- Familiarized with investment products
- Fast expansion
- Stable and secure working environment
Salary negotiable
Applied
- Professional Qualifications: AHKIB, CPA
- Compliance exp in Banking
- Depth knowledge of requirement from HKMA / SFC
Applied
- Oversee Company's AML and CDD procedures
- Degree in Accounting, Finance, Law or related
- 3-5 years’ compliance exp in FI / local regulator
Applied
- Good career prospect for advancement
- Stable business environment with work life balance
- 3 years’ compliance experience in securities
Salary negotiable
Applied
- Large regional Bank
- Compliance assurance focus
- Team lead position
HK$90k - 120k /month (negotiable)
Applied
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- Handing legal & general compliance related tasks
- review commercial contracts, documents
- rendering advice , day to day legal issues
Applied
- Branch's Compliance Policies and Procedures
- FATCA and Common Reporting Standard (CRS)
- Working experience in Compliance area
Applied
- Degree Holder in any discipline
- Minimum 5 years' relevant experience in garment
- Experience in policy implementation
Applied
- Large regional Bank
- Compliance assurance focus
- Team lead position
HK$90k - 120k /month (negotiable)
Applied
- Asset Management Business
- Business and Investment Compliance exposure
- Attractive package
Salary negotiable
Applied
- Central Location
- Development in Financial Institution
- Friendly work environment
Salary negotiable
Applied
- Develops and reviews the compliance programmes
- Handles HKMA enquiries, conducts internal training
- At least 7 years relevant banking experience
Applied
- 组织关联交易的审查管理，进行关联交易的判断和安排关联交易审批手续，根据监管规定报送关联交易报告
- 参与实施合规风险监测、识别、评估，对集团重大合规风险提出应对和改进建议并督促落实
- 参与制定、修订集团合规管理政策及年度合规管理计划，并推动贯彻落实
Salary negotiable
Applied
- Stand Alone Compliance
- Asset Management Compliance
- Broad Compliance Role
Applied
- Preview, vet and approve programme
- Regulatory and compliance
- Conduct market analyses
Applied
- At least 5 years hands on compliance experience
- Familiar with Securities and Futures Ordinance
- Strong in documentation and workflow review
Applied
- 5 years’ working exp in regulatory / compliance
- AML/CFT compliance knowledge
- Banking ordinance and rules, codes and guidelines
Applied
- Newly Created Headcount
- Attractive Remuneration Package
- Dynamic environment
Salary negotiable
Applied
- AML Manager/Asst Manager, banking
- 3 yrs exp in AML
- AML monitoring, training, advisory
Salary negotiable
Applied
- Senior Compliance Managerr for bank
- 8 years’ working experience
- compliance / audit / risk management
Applied
- Good career prospect for advancement
- Stable business environment with work life balance
- 5 years’ compliance experience in bank
Salary negotiable
Applied
- Review and update internal control policies
- Undertake regular compliance monitoring reviews
- Degree in Law, Accounting, Finance
Salary negotiable
Applied
- good offer
- audit ISO 9000, or audit ISO 14000 experience
- factory Audit
Applied
- Develop and update company's compliance policy
- Review management structure and operation flow
- Compliance and risk management
HK$35k - 55k /month
Applied
- Handle licensing and regulation matters with SFC
- Trade surveillance function of licensed corp
- Degree in Law, Accounting, Corporate Governance
Salary negotiable
Applied
- Carry out the compliance monitoring programmes
- Perform scheduled branch visits
- Provide recommendations on compliance issues
Applied
- Conduct transaction monitoring & AML investigation
- Provide advisory support to the mgt / associates
- Deg. w. min. 3 yrs exp. on AML/KYC in sizable Co.
Salary negotiable
Applied
- Conduct compliance review on operations of Bank
- Identify, assess, report & mitigate the compliance
- Provide compliance advice
Applied
- Compliance Manager,private Equity,M&A,SFC,PRC
- Asset Management,Insurance,financial services
- Corporate finance,brokerage,Listed company
HK$35k - 55k /month (includes high commission)
Applied
- Provide advisory services on I & I business
- Develop and review policies and procedures
- Provide compliance updates to senior management
Applied
- Perform regular on-site quality assurance
- Perform sample checking and examining tasks
- Investigate and analyze the deficiencies found
Applied
- Manage projects related to compliance requirement
- Handle the end-to-end workflow implementation
- Perform coaching support functions
Applied
- IT security & compliance; information security
- incident response, disaster recovery
- business continuity plan, compliance
Applied
- 2-3 years experience
- Legal and Compliance
- Attention to details
Applied
- Private Banking business
- update existing policies and procedures
- Monitor the compliance process
Salary negotiable
Applied
- Type 1,2,4,5,9 license compliance
- Regulatory compliance
- top-tier local securities firm
Salary negotiable
Applied
- Investment and Business Compliance role
- Identify risk & evaluate the compliance risks
- Advise to business unit on investment related area
Applied
- Degree with Legal/Accounting/Risk Management
- Provide legal services & advice on litigations
- Provide compliance control models
Applied
- Degree holder or above
- Min. 5 yrs' experience in compliance & audit field
- good understanding of FATCA and CRS regulatory
Applied
- Establish and implement compliance monitoring
- Conduct gap analysis for the Club
- Minimum of 5 years’ experience
Applied
- Senior Compliance monitoring and testing role
- Prestigious international bank
- Attractive Package offer
HK$70k - 90k /month (negotiable)
Applied
- Reporting to Head of Compliance Testing
- Opportunity to work in prestigious Global bank
- Excellent remuneration package
HK$70k - 90k /month (includes high commission)
Applied
- Good Corporate Culture
- Good Exposure to Business
- Highly Visible Role
Applied
- Degree in Chemistry, Engineering Disciplines
- 8 years’ experience of regulatory compliance
- California Prop 65
Applied
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