, Business control
  • Medical and life insurance
Job No.: 495053 Employment Type: Full time Departments: Corporate Credit Management Centre Job Functions: Project Management Responsibilities: - Analy...
11-Dec-19more
  • Develop and review the policy requirements
  • 3 years' experience in Sales, Business control
  • Medical and life insurance
Job No.: 495053 Employment Type: Full time Departments: Corporate Credit Management Centre Job Functions: Project Management Responsibilities: - Analy...
11-Dec-19more
HANSEL INTERNATIONAL Executive Search Limited
Central
  • Chinese iBank, General Compliance Duties
  • At least 3 years of experience
  • SFC Type 1, 4, 6, & 9 Business
Our client is a PRC ibank providing full spectrum of financial service related to SFC regulated activities licence type 1,2,4,5,6 and 9. To cope with ...
11-Dec-19more
  • Chinese iBank, General Compliance Duties
  • At least 3 years of experience
  • SFC Type 1, 4, 6, & 9 Business
Our client is a PRC ibank providing full spectrum of financial service related to SFC regulated activities licence type 1,2,4,5,6 and 9. To cope with ...
11-Dec-19more