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compliance director
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1-30 of 38 jobs
Prudential Hong Kong Limited
  • Providing compliance advice
  • Supporting CCO on various projects
  • Bachelor Degree holder, a qualified lawyer
Quarry BaySalary negotiable
14-Dec-18
ProJob21.com Limited
  • Regional/Global Control Room Function
  • North American Listed Banking Group
  • Excellent Worklife Balance & Int’l Exposure
Not Specified
12-Dec-18
Bank Street by Sloane Manhattan
  • Degree in Law, Accounting, Business, Finance
  • 10 years compliance exp. in SFC requirements
  • Preferrably exp. in Jap. securities/ finance group
Not SpecifiedSalary negotiable
12-Dec-18
Randstad Hong Kong Limited
  • SVP to Director level role
  • Leadership role
  • HK Coverage
OthersHK$90k - 120k /month (negotiable)
12-Dec-18
Randstad Hong Kong Limited
  • Non-Banking Financial Services
  • APAC Coverage
  • Central location
OthersAbove HK$120k /month (negotiable)
12-Dec-18
Foris Limited
  • Compliance
  • Fintech
  • Cryptocurrency
Sai Ying PunSalary negotiable
09-Dec-18
Randstad Hong Kong Limited
  • SVP to Director level role
  • Leadership role
  • HK Coverage
OthersHK$90k - 120k /month (negotiable)
08-Dec-18
Randstad Hong Kong Limited
  • Non-Banking Financial Services
  • APAC Coverage
  • Central location
OthersAbove HK$120k /month (negotiable)
08-Dec-18
KPMG
  • Degree holder in relevant disciplines
  • Professional qualification such as FRM, CFA
  • 10 yrs experience in financial services industry
07-Dec-18
Conners Consulting Limited
  • Investment Firm, Business 1, 2, 4, 6, 9
  • Monday – Friday, Bank Holiday
  • Over HK$100,000 plus discretionary bonus
07-Dec-18
Bo Le Associates
  • Legal
  • Compliance
  • Asset Management
Central & Western AreaSalary negotiable
05-Dec-18
Hays
  • Established and Fast Growing Insurer
  • Open to Compliance Manager or Senior Manager
  • Collaborative and Dynamic Team Culture
OthersSalary negotiable
05-Dec-18
Randstad Hong Kong Limited
  • Non-Banking Financial Services
  • APAC Coverage
  • Central location
OthersAbove HK$120k /month (negotiable)
04-Dec-18
Randstad Hong Kong Limited
  • SVP to Director level role
  • Leadership role
  • HK Coverage
OthersHK$90k - 120k /month (negotiable)
04-Dec-18
JAC Recruitment Hong Kong Co., Limited
  • Head of compliance, SFC Regulations,Licensing, SFO
  • SFC type 1,2,4,5,6,9 , M&A, FICC,Equity compliance
  • Work Life balance, Good culture & hours
03-Dec-18
Bank Street by Sloane Manhattan
  • Degree in Law, Accounting, Business, Finance
  • 10 years compliance exp. in SFC requirements
  • Preferrably exp. in Jap. securities/ finance group
Not SpecifiedSalary negotiable
01-Dec-18
Randstad Hong Kong Limited
  • Non-Banking Financial Services
  • APAC Coverage
  • Central location
OthersAbove HK$120k /month (negotiable)
01-Dec-18
Randstad Hong Kong Limited
  • SVP to Director level role
  • Leadership role
  • HK Coverage
OthersHK$90k - 120k /month (negotiable)
01-Dec-18
EY
  • Full-time undergraduate education degree or above
  • More than 8 years’ working experience
  • English and Chinese.
CentralSalary negotiable
30-Nov-18
KOS International Limited
  • Senior Position, HR Compliance Focus
  • 20+ Year's Experience
  • 6-digit Monthly Salary
OthersSalary negotiable
29-Nov-18
Randstad Hong Kong Limited
  • Top Tier Investment Bank
  • APAC Coverage
  • Central location
OthersHK$120k - 160k /month (negotiable)
27-Nov-18
Randstad Hong Kong Limited
  • SVP to Director level role
  • Leadership role
  • HK Coverage
OthersHK$90k - 120k /month (negotiable)
27-Nov-18
Randstad Hong Kong Limited
  • Non-Banking Financial Services
  • APAC Coverage
  • Central location
OthersAbove HK$120k /month (negotiable)
27-Nov-18
Bank Street by Sloane Manhattan
  • Degree in Law, Accounting, Business, Finance
  • 10 years compliance exp. in SFC requirements
  • Preferrably exp. in Jap. securities/ finance group
Not SpecifiedSalary negotiable
24-Nov-18
Randstad Hong Kong Limited
  • Top Tier Investment Bank
  • APAC Coverage
  • Central location
OthersHK$120k - 160k /month (negotiable)
24-Nov-18
Randstad Hong Kong Limited
  • Non-Banking Financial Services
  • APAC Coverage
  • Central location
OthersAbove HK$120k /month (negotiable)
24-Nov-18
Randstad Hong Kong Limited
  • SVP to Director level role
  • Leadership role
  • HK Coverage
OthersHK$90k - 120k /month (negotiable)
23-Nov-18
KPMG
  • Degree holder in relevant disciplines
  • Mini 10 years experience in the financial services
  • Expertise in at least one of risk core areas
23-Nov-18
Asia Progress Executive Limited
  • Control Room,IBD,regulatory compliance,SFC,SFO,PRC
  • 12+yr exp,audit,asset management,securities,degree
  • policies and procedures,compliance review,law,acct
21-Nov-18
Asia Progress Executive Limited
  • compliance,investment bank,ibank,degree,risk mgt
  • 10-12yrs exp,regulatory policy,law,SFC,HKMA,PRC
  • internal control frameworks,monitoring,training
21-Nov-18
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compliance director