- Conducting customer due diligence
- Account opening, periodic review
- Comply with relevant regulatory requirements
1-30 of 156 jobs
- Assist in the maintenance of AML systems
- Implementation of AML/CFT related Regtech projects
- Prepare reports and management information
Personal Loan Collection-Senior/Officer (Pre IPO FI, Up to 30k, 5-day Week)
Cornerstone Global Partners- Overdue accounts
- Negotiate payment arrangement
- collection / payment / call centre experience
- Licensed RO with Insurance Authority
- Insurance agent experiences
- Min. 5 years from insurance agent company
- Handle trade, settlement & clearing
- Handle listed products in global markets
- Market data management
- Investigate and assess alerts
- Prepare and file Suspicious Transactions Report
- Keep track on regulatory development
- Develop a risk-based compliance review program
- Conduct compliance reviews and on-site visits
- Prepare compliance review reports
- Formulate and execute the project plan
- Document the project progress and report
- Take up ad hoc tasks assigned
- Analyse and review credit application
- Prepare various MIS reports
- Ensure credit facilities adhere to Bank’s policy
Settlement Officer / Senior Settlement Officer (Options/Futures)
Futu Securities International (Hong Kong) Limited- Double Pay
- Five-Day Work Week
- Discretionary Bonus
Tsim Sha Tsui
- Associate Degree / Higher Diploma or above
- Good knowledge of Trade and/or Receivables Finan
- Proficient in MS Office
- Perform financial & regulatory reporting function
- Effective control on the operations
- Assist in enhancements to financial control
Assistant Compliance Manager / Compliance Manager, AML Advisory & Training
Shanghai Commercial Bank Ltd- Provide advices on day-to-day AML/CFT matters
- Prepare & update the AML/CFT policies & Procedures
- Perform ML/TF risk assessments
- Perform regulatory and financial reporting
- Exercise effective control on the operations
- Identify the regulatory reporting requirements
- AML/CFT/ Investigating Bank Fraud
- Transaction Monitoring Cases and Payment Solutions
- Credit and Debit Card Fraud
Vice President / Assistant Vice President, Investment & Insurance Compliance
Shanghai Commercial Bank Ltd- Provide advisory services on Investment
- Deliver investment compliance training
- Liaise with external regulators and auditors
- Tertiary qualification or above
- 3+ solid experience in customer facing environment
- Experience in program evaluation and justification
- Attractive Renumeration Package, 5 days' work week
- Flexible & Friendly Company Culture
- Recruitment for Financial Services Industry Client
Compliance Officer/ Assistant Compliance Officer法規主任 / 助理主任 (5-Day Work 五天工作)
The Shanghai Commercial & Savings Bank, Ltd.- High Diploma above
- sound knowledoge on banking
- Degree holder in law
- Provide advice and guidance to the I&I Business
- Conduct gap analysis and provide recommendations
- Review new product & service proposals
- Review and assess credit portfolio
- Support post-lending activities
- Formulate and review credit policies
- Familiar with trade practice & LC processing
- Share knowledge & support the on-the-job training
- Works well in a Team environment/ Good leadership
- Handle the compliance, operation & mktg issues
- Formulate, evaluate and roll-out the procedures
- Plan and implement sales and marketing programs
- Provide effective and efficient sales support
- Research/Finance background is preferred
- 4 yr relevant exp. Fresh graduates is considered
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