Compliance manager jobs - Nov 2019 | jobsDB

compliance manager
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Compliance Consulting Limited
Central
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
11 hours agomore
  • SFC Regulatory Compliance
  • Financial Services exposure
  • Excellent career development
Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track re...
11 hours agomore
Hays
Location Not Specified
12-Nov-19more
12-Nov-19more
Guotai Junan International Holdings Limited
  • Min. 5 years relevant experience
  • Good knowledge in SFC regulations and practices
  • Sound knowledge in financial products
Responsibilities: - Handle and review enquiries from regulators on trade-related enquiries, demand for information and investigation related requests;...
12-Nov-19more
  • Min. 5 years relevant experience
  • Good knowledge in SFC regulations and practices
  • Sound knowledge in financial products
Responsibilities: - Handle and review enquiries from regulators on trade-related enquiries, demand for information and investigation related requests;...
12-Nov-19more
Convoy Global Holdings Limited
North Point
  • Conduct regular insurance compliance checking
  • Assess compliance risks in new business initiative
  • Manage compliance initiated projects
As the leading financial advisory firm in Hong Kong, Convoy upholds its core values of Passion, Integrity and Professionalism in providing the best ad...
11-Nov-19more
  • Conduct regular insurance compliance checking
  • Assess compliance risks in new business initiative
  • Manage compliance initiated projects
As the leading financial advisory firm in Hong Kong, Convoy upholds its core values of Passion, Integrity and Professionalism in providing the best ad...
11-Nov-19more
BUPA Asia Limited
Quarry Bay
  • Work with the broader Risk & Compliance Team
  • Experience in a Compliance or Audit role
  • 5 Days work
Job Purpose You will be responsible for the the execution of the risk-based compliance monitoring strategy and plans, to provide independent assurance...
11-Nov-19more
  • Work with the broader Risk & Compliance Team
  • Experience in a Compliance or Audit role
  • 5 Days work
Job Purpose You will be responsible for the the execution of the risk-based compliance monitoring strategy and plans, to provide independent assurance...
11-Nov-19more
Chubb Insurance Hong Kong Limited
Quarry Bay
  • Assist on all legal and regulatory matters
  • Assist with the corporate secretarial function
  • 4 years of legal and compliance experience
Objective This role reports to the Chief Legal Counsel and Chief Compliance & Risk Officer. Your responsibility is to ensure compliance with laws, reg...
11-Nov-19more
  • Assist on all legal and regulatory matters
  • Assist with the corporate secretarial function
  • 4 years of legal and compliance experience
Objective This role reports to the Chief Legal Counsel and Chief Compliance & Risk Officer. Your responsibility is to ensure compliance with laws, reg...
11-Nov-19more
OCBC Wing Hang Bank Limited
Sheung Wan
  • Perform compliance review and formulate policies
  • Degree holder in Laws or Accounting
  • Minimum 5 years' compliance or audit experience
Responsibilities: - Establish and maintain policies, methodology and monitoring programme for compliance monitoring - Perform compliance risk assessme...
11-Nov-19more
  • Perform compliance review and formulate policies
  • Degree holder in Laws or Accounting
  • Minimum 5 years' compliance or audit experience
Responsibilities: - Establish and maintain policies, methodology and monitoring programme for compliance monitoring - Perform compliance risk assessme...
11-Nov-19more
Randstad Hong Kong Limited
Location Not Specified
HK$35k - 55k /month (negotiable)
09-Nov-19more
09-Nov-19more
Welab Bank Limited
Sheung Wan
  • Perform regulatory compliance in Virtual Banking
  • Minimum 10 years of legal or compliance experience
  • Start up and flexible working culture
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
08-Nov-19more
  • Perform regulatory compliance in Virtual Banking
  • Minimum 10 years of legal or compliance experience
  • Start up and flexible working culture
WeLab aims to bring joy to everyone’s financial journey. We strive to improve people’s lives by reinventing financial services through game-changing t...
08-Nov-19more
Champion Real Estate Investment Trust
Wan Chai
  • Compliance with listing rules, laws & regulations
  • Provide company secretarial services
  • Experience in real estate investment or REIT
Responsibilities: - Work independently and provide full range of company secretarial service to ensure compliance with the listing rules, laws and reg...
08-Nov-19more
  • Compliance with listing rules, laws & regulations
  • Provide company secretarial services
  • Experience in real estate investment or REIT
Responsibilities: - Work independently and provide full range of company secretarial service to ensure compliance with the listing rules, laws and reg...
08-Nov-19more
Springer Professional Group Limited
Central
  • Perform surveys and enquiries from regulators
  • Conduct compliance testing programs and review
  • Min. 5 yrs compliance exp within banking sector
Our client, a leading banking group, is urgently looking for a Manager to join their compliance team. Job Description: - Coordinate with business unit...
08-Nov-19more
  • Perform surveys and enquiries from regulators
  • Conduct compliance testing programs and review
  • Min. 5 yrs compliance exp within banking sector
Our client, a leading banking group, is urgently looking for a Manager to join their compliance team. Job Description: - Coordinate with business unit...
08-Nov-19more
Springer Professional Group Limited
Central
  • Establish guidelines,policies & procedural manuals
  • Develop KYC, ECDD procedures and perform system
  • +5 yrs AML compliance exp within banking sector
Our client, a leading banking group, is urgently looking for a Manager to join their compliance team. Job Description: - Establish and review the Bank...
08-Nov-19more
  • Establish guidelines,policies & procedural manuals
  • Develop KYC, ECDD procedures and perform system
  • +5 yrs AML compliance exp within banking sector
Our client, a leading banking group, is urgently looking for a Manager to join their compliance team. Job Description: - Establish and review the Bank...
08-Nov-19more
Company Confidential
Central
08-Nov-19more
08-Nov-19more
Intertrust Hong Kong Limited
Wan Chai
  • Career development in Compliance
  • 4 years of compliance experience
  • 5-day work week, flexible working hours
Your Position You will be responsible for working with the Compliance Director by performing duties to ensure compliance with the relevant legal and r...
08-Nov-19more
  • Career development in Compliance
  • 4 years of compliance experience
  • 5-day work week, flexible working hours
Your Position You will be responsible for working with the Compliance Director by performing duties to ensure compliance with the relevant legal and r...
08-Nov-19more
Cornerstone Global Partners
  • a PRC FI with SFC Type 1,4,6,9 licenses
  • Attractive remuneration package
  • Good career path
Our client, a PRC Financial Institutes with Asset Management, Corporate Finance and Brokerage businesses (SFC Type 1,4,6,9 licenses), is now looking f...
08-Nov-19more
  • a PRC FI with SFC Type 1,4,6,9 licenses
  • Attractive remuneration package
  • Good career path
Our client, a PRC Financial Institutes with Asset Management, Corporate Finance and Brokerage businesses (SFC Type 1,4,6,9 licenses), is now looking f...
08-Nov-19more
Company Confidential
Admiralty
08-Nov-19more
08-Nov-19more
The Bank of East Asia, Limited
Location Not Specified
08-Nov-19more
08-Nov-19more
Job Functions: Banking / Finance > Others
Job Type: Full Time, Permanent
The Bank of East Asia, Limited
Location Not Specified
08-Nov-19more
08-Nov-19more
Job Functions: Banking / Finance > Others
Job Type: Full Time, Permanent