Legal & Compliance jobs in Sheung Wan | jobsDB

manager data, Sheung Wan, Legal & Compliance
Sheung Wan
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Legal & Compliance
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1-15 of 15 jobs
Welab Bank Limited
Sheung Wan
  • Effectively implement the audit approach
  • Assess risk and formulate the annual audit plan
  • Deliver high quality audit reports
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
19 hours agomore
  • Effectively implement the audit approach
  • Assess risk and formulate the annual audit plan
  • Deliver high quality audit reports
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
19 hours agomore
Nixon Peabody CWL
  • Litigation
  • Legal
  • Commercial
Form 5 or above with formal secretarial training; At least 5 years' secretarial experience in legal field, preferable with experience in litigation an...
24-Jan-20more
  • Litigation
  • Legal
  • Commercial
Form 5 or above with formal secretarial training; At least 5 years' secretarial experience in legal field, preferable with experience in litigation an...
24-Jan-20more
OCBC Wing Hang Bank Limited
Sheung Wan
  • Review suspicious transaction alerts
  • Conduct investigation on suspicious transactions
  • Liaise with law enforcement agencies
Responsibilities: - Review suspicious transaction alerts - Conduct investigation on suspicious transactions and prepare reports - Perform customer nam...
23-Jan-20more
  • Review suspicious transaction alerts
  • Conduct investigation on suspicious transactions
  • Liaise with law enforcement agencies
Responsibilities: - Review suspicious transaction alerts - Conduct investigation on suspicious transactions and prepare reports - Perform customer nam...
23-Jan-20more
Nanyang Commercial Bank
  • Provide timely advice AML related regulations
  • Lead the team to review AML reports
  • At least 5 years experience in AML, compliance
Formulate and update anti-money laundering related policies, procedures and programmes to ensure the operations of the bank meet all latest regulatory...
18-Jan-20more
  • Provide timely advice AML related regulations
  • Lead the team to review AML reports
  • At least 5 years experience in AML, compliance
Formulate and update anti-money laundering related policies, procedures and programmes to ensure the operations of the bank meet all latest regulatory...
18-Jan-20more
Nanyang Commercial Bank
  • Design credit risk stress-testing programmes
  • Review the credit risk policies and procedures
  • Degree holder with at least 5 years relevant exp.
Design and carry out credit risk stress-testing programmes according to regulatory requirements. Review, enhance, implement and maintain credit risk s...
18-Jan-20more
  • Design credit risk stress-testing programmes
  • Review the credit risk policies and procedures
  • Degree holder with at least 5 years relevant exp.
Design and carry out credit risk stress-testing programmes according to regulatory requirements. Review, enhance, implement and maintain credit risk s...
18-Jan-20more
Guotai Junan International Holdings Limited
  • Handle enquires on trade-related enquiries
  • Handle statutory reporting required under SFC
  • Handle license application and maintenance
Responsibilities: - Handle and review enquires from regulators on trade-related enquiries, demand for information and investigation related requests; ...
14-Jan-20more
  • Handle enquires on trade-related enquiries
  • Handle statutory reporting required under SFC
  • Handle license application and maintenance
Responsibilities: - Handle and review enquires from regulators on trade-related enquiries, demand for information and investigation related requests; ...
14-Jan-20more
Guotai Junan International Holdings Limited
  • Min. 5 years relevant experience
  • Good knowledge in financial market regulations and
  • Knowledge in financial products, esp. derivatives
Responsibilities: Manage the setup and on-going calibration of the trade and communications surveillance models and parameters according to regulatory...
14-Jan-20more
  • Min. 5 years relevant experience
  • Good knowledge in financial market regulations and
  • Knowledge in financial products, esp. derivatives
Responsibilities: Manage the setup and on-going calibration of the trade and communications surveillance models and parameters according to regulatory...
14-Jan-20more
China Alliance Properties Limited
  • legal
  • counsel
  • developer
Responsibilities: To handle legal matters in relation to general corporate and commercial / project finance, mergers and acquisitions, joint venture, ...
14-Jan-20more
  • legal
  • counsel
  • developer
Responsibilities: To handle legal matters in relation to general corporate and commercial / project finance, mergers and acquisitions, joint venture, ...
14-Jan-20more
Company Confidential
Sheung Wan
  • Rapidly expanding Fintech company
  • Securities firm with SFC Type 1, 4 & 9 license
  • Competitive remuneration package
Job Responsibilities: - Involve in handling internal business compliance enquiries and provide practical compliance advises in relation to type 1, 2, ...
14-Jan-20more
  • Rapidly expanding Fintech company
  • Securities firm with SFC Type 1, 4 & 9 license
  • Competitive remuneration package
Job Responsibilities: - Involve in handling internal business compliance enquiries and provide practical compliance advises in relation to type 1, 2, ...
14-Jan-20more
OCBC Wing Hang Bank Limited
Sheung Wan
  • Conduct risk assessment
  • Bank-wide Sanctions Policy and Procedures
  • Trade finance business and transaction
Responsibilities: - Conduct risk assessment on potential true sanctions hits triggering form name and transaction screening in accordance to Bank’s po...
14-Jan-20more
  • Conduct risk assessment
  • Bank-wide Sanctions Policy and Procedures
  • Trade finance business and transaction
Responsibilities: - Conduct risk assessment on potential true sanctions hits triggering form name and transaction screening in accordance to Bank’s po...
14-Jan-20more
Hastings & Co
  • Central-above MTR station
  • Legal Field
  • 5-Day Week
Junior Accounts Clerk - Form 5 or above - Support Accounts Department on daily accounting functions - Perform accounting duties such as book keeping t...
10-Jan-20more
  • Central-above MTR station
  • Legal Field
  • 5-Day Week
Junior Accounts Clerk - Form 5 or above - Support Accounts Department on daily accounting functions - Perform accounting duties such as book keeping t...
10-Jan-20more
Drake International and Vertical Talent HK
HK$20k - 45k /month (negotiable)
  • Reputable professional firm
  • Opportunity to join a growing business
  • Attractive package, benefits and friendly culture
- Asia leading corporate services specialist - Opportunity to join a fast growing business - Attractive remuneration package and benefits Our Client O...
08-Jan-20more
  • Reputable professional firm
  • Opportunity to join a growing business
  • Attractive package, benefits and friendly culture
- Asia leading corporate services specialist - Opportunity to join a fast growing business - Attractive remuneration package and benefits Our Client O...
08-Jan-20more