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compliance asset management
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Asia Progress Executive Limited
  • compliance,regulatory,SFC,HKEX,securities,asst mgt
  • degree,CPT,brokerage,5yr exp,surveillance,com sec
  • licensin,staff dealing,fund setup,internal control
14-Jan-19
SearchAsia Hong Kong
  • >3 yrs working in SFC Type 1, 4, 6 & 9 firms
  • Asset management house, brokerage house/Compliance
  • 5 working days, Famous HK Asset Management Firm
10-Jan-19
AIA Hong Kong and Macau
  • See job description.
  • See job description.
  • See job description.
Quarry BaySalary negotiable
10-Jan-19
Ambition
  • Top Tier International Asset Management Company
  • Regulatory Compliance
  • No MIC required
OthersHK$55k - 120k /month
09-Jan-19
Mandurah Consultancy
  • 5+ years Compliance experience in Asset Management
  • Strong Knowledge in Mutual Fund
  • Bachelor Degree in Laws or Finance
03-Jan-19
Asia Progress Executive Limited
  • compliance,regulatory,SFC,HKEX,securities,asst mgt
  • degree,CPT,brokerage,5yr exp,surveillance,com sec
  • licensin,staff dealing,fund setup,internal control
03-Jan-19
Randstad Hong Kong Limited
  • Compliance Manager
  • APAC coverage
  • Expanding Asset Management Firm
OthersHK$70k - 90k /month
31-Dec-18
Total Invest Group Asset Management (Hong Kong) Limited
  • Immediate available preferred
  • Asset Management
  • Compliance
CentralSalary negotiable
15-Jan-19
Profile Search and Selection
  • leading international asset manager
  • experienced compliance role
  • senior management role
04-Jan-19
Morgan McKinley
  • Top Tier Private Bank
  • Discretionary Mandates business
  • Asset Management Compliance
OthersHK$45k - 55k /month (negotiable)
04-Jan-19
Recruitment Intelligence Consultants Ltd
  • policies for corporate governance and compliance
  • degree holder with an accounting qualification
  • exp in asset management - audit & compliance
Not Specified
31-Dec-18
Robert Walters Hong Kong
  • Asset Management Compliance
  • Asset Management Audit
  • Investment Compliance
28-Dec-18
VMS Securities Limited
  • Update compliance policies and procedures
  • Assist in handling licensing related matters
  • Preferably in brokerage house, asset management
24-Dec-18
Hang Seng Bank Ltd
  • University degree in related discipline
  • Minimum 2 years relevant experience
  • Proficiency in both English and Chinese
Not Specified
45 mins ago
HSBC
  • Dynamic working environment
  • Excellent Career Progression
  • Leadership Role
Not Specified
1 hour ago
HSBC
  • Excellent Career Progression
  • Excellent opportunity for seasoned professionals
  • Dynamic working environment
Not Specified
1 hour ago
Robert Walters Hong Kong
  • *Execute implementation phases
  • *Develop and deploy best practices
  • *Improve customer service
OthersHK$45k - 55k /month
3 hours ago
Deacons
  • a degree holder
  • at least 2 years of financial industry experience
  • speak, read & write English, Cantonese & Mandarin
3 hours ago
Grand Alliance Asset Management Ltd
  • 5 days/week, annual leave, public holidays
  • Take on the account servicing
  • At least 3 years of relevant experience
CentralSalary negotiable
4 hours ago
JPMorgan Chase Bank, N.A.
  • Solid Experience in Client Onboarding Needed
  • Private Banking & Regulatory Knowledge
  • Strong Sense of Ownership & Accountability
4 hours ago
Mast Industries (Far East) Ltd
  • Level 1 IT support to associates
  • Work in Kowloon Bay Office
  • Diploma or above in related field with 2 years exp
15 hours ago
DHL EXPRESS (HONG KONG) LIMITED
  • Degree holder in Finance/Accountancy
  • 15 years work experience in Financial Accounting
  • Excellent team management
15 hours ago
WISE Insurance Services (HK) Limited
  • 1 - 2 year(s) experience working in broking firm
  • To prepare related documentations
  • To handle process and compliance documentation
Kwai FongSalary negotiable
20-Jan-19
Elite Associates Europe Limited
  • Global Supply Chain & Logistics manager
  • Customer Standard Operating Procedures
  • Third party vendor management
Central & Western AreaSalary negotiable
19-Jan-19
aimHigher Consultancy Limited
  • Well-established asset management company
  • Trade multi assets in Asia
  • Require fluency in English and Chinese
Not Specified
19-Jan-19
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compliance asset management