• Handle licensing matters, notification
  • Handle Hong Kong regulatory work including SFC
  • 3 years of relevant hands-on compliance

20 hours ago

Salary negotiable

Applied
  • 5 yrs’ exp in a sizable financial institution
  • AML compliance experience
  • Business analysis experience

24-Apr-18

 

Applied
  • 4 years’ experience in AML compliance
  • Banking operations, products and services
  • Compliance and control oriented

24-Apr-18

 

Applied
  • 3-6 years of experience relevant experience
  • compliance monitoring reviews
  • Knowledge on FATCA is an advantage

24-Apr-18

 

Applied
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  • Perform daily monitoring and investigation
  • Promptly escalate and communicate as appropriate
  • Assist the implementation of surveillance programs

24-Apr-18

 

Applied
  • compliance review in banks/regulators
  • Good offer
  • Good prospect

24-Apr-18

 

Applied
  • Legal & Compliance
  • Insurance Regulatory
  • Formulate Internal Policies

23-Apr-18

 

Applied
  • Handle license applications
  • Monitor daily business
  • At least 5 years’ compliance experience

23-Apr-18

Salary negotiable

Applied
  • LLB Holder or related
  • Support corporate & business operations
  • Welcome candidate from law firm

23-Apr-18

 

Applied
  • Provides compliance related consultation
  • development of compliance programs, Policies & SOP
  • PCPD

23-Apr-18

Salary negotiable

Applied
  • Anti-Money Laundering
  • Insurance Compliance
  • Excellent Salary Package

23-Apr-18

HK$30k - 35k /month (negotiable)

Applied
  • Review and update the HR policies and procedures
  • Degree holder
  • 5 years HR experience in Banking & Finance

21-Apr-18

 

Applied
  • Set up work plans for compliance related projects
  • Provide regular project updates to senior mgt
  • Provide compliance related trainings

20-Apr-18

 

Applied
  • Perform regular on-site quality assurance
  • Perform sample checking and examining tasks
  • Investigate and analyze the deficiencies found

20-Apr-18

 

Applied
  • Legal & Compliance professional
  • Exposure in Asian financial institutions
  • Fast growth company in Fintech Industry

20-Apr-18

Salary negotiable

Applied
  • Degree holder in Risk Management, Finance,
  • Minimum 5 years experience in risk or compliance
  • Good Command of Chinese and English

20-Apr-18

 

Applied
  • 5 years relevant experience
  • Experience in managing labour issues, unions
  • audit food production plants/farm/ hardline indust

20-Apr-18

 

Applied
  • Degree holder
  • Drafting, reviewing and revising agreement
  • KYC and AML checking

20-Apr-18

 

Applied
  • University graduate in Law
  • Minimum 4 to 8 years compliance experience
  • Provide professional legal support and advice

18-Apr-18

 

Applied
  • Maintenance and reporting with SFC, CPT monitoring
  • Design training to company staffs
  • Handling SFC and external enquiries

18-Apr-18

 

Applied
  • University degree or other relevant qualifications
  • Minimum of 3 years’ banking experience
  • Proficiency in both English and Chinese

18-Apr-18

 

Applied
  • One of the leading bank in Taiwan
  • Fluent in written and spoken Chinese (Putonghua)
  • 3 years relevant working experience

17-Apr-18

Salary negotiable

Applied
  • compliance
  • insurance risk
  • sizable bank

16-Apr-18

HK$30k - 35k /month

Applied
  • Prepare HKMA banking returns & Head Office reports
  • Degree holder in Accounting, Finance
  • Medical and life insurance

16-Apr-18

 

Applied
  • Handle group's licensing matters
  • 3 years' relevant experience
  • Experience in financial industry

14-Apr-18

 

Applied
  • 5 day work
  • Familiarity with HK local rules and regulations
  • 4 years relevant compliance experience

13-Apr-18

Salary negotiable

Applied
  • Reporting to the Head of Operations
  • Assist in handling compliance-related matters
  • Less experiences will be also considered

13-Apr-18

 

Applied
  • Anti-Money Laundering (AML), FATCA, CRS
  • Assist in delivery of compliance training
  • 2 yrs’ experience in AML compliance function

11-Apr-18

Salary negotiable

Applied

Assistant Compliance Manager

ViuTV

Location not specified

  • Preview, vet and approve programme
  • Regulatory and compliance
  • Conduct market analyses

10-Apr-18

 

Applied
  • Compliance
  • Trade
  • investment

09-Apr-18

 

Applied
  • Liaise with external regulatory bodies
  • Degree holder
  • Professional accounting or legal qualification

09-Apr-18

 

Applied
  • Anti-money laundering(AML)
  • Financial crime
  • Transaction Monitoring

09-Apr-18

 

Applied
  • Japanese Renowned Securities firm
  • Min. 3 yrs compliance exp. in financial institute
  • 40K(nego) with discretionary bonus

07-Apr-18

 

Applied
  • Dealing with regulatory authority
  • Prepare legal documents
  • Handling compliance issue

06-Apr-18

Salary negotiable

Applied
  • Legal , Compliance , Policy
  • SFC/MPFA/CIB licensing
  • AML , Financial

04-Apr-18

 

Applied
  • Asset Magement
  • Exp in using Bloomberg
  • At least 3 years in Investment Compliance

03-Apr-18

HK$45k - 55k /month

Applied
  • Good offer
  • Good prospect
  • Well versed with AMLO and other regulatory require

03-Apr-18

 

Applied
  • Strong knowledge on AML / CFT regulatory
  • compliance and risk control concept
  • AML Professional (AAMLP) or (CAMLP)

30-Mar-18

 

Applied
  • Provide compliance advice to other parties
  • Have regulatory requirements/ guidelines knowledge
  • Bachelor degree preferred in Business Admin / Law

29-Mar-18

 

Applied
  • 5 day work
  • Familiarity with HK local rules and regulations
  • 4 years relevant compliance experience

29-Mar-18

Salary negotiable

Applied
  • > 5 years’ exp in Compliance with focus on social
  • Financially strong & stable conglomerate
  • Travelling to SEA is required

29-Mar-18

 

Applied
  • University graduate wit finance, accounting or law
  • 3 – 5 years relevant experience in financial ins
  • Good interpersonal communication skills

27-Mar-18

 

Applied
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