Legal & Compliance jobs in Central | jobsDB Hong Kong (Page 1)

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Central
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Manpower Services (Hong Kong) Limited
Central
  • Solid Compliance exp in Securities/PE (SFC 1, 4 &
  • Pref with solid exp in dealing with SFC
  • Fluent Mandarin & English with stable employment
15-Mar-19
more
15-Mar-19
more
Middle Level
Experience Not Specified
Qualification Not Specified
Permanent
Springer Professional Group Limited
Central
  • Establish guidelines,policies & procedural manuals
  • Develop KYC, ECDD procedures and perform system
  • +5 yrs AML compliance exp within banking sector
08-Mar-19
more
08-Mar-19
more
Middle Level
Experience Not Specified
Qualification Not Specified
Permanent
Springer Professional Group Limited
Central
  • Perform surveys and enquiries from regulators
  • Conduct compliance testing programs and review
  • Min. 5 yrs compliance exp within banking sector
08-Mar-19
more
08-Mar-19
more
Middle Level
Experience Not Specified
Qualification Not Specified
Permanent
Asia Progress Executive Limited
  • degree w/ 5 yrs exp in compliance/audit in bank
  • ECF AML/CFT/AAMLP/CAMLP, familiar w/ banking rules
  • knowledge in AML,HKMA regulation&policies,tran mon
27-Feb-19
more
27-Feb-19
more
Middle Level
5 Years of Experience
Degree
Full Time
Asia Progress Executive Limited
  • general compliance,PRC,corp bank,HKMA,SFC,degree
  • 10yrs exp,staff dealing,licensing,account-opening
  • policy update,compliance training,compliance revie
26-Feb-19
more
26-Feb-19
more
Senior Level
10 Years of Experience
Degree
Full Time
Asia Progress Executive Limited
  • AML,compliance,audit/big4 bg,focus on FI/bank audi
  • degree holder w/ 3-5yrs exp;CPA,AAMLP,ACAMS,CAMLP
  • PRC corp bank,transaction monitor,compliance revie
15-Mar-19
more
15-Mar-19
more
Middle Level
3 Years of Experience
Degree
Full Time
Nanyang Commercial Bank
Central
  • Develops and reviews the compliance programmes
  • Handles HKMA enquiries, conducts internal training
  • At least 7 years relevant banking experience
12-Mar-19
more
12-Mar-19
more
Middle Level
7 Years of Experience
Degree
Full Time, Permanent
Spidernet Recruitment Services
Central
  • 1-5 yrs General Compliance / AML exp in Corp Bank
  • Compliance review /advisory /CDD / Policy & Review
  • Commercial & Corporate Bank / Treasury /Wealth mgt
08-Mar-19
more
08-Mar-19
more
Entry Level
1 Year of Experience
Degree
Contract, Full Time, Permanent
Asia Progress Executive Limited
  • 2yrs exp in compliance in corp banking;degree grad
  • Familiar w/ HKMA policy,relevant legislation rules
  • Provide compliance guideline cover PB/WM&treasury
07-Mar-19
more
07-Mar-19
more
Middle Level
2 Years of Experience
Degree
Full Time
Manpower Services (Hong Kong) Limited
Central
  • compliance officer
  • securities
  • banking
22-Feb-19
more
22-Feb-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time
Bank of China (Hong Kong) Limited
Central
  • Monitor and manage AML/CFT risk of the bank
  • University degree or above
  • Medical and life insurance
14 hours ago
more
14 hours ago
more
Senior Level
3 Years of Experience
Degree
Full Time, Permanent
Middle Level
5 Years of Experience
Degree
Full Time
Securities and Futures Commission
Central
  • Intermediaries Supervision
  • Manager / Assistant Manager
  • A minimum of 5 years' relevant experience
15-Mar-19
more
15-Mar-19
more
Middle Level
5 Years of Experience
Degree
Full Time
Cornerstone Global Partners
Central
  • Strong IPO, M&A pipelines
  • Attractive Salary & Fringe Benefits
  • Flexible Culture and Good Work Environment
15-Mar-19
more
15-Mar-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time, Permanent
UOB Kay Hian (Hong Kong) Limited
Central
  • Bachelor’s degree from a major university
  • 5+ years of legal and compliance experience
  • Handle compliance related matters
15-Mar-19
more
15-Mar-19
more
Middle Level
