• SFC unconditional RO for Type 1,2,4,5,and/or 9
  • Sound knowledge of SFO and risk management control
  • Good ethics, strong in handling compliance matters

18 hours ago

 

Applied
  • Compliance, regulatory, distribution, insurance
  • IIA, SFC, HKFI, business risks, controls, life
  • legal, risk, three lines of defense

18-Aug-17

 

Applied
  • World Leader of its industry
  • Global business coverage
  • Leading team of managers

18-Aug-17

 

Applied
  • Senior Compliance monitoring and testing role
  • Prestigious international bank
  • Attractive Package offer

18-Aug-17

HK$70k - 90k /month (negotiable)

Applied
  • Minimum 8 years consulting or relevant experience
  • Able to clearly describe end-to-end business
  • Creative thinking and strong analytical skills

18-Aug-17

 

Applied
  • Manage a team of trade compliance professionals
  • support import/export license applications
  • with proficient use of MS Office and SAP System

18-Aug-17

Salary negotiable

Applied

Compliance Director

Hays

Location not specified

  • Leading Multinational Insurer
  • Established Compliance Culture
  • Compliance Advisory and Regulatory

16-Aug-17

Salary negotiable

Applied
  • Compliance Manager
  • Compliance Director
  • Head of Compliance

16-Aug-17

Salary negotiable

Applied
  • Globally recognized securities firm
  • Senior leadership role within compliance
  • Reporting line to APC CCO

14-Aug-17

 

Applied
  • Provide advisory support and relationship manageme
  • Develop & implement SFC’s suitability requirements
  • Monitor the effectiveness of compliance controls

11-Aug-17

 

Applied
  • Manage regulators enquiries & investigations
  • Develop & execute Transaction Surveillance Program
  • Provide advisory support & relationship management

11-Aug-17

 

Applied
  • Mandarin
  • solid experience in the investment management
  • Knowledge about the real-estate industry

02-Aug-17

Salary negotiable

Applied
  • See job description.
  • See job description.
  • See job description.

01-Aug-17

Salary negotiable

Applied
  • Asset Management
  • Compliance
  • Visible Role

01-Aug-17

 

Applied
  • Regional Exposure
  • Career Advancement
  • Attractive Remuneration

26-Jul-17

 

Applied

Compliance Director

Hays

Location not specified

  • Leading Multinational Insurer
  • Established Compliance Culture
  • Compliance Advisory and Regulatory

26-Jul-17

Salary negotiable

Applied
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