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assistant compliance manager
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Shanghai Commercial Bank Ltd
  • Set up work plans for compliance related project
  • Proactively identify and slove project issues
  • Conduct reviews and tuning on AML systems
Not Specified
14-Dec-18
Intertrust Resources Management Limited
  • Excellent career development exposure
  • client onboarding & KYC experience is preferred
  • 5-days work, flexible working hours
14-Dec-18
Headsearch21 Consultancy Ltd
  • Min 3 years' in Audit / compliance
  • Exp. in brokerage, Futures Trading or investment
  • Familiar with SFO and relevant rules & regulations
CentralSalary negotiable
14-Dec-18
ICBC Asset Management (Global) Company Limited
  • min. 3 years of solid experience in AM compliance
  • CPA is an added advantage
  • Good command of spoken & written Chinese & English
CentralSalary negotiable
14-Dec-18
Taishin International Bank Co Ltd
  • Disseminate compliance-related information
  • Degree holder or above in Business, Finance
  • Maintain and monitor the implementation of SOPs
Yau Tsim Mong AreaSalary negotiable
14-Dec-18
Bank of China (Hong Kong) Limited
  • Conduct investigation on suspicious transactions
  • Degree or above in Business Administration,Finance
  • Medical and life insurance
Not Specified
14-Dec-18
Otis Elevator Co (HK) Limited
  • Family - Friendly Employer
  • US Listed MNC
  • Regional Exposure
13-Dec-18
Shure Asia Limited
  • A leading US based audio technology Co.
  • Regional exposure in Gobal Regulatory Compliance
  • Some travel may be required
13-Dec-18
Hong Kong Trade Development Council
  • review, formulate & implement policies & procedure
  • strengthen internal control procedures
  • Design management reports
11-Dec-18
Job function: Accounting > Others
CG Partners Asset Management Co., Limited
  • Providing the daily compliance guidance
  • Advice to support the management decision making
  • Bachelor / higher degree major in finance or legal
Not SpecifiedSalary negotiable
10-Dec-18
Delta Asia Financial Group
  • 5-day work with competitive remuneration package
  • 15-25 days AL, birthday leave, wedding leave, etc.
  • Immediately available is highly preferred
07-Dec-18
Mintai Financial Group Limited
  • Work life balance
  • Medical insurance
  • 5 days work
Not SpecifiedSalary negotiable
07-Dec-18
China Tonghai International Financial Limited
  • Compliance-related exp. in Securities Industry
  • Post-Secondary Diploma or above
  • Familiar with 1, 2, 4, 6 and 9 regulations
07-Dec-18
Cathay Pacific Airways Ltd
  • Ensure operational standards are in compliance
  • Responsible for inflight publications
  • 5 years' work experience
07-Dec-18
Hutchison Property Group Limited
  • Degree in Accounting, member of HKICPA / ACCA
  • 8 years' audit and tax experience
  • Knowledge in HK and overseas tax legislations
06-Dec-18
China Ping An Insurance (Hong Kong) Co Ltd
  • Degree Holder
  • 3 years relevant experience
  • Multi-tasks
Wan ChaiSalary negotiable
05-Dec-18
Job function: Insurance > Others
Harbridge Partners Limited
  • compliance,M&A,type 6,manager,head,AML,CTF,license
  • Private equity,Securities,direct investment,Future
  • Assistant Manager,officer,analyst,PRC,Mandarin
Not SpecifiedHK$25k - 35k /month (negotiable)
04-Dec-18
Advance Resources Personnel Consultants Limited
  • oversight of all Business As Usual Regulatory
  • Client Tax reporting programmes including Foreign
  • Account Tax Compliance Act, Dodd Frank, Volcker
Central & Western AreaSalary negotiable
04-Dec-18
Asia Progress Executive Limited
  • compliance,regulatory,SFC,HKEX,securities,asst mgt
  • degree,CPT,brokerage,5yr exp,surveillance,com sec
  • licensin,staff dealing,fund setup,internal control
03-Dec-18
Headsearch21 Consultancy Ltd
  • Min 3 years' in Audit / compliance
  • Exp. in brokerage, Futures Trading or investment
  • Familiar with SFO and relevant rules & regulations
CentralSalary negotiable
01-Dec-18
Southwest Securities (HK) Financial Management Limited
  • Minimum 3 years of compliance experience
  • Well familiar with SFO and Rules of the Exchange
  • 5 day-work
01-Dec-18
VMS Securities Limited
  • Update compliance policies and procedures
  • Assist in handling licensing related matters
  • Preferably in brokerage house, asset management
30-Nov-18
OCBC Wing Hang Bank Limited
  • Compliance investigation
  • Degree in Laws or Accounting
  • Minimum 2 years' experience
29-Nov-18
Asia Progress Executive Limited
  • compliance,regulatory,SFC,HKEX,securities,asst mgt
  • degree,CPT,brokerage,5yr exp,surveillance,com sec
  • licensin,staff dealing,fund setup,internal control
28-Nov-18
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assistant compliance manager