• Familiarized with investment products
  • Fast expansion
  • Stable and secure working environment

16 hours ago

Salary negotiable

Applied
  • Professional Qualifications: AHKIB, CPA
  • Compliance exp in Banking
  • Depth knowledge of requirement from HKMA / SFC

16 hours ago

 

Applied
  • Oversee Company's AML and CDD procedures
  • Degree in Accounting, Finance, Law or related
  • 3-5 years’ compliance exp in FI / local regulator

16 hours ago

 

Applied
  • Good career prospect for advancement
  • Stable business environment with work life balance
  • 3 years’ compliance experience in securities

20 hours ago

Salary negotiable

Applied
  • Large regional Bank
  • Compliance assurance focus
  • Team lead position

20 hours ago

HK$90k - 120k /month (negotiable)

Applied
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  • Handing legal & general compliance related tasks
  • review commercial contracts, documents
  • rendering advice , day to day legal issues

21 hours ago

 

Applied
  • Branch's Compliance Policies and Procedures
  • FATCA and Common Reporting Standard (CRS)
  • Working experience in Compliance area

22 hours ago

 

Applied
  • Degree Holder in any discipline
  • Minimum 5 years' relevant experience in garment
  • Experience in policy implementation

23 hours ago

 

Applied
  • Large regional Bank
  • Compliance assurance focus
  • Team lead position

22-Aug-17

HK$90k - 120k /month (negotiable)

Applied
  • Asset Management Business
  • Business and Investment Compliance exposure
  • Attractive package

22-Aug-17

Salary negotiable

Applied
  • Central Location
  • Development in Financial Institution
  • Friendly work environment

22-Aug-17

Salary negotiable

Applied
  • Develops and reviews the compliance programmes
  • Handles HKMA enquiries, conducts internal training
  • At least 7 years relevant banking experience

22-Aug-17

 

Applied
  • 组织关联交易的审查管理,进行关联交易的判断和安排关联交易审批手续,根据监管规定报送关联交易报告
  • 参与实施合规风险监测、识别、评估,对集团重大合规风险提出应对和改进建议并督促落实
  • 参与制定、修订集团合规管理政策及年度合规管理计划,并推动贯彻落实

21-Aug-17

Salary negotiable

Applied
  • Stand Alone Compliance
  • Asset Management Compliance
  • Broad Compliance Role

21-Aug-17

 

Applied

Assistant Compliance Manager

ViuTV

Location not specified

  • Preview, vet and approve programme
  • Regulatory and compliance
  • Conduct market analyses

21-Aug-17

 

Applied
  • Compliance
  • Insurance
  • Compliance

21-Aug-17

Salary negotiable

Applied
  • At least 5 years hands on compliance experience
  • Familiar with Securities and Futures Ordinance
  • Strong in documentation and workflow review

21-Aug-17

 

Applied
  • -
  • -
  • -

21-Aug-17

HK$30k - 45k /month

Applied
  • 5 years’ working exp in regulatory / compliance
  • AML/CFT compliance knowledge
  • Banking ordinance and rules, codes and guidelines

21-Aug-17

 

Applied
  • Newly Created Headcount
  • Attractive Remuneration Package
  • Dynamic environment

21-Aug-17

Salary negotiable

Applied
  • AML Manager/Asst Manager, banking
  • 3 yrs exp in AML
  • AML monitoring, training, advisory

20-Aug-17

Salary negotiable

Applied
  • Senior Compliance Managerr for bank
  • 8 years’ working experience
  • compliance / audit / risk management

20-Aug-17

 

Applied
  • Good career prospect for advancement
  • Stable business environment with work life balance
  • 5 years’ compliance experience in bank

20-Aug-17

Salary negotiable

Applied
  • Review and update internal control policies
  • Undertake regular compliance monitoring reviews
  • Degree in Law, Accounting, Finance

20-Aug-17

Salary negotiable

Applied
  • good offer
  • audit ISO 9000, or audit ISO 14000 experience
  • factory Audit

19-Aug-17

 

Applied
  • Develop and update company's compliance policy
  • Review management structure and operation flow
  • Compliance and risk management

19-Aug-17

HK$35k - 55k /month

Applied
  • Handle licensing and regulation matters with SFC
  • Trade surveillance function of licensed corp
  • Degree in Law, Accounting, Corporate Governance

19-Aug-17

Salary negotiable

Applied
  • Carry out the compliance monitoring programmes
  • Perform scheduled branch visits
  • Provide recommendations on compliance issues

19-Aug-17

 

Applied
  • Conduct transaction monitoring & AML investigation
  • Provide advisory support to the mgt / associates
  • Deg. w. min. 3 yrs exp. on AML/KYC in sizable Co.

18-Aug-17

Salary negotiable

Applied
  • Conduct compliance review on operations of Bank
  • Identify, assess, report & mitigate the compliance
  • Provide compliance advice

18-Aug-17

 

Applied
  • Compliance Manager,private Equity,M&A,SFC,PRC
  • Asset Management,Insurance,financial services
  • Corporate finance,brokerage,Listed company

18-Aug-17

HK$35k - 55k /month (includes high commission)

Applied
  • Provide advisory services on I & I business
  • Develop and review policies and procedures
  • Provide compliance updates to senior management

18-Aug-17

 

Applied
  • Perform regular on-site quality assurance
  • Perform sample checking and examining tasks
  • Investigate and analyze the deficiencies found

18-Aug-17

 

Applied
  • Manage projects related to compliance requirement
  • Handle the end-to-end workflow implementation
  • Perform coaching support functions

18-Aug-17

 

Applied
  • IT security & compliance; information security
  • incident response, disaster recovery
  • business continuity plan, compliance

18-Aug-17

 

Applied
  • 2-3 years experience
  • Legal and Compliance
  • Attention to details

18-Aug-17

 

Applied
  • Private Banking business
  • update existing policies and procedures
  • Monitor the compliance process

18-Aug-17

Salary negotiable

Applied
  • Type 1,2,4,5,9 license compliance
  • Regulatory compliance
  • top-tier local securities firm

18-Aug-17

Salary negotiable

Applied
  • Investment and Business Compliance role
  • Identify risk & evaluate the compliance risks
  • Advise to business unit on investment related area

18-Aug-17

 

Applied
  • Degree with Legal/Accounting/Risk Management
  • Provide legal services & advice on litigations
  • Provide compliance control models

18-Aug-17

 

Applied
  • Degree holder or above
  • Min. 5 yrs' experience in compliance & audit field
  • good understanding of FATCA and CRS regulatory

18-Aug-17

 

Applied
  • AML/CFT
  • AML compliance
  • Policies and Processes Manuals

18-Aug-17

Salary negotiable

Applied
  • Establish and implement compliance monitoring
  • Conduct gap analysis for the Club
  • Minimum of 5 years’ experience

18-Aug-17

 

Applied
  • Senior Compliance monitoring and testing role
  • Prestigious international bank
  • Attractive Package offer

18-Aug-17

HK$70k - 90k /month (negotiable)

Applied
  • Reporting to Head of Compliance Testing
  • Opportunity to work in prestigious Global bank
  • Excellent remuneration package

18-Aug-17

HK$70k - 90k /month (includes high commission)

Applied
  • Good Corporate Culture
  • Good Exposure to Business
  • Highly Visible Role

18-Aug-17

 

Applied
  • Degree in Chemistry, Engineering Disciplines
  • 8 years’ experience of regulatory compliance
  • California Prop 65

18-Aug-17

 

Applied
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