- Disseminate compliance-related information
- Degree holder or above in Business, Finance
- Maintain and monitor the implementation of SOPs
Searches related to compliance manager jobs
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- Knowledge of Hong Kong legislation
- Bachelor's degree and with at least 5 years
- Manage insurance related Investment Compliance
- Compliance and Risk Management
- Dealing with Regulatory Authorities
- Brokerage and Future trading
- Develop a risk-based compliance review program
- Conduct compliance reviews and on-site visits
- Prepare compliance review reports
Senior Compliance Manager (Investment & Insurance) (Ref: CM-KF-II-NCB)
Nanyang Commercial Bank, Limited- Insurance Compliance
- Investment Compliance
- Regulatory advice and guidance
- ompliance Manager
- Min 4 years of working experience
- Attractive package and bonus scheme
- Provide advice and guidance to the I&I Business
- Conduct gap analysis and provide recommendations
- Review new product & service proposals
Senior Compliance Manager (Cross-border / Fintech / Corporate Finance) (Ref: CM-KF-CFC-NCB)
Nanyang Commercial Bank, Limited- Degree holder in Business Administration
- At least 8 years banking experience
- Knowledge in Fintech, Regtech and Virtual Bank
- Plan annual compliance testing
- Self-assessment program
- Organize and deliver compliance training
- Transaction monitoring,AML, Foreign corporate bank
- 2-4 ys of experience in transaction monitoring
- Provide great career exposure
VP, Internal Control and General Management (Compliance Team)
China Construction Bank (Asia) Corporation Limited- Legal & Compliance
- Headquarters reports
- FATCA/CRS
- manage 2 members
- GREAT work life balance
- regional coverage
- Solid knowledge in MPF and ORSO legislation
- Participate in pension platform setup
- 21 Days AL, performance bonus and company shares
- Stable, Small Foreign Bank
- Regulatory/General Compliance
- Good Work Life Balance
- Good knowledge in legal and compliance
- Min 8 years relevant experience
- Experience in delaing wwith SFC
- General Compliance Manager
- Financial Industry
- Attractive Package
- Exposure to legal, compliance & regulatory matters
- All-rounded exposure,Platform to learn and develop
- Banking / Financial Services / Insurance / Pension
- Bachelor's degree in a related field
- 3-5 years of experience in product compliance
- Review and analyze product data and content
- Perform regular compliance program
- Knowledge in securities operations
- 2 years experience in bank or securities firm
- Newly Created Headcount
- Data Privacy and Consumer Protection
- Consumer Marketing & Advertising
Assistant AML Manager/ AML Manager (Sanctions Team) (Ref No.: AMLM-ST-KF-CT-NCB)
Nanyang Commercial Bank, Limited- AML Compliance
- Sanction Team
- Risk Management
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