5 Years of Experience
Qualification Not Specified
Full Time
Bank of China (Hong Kong) Limited
Central
  • Conduct due diligence pertaining to new products
  • Provide training on operational risk management
  • Medical and life insurance
15-Mar-19
more
15-Mar-19
more
Senior Level
15 Years of Experience
Degree
Full Time
Bank of China (Hong Kong) Limited
Central
  • Develop and execute an individual business plan
  • Manage a client base of high net worth individuals
  • Medical and life insurance
15-Mar-19
more
15-Mar-19
more
Senior Level
3 Years of Experience
Degree
Full Time
Bank of China (Hong Kong) Limited
Central
  • Receive investment instructions from clients
  • Degree holder or above with major in Finance
  • Medical and life insurance
15-Mar-19
more
15-Mar-19
more
Senior Level
6 Years of Experience
Degree
Full Time
Regal Executives Limited
Central
  • At least 3-5 years of compliance experience
  • Attractive Package
  • Good Command of Putonghua and English
14-Mar-19
more
14-Mar-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time, Permanent
Pure Search International Limited
  • Resourceful Environment
  • Relatively stable hours
  • Attractive Package
14-Mar-19
more
14-Mar-19
more
Middle Level
6 Years of Experience
Degree
Full Time, Permanent
The Core Securities Company Limited
Central
  • Review and draft legal documents
  • Provide advisory service on business issues
  • Legal compliance aspect of money lending biz
14-Mar-19
more
14-Mar-19
more
Middle Level
3 Years of Experience
Degree
Full Time
The Core Securities Company Limited
Central
  • Legal Aspect of Trust & Employee Stock Option Plan
  • Provide advisory service on business issues
  • Assist in maintaining governance policies
14-Mar-19
more
14-Mar-19
more
Middle Level
3 Years of Experience
Degree
Full Time
Industrial and Commercial Bank of China (Asia) Limited
  • Receive, deliver and follow-up group compliance
  • Coordinate with ICBC Head Office or subsidiaries
  • Handle administration tasks with the team
13-Mar-19
more
13-Mar-19
more
Entry Level
1 Year of Experience
Degree
Full Time, Permanent
Bank of China (Hong Kong) Limited
Central
  • Maintain group-wide human resources strategies
  • Annual HR budgeting and allocation
  • Medical and life insurance
13-Mar-19
more
13-Mar-19
more
Senior Level
3 Years of Experience
Degree
Full Time
Bank of Communications Trustee Limited
Central
  • Perform trust investments review
  • 3 years of experience in investment related field
  • Provide quality services to clients
13-Mar-19
more
13-Mar-19
more
Middle Level
3 Years of Experience
Degree
Full Time, Permanent
Bank of China (Hong Kong) Limited
Central
  • Provide advisory services to business units
  • Degree or above with major in Finance
  • Medical and life insurance
13-Mar-19
more
13-Mar-19
more
Middle Level
1 Year of Experience
Degree
Full Time
Bright Smart Securities International (H.K.) Limited
Central
  • Handle SFC licensing enquiries;
  • 1 year experiences in financial institutions
  • Meal Allowance, Attendance Bonus, Medical Plan,etc
12-Mar-19
more
12-Mar-19
more
Entry Level
1 Year of Experience
Degree
Full Time, Permanent
Nanyang Commercial Bank
  • Provide timely advice AML related regulations
  • Lead the team to review AML reports
  • At least 5 years experience in AML, compliance
12-Mar-19
more
12-Mar-19
more
Middle Level
5 Years of Experience
Degree
Full Time, Permanent
Elysian Executive Solution Limited
Central
  • international private bank
  • Provide advices to the business
  • Perform KYC and due diligence searches
11-Mar-19
more
11-Mar-19
more
Career Level Not Specified
Experience Not Specified
Qualification Not Specified
Full Time
Levin Human Resources Development Limited
Central
  • Good offer
  • Good prospect
  • Retail Risk and Compliance
09-Mar-19
more
09-Mar-19
more
Senior Level
10 Years of Experience
Degree
Full Time, Permanent
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