• Top-Tier Asia Securities Firm
  • All-Rounded Compliance Exposure
  • Around 3-5 Years of Relevant Experience

2 hours ago

HK$30k - 35k /month

Applied
  • University degree
  • Minimum 2 years relevant experience
  • Good knowledge of computer applications

15-Aug-17

 

Applied
  • 3-6 years of experience relevant experience
  • compliance monitoring reviews
  • Knowledge on FATCA is an advantage

15-Aug-17

 

Applied
  • Planning & implementation of compliance programs
  • Design and conduct compliance training
  • Independently / Lead a small team on daily issue

15-Aug-17

 

Applied
  • Sales compliance implementation
  • sales quality
  • Compliance

14-Aug-17

Salary negotiable

Applied
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Assistant Compliance Manager

ViuTV

Location not specified

  • Preview, vet and approve programme
  • Regulatory and compliance
  • Conduct market analyses

14-Aug-17

 

Applied
  • Regional Bank
  • Great working environment
  • Central Location

14-Aug-17

Salary negotiable

Applied
  • Good career prospects
  • Good working environment
  • Good Bonus

14-Aug-17

 

Applied
  • perform scheduled branch visits
  • perform compliance review / self-assessment
  • carry out the compliance monitoring programmes

12-Aug-17

 

Applied
  • Provide advisory services on I & I business
  • Develop and review policies and procedures
  • Provide compliance updates to senior management

11-Aug-17

 

Applied
  • Perform regular on-site quality assurance
  • Perform sample checking and examining tasks
  • Investigate and analyze the deficiencies found

11-Aug-17

 

Applied
  • Manage projects related to compliance requirement
  • Handle the end-to-end workflow implementation
  • Perform coaching support functions

11-Aug-17

 

Applied
  • 2-3 years experience
  • Legal and Compliance
  • Attention to details

11-Aug-17

 

Applied
  • Compliance, Commercials, Media
  • Fluent English, Mandarin
  • 5 days week

11-Aug-17

HK$25k - 30k /month (negotiable)

Applied
  • Banking
  • 5-day work
  • Attractive Package

11-Aug-17

Salary negotiable

Applied
  • One of the leading bank in Taiwan
  • Fluent in written and spoken Chinese (Putonghua)
  • 1-3 years relevant working experience

10-Aug-17

Salary negotiable

Applied
  • distribution & product compliance
  • degree w/ 4+ yrs' compliance, audit, risk, control
  • knowledge of regulatory guidelines & requirements

10-Aug-17

 

Applied
  • QA & safety
  • CAD regulation
  • ISO 9001

07-Aug-17

Salary negotiable

Applied
  • Handle licensing and regulation matters with SFC
  • AML, KYC, trade surveillance
  • Degree in Law, Accounting, Corporate Governance

04-Aug-17

Salary negotiable

Applied
  • Securities
  • SFC
  • 5 days work

04-Aug-17

Salary negotiable

Applied
  • 5 years or above in-house compliance experience
  • SFC regulated activities 1/4/6/9
  • Attractive package and position offered

04-Aug-17

Salary negotiable

Applied
  • Head of Compliance
  • At least 10 years' relevant work experience
  • Investment Company

04-Aug-17

Salary negotiable

Applied
  • Conduct regular reviews of Unit Trust Scheme
  • Keeping update of Securities and Futures Ordinance
  • Develop the monitoring of custodian services

04-Aug-17

 

Applied
  • Assist management in internal compliance control
  • Conduct regular compliance reviews
  • Liaise and deal with relevant regulatory

03-Aug-17

Salary negotiable

Applied
  • Compliance exp. in law firm / Bank
  • Bachelor of Laws
  • Good communications skills, Putonghua speaking

03-Aug-17

 

Applied
  • Legal & Compliance
  • Reviewing commercial contracts
  • Updating internal policies

01-Aug-17

 

Applied
  • Securities
  • SFC
  • 5 days work

01-Aug-17

Salary negotiable

Applied
  • 5 days, new role at an expanding Bank
  • Welcome! Sizable Audit firm candidates - Bank/FI
  • Review policies & procedures of overseas branches

31-Jul-17

Salary negotiable

Applied
  • To assist in handling risk & compliance matters
  • To develop new ideas and methods
  • To assist in updating operations workflow

29-Jul-17

 

Applied
  • Degree in Law, A/C, Finance / related disciplines
  • 3-10yrs AML Compliance exp. in Banking Industry
  • Sanction management, AML, CDD, Advisory

28-Jul-17

 

Applied
  • Financial IT initiatives, UAT, IT
  • system enhancement, regulatory filing
  • Finance compliance, Internal control

28-Jul-17

 

Applied
  • Degree holder or above
  • Min. 5 yrs' experience in compliance & audit field
  • good understanding of FATCA and CRS regulatory

28-Jul-17

 

Applied
  • AML/Compliance
  • With at least 3 years AML/Compliance experience
  • Retail Banking

28-Jul-17

 

Applied
  • Min 5 yrs KYC/AML exp in asset management company
  • Excellent knowledge of SFC regulatory requirements
  • Exp in keeping track of CPT for licensed staffs

28-Jul-17

 

Applied
  • University degree in related discipline
  • Minimum of 3 years’ relevant experience
  • Proficiency in both English and Chinese

28-Jul-17

 

Applied
  • AML Investigation and Analysis Risk and Compliance
  • CDD period review Account opening Document
  • KYC Client On Boarding Customer Due Detelegent

28-Jul-17

 

Applied
  • Review commercial contracts/documents
  • Legal & Compliance Advisory
  • Bachelor of Laws (LL.B.) or above

28-Jul-17

 

Applied
  • Sales compliance implementation
  • sales quality
  • Compliance

27-Jul-17

Salary negotiable

Applied
  • Handing legal & general compliance related tasks
  • review commercial contracts, documents
  • rendering advice , day to day legal issues

26-Jul-17

 

Applied
  • International Firm
  • In-House Position
  • Attractive Benefits

25-Jul-17

 

Applied
  • 5 - 10 years of experience in banking and AML
  • Strong compliance culture and corporate culture
  • Excellent stable and secure working environment

24-Jul-17

Salary negotiable

Applied
  • AML Manager/Asst Manager, banking
  • 3 yrs exp in AML
  • AML monitoring, training, advisory

23-Jul-17

Salary negotiable

Applied
  • Handle licensing and regulation matters with SFC
  • Trade surveillance function of licensed corp
  • Degree in Law, Accounting, Corporate Governance

22-Jul-17

Salary negotiable

Applied
  • Provide compliance information & technical support
  • Minimum of 2-3 years experiences or above
  • Comprehensive fringe benefits

22-Jul-17

Salary negotiable

Applied
  • perform scheduled branch visits
  • perform compliance review / self-assessment
  • carry out the compliance monitoring programmes

22-Jul-17

 

Applied
  • Assist with HR alignment and governance projects
  • Minimum 4 years HR experience in MNCs
  • Must be fluent in English, Cantonese & Mandarin

21-Jul-17

 

Applied
  • A Well-Established Bank
  • >4 Yrs of AML Exp.; AML Advisory / EDD exp. = MUST
  • Worked For Regulators / Authorities = Advantage

21-Jul-17

Salary negotiable

Applied
  • At least 3 years' experience in audit
  • Participate in related system projects & UAT test
  • Medical and life insurance

21-Jul-17

 

Applied
  • Securities
  • SFC
  • 5 days work

21-Jul-17

Salary negotiable

Applied
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