• Facilitate the collection of KYC and other docs
  • Ensure evidence of each customer’s identity
  • Review and approve KYC for new client on-boarding

7 hours ago

 

Applied
  • Brokerage, Online trading
  • Financial services, Compliance
  • Due dilligence, KYC, AML

8 hours ago

HK$17k - 25k /month (includes high commission)

Applied
  • Big 4 exp in risk advisory/enterprise risk mgt
  • Internal audit/control, risk mgt & compliance
  • Min 8 yrs exp, CPA, CA, CIA qualified

14 hours ago

 

Applied
  • 5 Days at Central
  • Good Bonus
  • RM for Non-Bank FI

22 hours ago

Salary negotiable

Applied
  • 2+ years law firm experience in related fields
  • Multinational work environment
  • Networking opportunities

23-Sep-17

Salary negotiable

Applied
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  • Attractive remuneration packages
  • Lead a large team >100 staff
  • Disciplinary forces preferred

23-Sep-17

 

Applied
  • compliance , aml, legal, law, projects
  • sfc, SFO, investment, financial , ipo, m&A
  • lawyer, responsible officer, securities brokerage

22-Sep-17

Salary negotiable

Applied

PRC PARALEGAL

Gallant

Central & Western Area

  • - Preferable 1 year of relevant working experience
  • - Good communication and interpersonal skills
  • - Proficiency in MS Chinese Word & Excel

22-Sep-17

 

Applied
  • Business Development and Relationship Management
  • Trust and Corporate Administration
  • Corporate Service Firm

22-Sep-17

 

Applied
  • Company Secretarial Support
  • Listed and Hong Kong Private Companies
  • In-house stable position

22-Sep-17

 

Applied
  • Minimum 3 years working experience
  • Must be accurate and detail oriented
  • Certificate in legal studies preferred

22-Sep-17

Salary negotiable

Applied
  • Attractive package
  • Top tier institution
  • Multinational work environment

22-Sep-17

 

Applied
  • Maintain policy & procedures
  • Open outside broker accounts & handle KYC enquiry
  • Handle Compliance Reviews daily

22-Sep-17

 

Applied
  • Handle SFC enforcement / surveillance enquiries
  • Handle investor and suitability assessment
  • Review on daily dealings disclosure reports

22-Sep-17

 

Applied
  • Strategize post implementation review
  • Identify needs and deliver relevant training
  • Provide support and back up to Central Compliance

22-Sep-17

 

Applied
  • Assist MLRO to implement CDD program
  • Perform routine compliance review
  • Review and update KYC/CDD documentation

22-Sep-17

 

Applied
  • Associate member of ICSA/HKICS, Degree holder
  • 5 years exp Co Sec in Financial institution Bankin
  • Company Secretary Co Sec Annual quater

22-Sep-17

 

Applied
  • 2 year general compliance exp in Bank,Securities
  • Degree in law ACAMS Compliance banking exp
  • Known of Banking, Securities and Futures HKMA SFC

22-Sep-17

 

Applied
  • AML/Wealth Management/ Surveillance Investigation
  • AML Compliance Transaction Monitoring Businessrisk
  • Perform UAT/investigation/prepare suspiciousreport

22-Sep-17

 

Applied
  • AML compliance sanction management
  • CAMS and ICA MLRO AML COmpliance Banking
  • Sanction Management Banking Experience

22-Sep-17

 

Applied
  • Senior Manager Level, leading a team
  • Degree Holder with at least 10+ years experience
  • Great Advancement for career development

22-Sep-17

 

Applied
  • To lead a team of company secretarial staff
  • Min. 8 years relevant experience
  • 5-day week

22-Sep-17

Salary negotiable

Applied
  • Good career development
  • Fresh graduate are welcome
  • knowledge of accounting

22-Sep-17

 

Applied
  • 5 years experience in insurance companies
  • legal & compliance team, HK Compliance, aml, ctf
  • Regulatory compliance, Risk, Internal Control

21-Sep-17

 

Applied
  • Paralegal or Company Secretary Exp
  • Excellent English, Chinese typing
  • Funds Paralegal ,Litigation & corporate Paralegal

