• Handing legal & general compliance related tasks
  • review commercial contracts, documents
  • rendering advice , day to day legal issues

8 hours ago

 

Applied
  • Degree Holder in any discipline
  • Minimum 5 years' relevant experience in garment
  • Experience in policy implementation

9 hours ago

 

Applied
  • Diploma/Degree holder
  • Knowledge in Access is added value
  • Excellent English and Mandarin

21-Aug-17

 

Applied

Assistant Compliance Manager

ViuTV

Location not specified

  • Preview, vet and approve programme
  • Regulatory and compliance
  • Conduct market analyses

21-Aug-17

 

Applied
  • Compliance
  • Insurance
  • Compliance

21-Aug-17

Salary negotiable

Applied
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  • AML Manager/Asst Manager, banking
  • 3 yrs exp in AML
  • AML monitoring, training, advisory

20-Aug-17

Salary negotiable

Applied
  • Handle licensing and regulation matters with SFC
  • Trade surveillance function of licensed corp
  • Degree in Law, Accounting, Corporate Governance

19-Aug-17

Salary negotiable

Applied
  • Conduct transaction monitoring & AML investigation
  • Provide advisory support to the mgt / associates
  • Deg. w. min. 3 yrs exp. on AML/KYC in sizable Co.

18-Aug-17

Salary negotiable

Applied
  • Provide advisory services on I & I business
  • Develop and review policies and procedures
  • Provide compliance updates to senior management

18-Aug-17

 

Applied
  • Lead and manage compliance related projects
  • Develop work plans for compliance related projects
  • Provide regular project updates to senior mgt

18-Aug-17

 

Applied
  • Perform regular on-site quality assurance
  • Perform sample checking and examining tasks
  • Investigate and analyze the deficiencies found

18-Aug-17

 

Applied
  • Manage projects related to compliance requirement
  • Handle the end-to-end workflow implementation
  • Perform coaching support functions

18-Aug-17

 

Applied
  • IT security & compliance; information security
  • incident response, disaster recovery
  • business continuity plan, compliance

18-Aug-17

 

Applied
  • 2-3 years experience
  • Legal and Compliance
  • Attention to details

18-Aug-17

 

Applied
  • Type 1,2,4,5,9 license compliance
  • Regulatory compliance
  • top-tier local securities firm

18-Aug-17

Salary negotiable

Applied
  • Degree holder or above
  • Min. 5 yrs' experience in compliance & audit field
  • good understanding of FATCA and CRS regulatory

18-Aug-17

 

Applied
  • Min 4 years' experience in information security
  • Knowledge of regulatory requirements
  • Knowledge on IT security tools

18-Aug-17

Salary negotiable

Applied
  • Conduct regular reviews of Unit Trust Scheme
  • Keeping update of Securities and Futures Ordinance
  • Develop the monitoring of custodian services

18-Aug-17

 

Applied
  • See job description.
  • See job description.
  • See job description.

17-Aug-17

Salary negotiable

Applied
  • Top-Tier Asia Securities Firm
  • All-Rounded Compliance Exposure
  • Around 3-5 Years of Relevant Experience

17-Aug-17

HK$30k - 35k /month

Applied
  • University degree
  • Minimum 2 years relevant experience
  • Good knowledge of computer applications

15-Aug-17

 

Applied
  • Evaluation & compliance audit in garment factories
  • 3 years experience in compliance management
  • 5-day work with attractive remuneration packages

15-Aug-17

Salary negotiable

Applied
  • 3-6 years of experience relevant experience
  • compliance monitoring reviews
  • Knowledge on FATCA is an advantage

15-Aug-17

 

Applied
  • Planning & implementation of compliance programs
  • Design and conduct compliance training
  • Independently / Lead a small team on daily issue

15-Aug-17

 

Applied
  • HK qualified lawyer with minimum 5 years PQE
  • Support on legal, compliance & public affairs
  • Providing legal and compliance advice

14-Aug-17

Salary negotiable

Applied
  • Sales compliance implementation
  • sales quality
  • Compliance

14-Aug-17

Salary negotiable

Applied
  • Conduct regular compliance monitoring reviews
  • Monitor all daily dealing activities
  • Degree holder in Law/ Accountancy/Finance

14-Aug-17

 

Applied
  • Regional Bank
  • Great working environment
  • Central Location

14-Aug-17

Salary negotiable

Applied
  • Assist in conducting regular compliance monitoring
  • Assist in license applications and submission
  • Form 7/DSC graduate/above

14-Aug-17

Salary negotiable

Applied
  • Attractive remuneration package
  • Double Pay
  • Discretionary bonus

14-Aug-17

 

Applied
  • Good career prospects
  • Good working environment
  • Good Bonus

14-Aug-17

 

Applied
  • perform scheduled branch visits
  • perform compliance review / self-assessment
  • carry out the compliance monitoring programmes

12-Aug-17

 

Applied
  • Full range of compliance advisory
  • Tertiary education min. 6 yrs' banking experience
  • Broad knowledge of banking products

11-Aug-17

 

Applied
  • Compliance, Commercials, Media
  • Fluent English, Mandarin
  • 5 days week

11-Aug-17

HK$25k - 30k /month (negotiable)

Applied
  • Banking
  • 5-day work
  • Attractive Package

11-Aug-17

Salary negotiable

Applied
  • One of the leading bank in Taiwan
  • Fluent in written and spoken Chinese (Putonghua)
  • 1-3 years relevant working experience

10-Aug-17

Salary negotiable

Applied
  • Take up process improvement initiatives
  • Min 8 yrs relevant experience in process design
  • Good understanding in risk and compliance

10-Aug-17

 

Applied
  • distribution & product compliance
  • degree w/ 4+ yrs' compliance, audit, risk, control
  • knowledge of regulatory guidelines & requirements

10-Aug-17

 

Applied
  • Providing company secretarial service
  • Assist in performing company secretarial duties
  • Handle statutory filings and correspondences

10-Aug-17

 

Applied
  • Provide compliance advice to Business units
  • Establish and implement compliance policy
  • Keep department informed of all regulatory updates

08-Aug-17

Salary negotiable

Applied
  • compliance
  • KYC
  • AML

08-Aug-17

Salary negotiable

Applied
  • QA & safety
  • CAD regulation
  • ISO 9001

07-Aug-17

Salary negotiable

Applied
  • 1 – 2 years of relevant experience in AML field
  • Proficiency in Cantonese, Mandarin and English
  • Energetic working environment

07-Aug-17

Salary negotiable

Applied
  • Handle licensing and regulation matters with SFC
  • AML, KYC, trade surveillance
  • Degree in Law, Accounting, Corporate Governance

04-Aug-17

Salary negotiable

Applied
  • Securities
  • SFC
  • 5 days work

04-Aug-17

Salary negotiable

Applied
  • Assist in conduct compliance monitoring
  • Assist to prepare compliance reports
  • University degree in Finance, Business Admin

04-Aug-17

 

Applied
  • 5 years or above in-house compliance experience
  • SFC regulated activities 1/4/6/9
  • Attractive package and position offered

04-Aug-17

Salary negotiable

Applied
  • Head of Compliance
  • At least 10 years' relevant work experience
  • Investment Company

04-Aug-17

Salary negotiable

Applied
  • Assist management in internal compliance control
  • Conduct regular compliance reviews
  • Liaise and deal with relevant regulatory

03-Aug-17

Salary negotiable

Applied
  • Compliance exp. in law firm / Bank
  • Bachelor of Laws
  • Good communications skills, Putonghua speaking

03-Aug-17

 

Applied
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