Legal & Compliance jobs in Wan Chai Area | jobsDB Hong Kong

department head, Wan Chai Area, Legal & Compliance
Wan Chai Area
Legal & Compliance
We have 4 jobs for youSelect a job to view details
1-4 of 4 jobs
Southwest Securities (HK) Financial Management Limited
Causeway Bay
  • Good knowledge of the securities & futures market
  • Minimum 10 years of compliance experience
  • Familiar with SFO, Exchange rules, AMLO & PIBA
Job Responsibilities: Ensure the Company and its licensed corporations are in compliance with local regulatory requirements and to develop a strong co...
11-Oct-19more
  • Good knowledge of the securities & futures market
  • Minimum 10 years of compliance experience
  • Familiar with SFO, Exchange rules, AMLO & PIBA
Job Responsibilities: Ensure the Company and its licensed corporations are in compliance with local regulatory requirements and to develop a strong co...
11-Oct-19more