21-Sep-17

 

Applied
  • Draft bills, process vouchers & issue bills
  • Located in Central, close to MTR
  • 5-day work week

21-Sep-17

 

Applied
  • Preferred 1 year Legal experience
  • Excellent English and Chinese
  • Handle legal documents

20-Sep-17

 

Applied
  • experience in financial markets or banks
  • Strong sense in compliance and risk control
  • Extensive social networking in banking

20-Sep-17

 

Applied
  • Brokerage,online trading,SFC type 1,2,4,futures
  • financial services,commodities,foreign exchange
  • international,western,brokerage,AML,monitoring

20-Sep-17

HK$45k - 70k /month

Applied
  • Degree in ENG, Linguistics, translation
  • Min 3 yrs in translation/ Eng editing
  • Financial knowledge & experience (Stock Market)

20-Sep-17

Salary negotiable

Applied
  • Provide secretarial support to a team of Litigatio
  • Update and maintain filing systems
  • Minimum 2 years’ secretarial experience

20-Sep-17

Salary negotiable

Applied
  • Head of Compliance,private equity,PE,Risk,Audit,HK
  • Asset Management,Securities,HK,financial,listed co
  • secondary market,structured financing,PE fund

19-Sep-17

HK$55k - 90k /month (negotiable)

Applied

Legal Secretary

Nixon Peabody CWL

Central & Western Area

  • litigation
  • Legal
  • Commercial

19-Sep-17

Salary negotiable

Applied
  • Stable working environment
  • Complex and challenging projects
  • Global Exposure and Established Direct Reports

19-Sep-17

 

Applied
  • Design and carry out stress-testing
  • Establish and review the credit risk policies
  • Degree holder with at least 5 year relevant exp.

19-Sep-17

 

Applied
  • Provide timely advice AML related regulations
  • Lead the team to review AML reports
  • At least 5 years experience in AML, compliance

19-Sep-17

Salary negotiable

Applied
  • - Good academic background, knowledge in legal rel
  • - Preferably with relevant experience but not esse
  • - Proficiency in MS Chinese Word & Excel

18-Sep-17

Salary negotiable

Applied
  • Conduct CDD for new AC opening & AC maintenance
  • Periodic KYC/CDD review for existing customers
  • Perform periodic PEP and sanction checking

18-Sep-17

 

Applied
  • Degree holder
  • Mature and self motivated
  • Responsible and reliable

18-Sep-17

Salary negotiable

Applied
  • Paralegal / Legal Officer
  • International exposure and career development
  • Prestigious and well known company

18-Sep-17

 

Applied
  • Degree holder in Legal study or related
  • 3 years of related experience
  • Fluent in English, Cantonese and Mandarin

18-Sep-17

Salary negotiable

Applied
  • Client onboarding process
  • Reporting and market info update
  • Translation of materials

18-Sep-17

Salary negotiable

Applied
  • Work with top tier Banks & Financial Institutions
  • Gain Inhouse Experience via Various Secondments
  • Join a Recognized Leader in the Business of Law

18-Sep-17

 

Applied
  • Degree holder
  • PRC legal knowledge/experience
  • Occasional travel for site visits

16-Sep-17

Salary negotiable

Applied
  • 3 year experience of legal counsel
  • handle corporate finance, asset management
  • 3 year PQE background

16-Sep-17

 

Applied
  • Exclusive Position
  • International Law Firm
  • IANG Visa Welcom

15-Sep-17

 

Applied
  • Qualified lawyer in Hong Kong or Overseas
  • At least 7 years' post qualification experience
  • Willing to travel

15-Sep-17

 

Applied
  • 5 day work week
  • 7+ years of experience, listed background
  • Listed Conglomerate

15-Sep-17

 

Applied
  • Good Analytical skill
  • Min 3 years of operational risk mgt experience
  • Proven experience in writing policies and reports

15-Sep-17

Salary negotiable

Applied
  • 2 years law firm experience in related fields
  • Multinational work environment
  • Networking opportunities

15-Sep-17

Salary negotiable

Applied
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