Legal & Compliance jobs in Central | jobsDB Hong Kong

manager requirement, Central, Legal & Compliance
Central
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Legal & Compliance
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1-30
of 43 jobs
Securities and Futures Commission
Central
  • Intermediaries Supervision
  • Manager / Assistant Manager
  • A minimum of 5 years' relevant experience
Ref.: JDB/M/AM/IS/190315 We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department. The D...
1 hour agomore
  • Intermediaries Supervision
  • Manager / Assistant Manager
  • A minimum of 5 years' relevant experience
Ref.: JDB/M/AM/IS/190315 We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department. The D...
1 hour agomore
Company Confidential
Central
05-Dec-19more
05-Dec-19more
Securities and Futures Commission
Central
  • Legal research and preparing research notes
  • Drafting court docs & correspondence
  • Degree with experience in law firm
Ref.: JDB/TLE/LSD/190201 Job duties: - Legal research and preparing detailed research notes. - Drafting simple court documents and correspondence. - A...
04-Dec-19more
  • Legal research and preparing research notes
  • Drafting court docs & correspondence
  • Degree with experience in law firm
Ref.: JDB/TLE/LSD/190201 Job duties: - Legal research and preparing detailed research notes. - Drafting simple court documents and correspondence. - A...
04-Dec-19more
Guotai Junan International Holdings Limited
  • Min. 5 years relevant experience
  • Good knowledge in SFC regulations and practices
  • Sound knowledge in financial products
Responsibilities: - Handle and review enquiries from regulators on trade-related enquiries, demand for information and investigation related requests;...
03-Dec-19more
  • Min. 5 years relevant experience
  • Good knowledge in SFC regulations and practices
  • Sound knowledge in financial products
Responsibilities: - Handle and review enquiries from regulators on trade-related enquiries, demand for information and investigation related requests;...
03-Dec-19more
Pasha Recruitment Limited
Central
  • High chance to work as perm staff after contract
  • Good career exposure in legal industry
  • Professional & prestigious working environment
The Firm An expanding international law firm with a team of experienced, friendly and open minded professionals in the finance department is currently...
30-Nov-19more
  • High chance to work as perm staff after contract
  • Good career exposure in legal industry
  • Professional & prestigious working environment
The Firm An expanding international law firm with a team of experienced, friendly and open minded professionals in the finance department is currently...
30-Nov-19more
Nanyang Commercial Bank
  • Design credit risk stress-testing programmes
  • Review the credit risk policies and procedures
  • Degree holder with at least 5 years relevant exp.
Design and carry out credit risk stress-testing programmes according to regulatory requirements. Review, enhance, implement and maintain credit risk s...
30-Nov-19more
  • Design credit risk stress-testing programmes
  • Review the credit risk policies and procedures
  • Degree holder with at least 5 years relevant exp.
Design and carry out credit risk stress-testing programmes according to regulatory requirements. Review, enhance, implement and maintain credit risk s...
30-Nov-19more
Nanyang Commercial Bank
  • Provide timely advice AML related regulations
  • Lead the team to review AML reports
  • At least 5 years experience in AML, compliance
Formulate and update anti-money laundering related policies, procedures and programmes to ensure the operations of the bank meet all latest regulatory...
30-Nov-19more
  • Provide timely advice AML related regulations
  • Lead the team to review AML reports
  • At least 5 years experience in AML, compliance
Formulate and update anti-money laundering related policies, procedures and programmes to ensure the operations of the bank meet all latest regulatory...
30-Nov-19more
Trinity Search Limited
  • Hong Kong Conglomerate
  • Minimum 15 Years Relevant Experience
  • Internal Audit Function
Our client is a leading conglomerate that operates across different sectors including property, finance and technology. They are currently seeking for...
28-Nov-19more
  • Hong Kong Conglomerate
  • Minimum 15 Years Relevant Experience
  • Internal Audit Function
Our client is a leading conglomerate that operates across different sectors including property, finance and technology. They are currently seeking for...
28-Nov-19more
WallStone Partners & Company Limited
Central
  • asset management
  • compliance
  • SFC
Job Description Ensure that asset management business operates is compliant within Fund Manager Code of Conduct and SFO. Ensure the KYC and AML requir...
26-Nov-19more
  • asset management
  • compliance
  • SFC
Job Description Ensure that asset management business operates is compliant within Fund Manager Code of Conduct and SFO. Ensure the KYC and AML requir...
26-Nov-19more
Pure Search International Limited
HK$35k - 55k /month (negotiable)
25-Nov-19more
25-Nov-19more
China Tonghai International Financial Limited
Central
  • 5 days work at Central
  • Education Allowance, Medical, Dental and Insurance
  • Professional qualifications (e.g. CPA, CIA, CISA)
Job Responsibilities: - To conduct risk-based audit and assignments in financial, operational and systems areas - To carry out audits and compliance t...
19-Nov-19more
  • 5 days work at Central
  • Education Allowance, Medical, Dental and Insurance
  • Professional qualifications (e.g. CPA, CIA, CISA)
Job Responsibilities: - To conduct risk-based audit and assignments in financial, operational and systems areas - To carry out audits and compliance t...
19-Nov-19more
HANSEL INTERNATIONAL Executive Search Limited
  • Qualified Lawyers
  • At least 3 years of in house exp in Brokerage
  • Securities, Futures and OTC derivatives
Our client is a securities house providing full spectrum of financial service related to SFC regulated activities licence type 1,2,4,5,6 and 9. To cop...
18-Nov-19more
  • Qualified Lawyers
  • At least 3 years of in house exp in Brokerage
  • Securities, Futures and OTC derivatives
Our client is a securities house providing full spectrum of financial service related to SFC regulated activities licence type 1,2,4,5,6 and 9. To cop...
18-Nov-19more
Regal Executives Limited
Central
  • At least 5 years of compliance experience
  • Attractive Package
  • Leadership experience with efficient
Our clients, Hong Kong Listed PRC Financial Institutes with Brokerage, Corporate Finance and Asset Management business are urgently looking for differ...
16-Nov-19more
  • At least 5 years of compliance experience
  • Attractive Package
  • Leadership experience with efficient
Our clients, Hong Kong Listed PRC Financial Institutes with Brokerage, Corporate Finance and Asset Management business are urgently looking for differ...
16-Nov-19more