• Develop, implement and monitor the risk
  • Implement the CRMP baseline activities
  • Implement the regulatory changes

15-Feb-18

 

Applied
  • Regional Position
  • Director Level
  • Great Prospects

15-Feb-18

Salary negotiable

Applied
  • Knowledge of investment products
  • Familiarity with HK local rules and regulations
  • Minimum 5 years relevant compliance experience

05-Feb-18

Salary negotiable

Applied
  • SFC compliance program, SFC, Investment compliance
  • Type 1, Type 4, Type 9, investment law, compliance
  • regulatory reporting, compliance control, policies

02-Feb-18

 

Applied
  • Compliance, regulatory, distribution, insurance
  • IIA, SFC, HKFI, business risks, controls, life
  • legal, risk, three lines of defense

02-Feb-18

 

Applied
  • Assist with regulatory liaison
  • Provide compliance guidance and advise
  • Follow-up on any reported complaints

02-Feb-18

 

Applied
  • Regulatory requirements implementation
  • Regulatory requirements interpretation
  • Hong Kong and China regulations

29-Jan-18

 

Applied
  • COO-like role within Compliance
  • Driving Regulatory Initiatives
  • Attractive Base Salary + Bonuses

26-Jan-18

Salary negotiable

Applied
  • Attractive Remuneration
  • Regional Opportunity
  • International Exposure

25-Jan-18

 

Applied
  • See job description.
  • See job description.
  • See job description.

24-Jan-18

 

Applied
  • Conduct gap analysis on new/updated regulations
  • Monitor the effectiveness of systems, controls
  • University graduate in Finance,Banking

24-Jan-18

 

Applied
  • compliance & regulatory of financial business
  • degree w/ 5+ yrs in regulatory bodies or banks
  • fluent in English, Cantonese & Mandarin

23-Jan-18

 

Applied
  • Risk and compliance
  • Banking
  • Consultancy

22-Jan-18

 

Applied
Get new jobs like these directly to your inbox.