- Experience in SFC regulated institutions
- SFC regulatory compliance
- Bachelor degree holder or above
Applied
- Review and update the HR policies and procedures
- Degree holder
- 5 years HR experience in Banking & Finance
Applied
- To preform review and ensure compliance
- University graduate
- 5-day week, 13-month pay, meal allowance
Applied
- To assist in handling Anti-Money Laundering
- University graduates
- 5-day week, 13-month pay, meal allowance
Applied
- To carry out the compliance monitoring programmes
- University graduate
- 5-day week, 13-month pay, meal allowance
Applied
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- Hong Kong Based
- Global Luxurious Brand
- Lucrative salary based on experience
Applied
- Minimum 7 years of relevant experience
- Degree holder in Laws or related disciplines
- Familiar with SFC regulations
Applied
- Growing company is adding new member
- Strong Business Growth. Excellent Opportunity
- Compliance Advisory, Implementation
Salary negotiable
Applied
- Conduct compliance review on operations of Bank
- Identify, assess, report & mitigate the compliance
- Provide compliance advice
Applied
- Set up work plans for compliance related projects
- Provide regular project updates to senior mgt
- Provide compliance related trainings
Applied
- Perform regular on-site quality assurance
- Perform sample checking and examining tasks
- Investigate and analyze the deficiencies found
Applied
- Legal & Compliance professional
- Exposure in Asian financial institutions
- Fast growth company in Fintech Industry
Salary negotiable
Applied
- Assist MLRO to implement CDD program
- Perform routine compliance review
- Review and update KYC/CDD documentation
Applied
- Degree holder in Risk Management, Finance,
- Minimum 5 years experience in risk or compliance
- Good Command of Chinese and English
Applied
- Identifying key control areas and respective risks
- Providing advice to respective business units
- 8-year audit experience
Salary negotiable
Applied
- 5 years relevant experience
- Experience in managing labour issues, unions
- audit food production plants/farm/ hardline indust
Applied
- Ensure operations being strictly in compliance
- 5 years of compliance exp. in financial industry
- Qualified member of ICSA/HKICS is advantage
Applied
- Degree holder
- Drafting, reviewing and revising agreement
- KYC and AML checking
Applied
- Review and monitor the AML/CFT functions
- Prepare reports / proposals to management
- Medical and life insurance
Applied
- Formulate and update AML/CTF policies
- Review Enhanced Due Diligence (EDD) cases
- Medical and life insurance
Applied
- Conduct investigation on suspicious transactions
- 3 years' exp or above in anti-money laundering
- Medical and life insurance
Applied
- Anti-money laundering(AML)
- Counter-terrorist funding(CTF)
- Anti-bribery and Corruption(ABC)
Applied
- SFC Regulatory Compliance
- Financial Services exposure
- Excellent career development
Salary negotiable
Applied
- Leading Asset Management firm
- Work-life balance
- Strong career path
Applied
- Bachelor Degree or above
- Minimum 5 years of compliance experience
- Knowledge of the card and unsecured loan business
Applied
- Regulatory Affairs and Compliance
- Monitor legislation & regulatory policies/practice
- Advise legal compliance issues to stakeholders
Salary negotiable
Applied
- attractive salary
- good working environment
- good prospects
HK$35k - 55k /month (negotiable)
Applied
- Good remuneration package
- Sizable listed company
- 5 working days
Applied
- University graduate in Law
- Minimum 4 to 8 years compliance experience
- Provide professional legal support and advice
Applied
- A senior regulatory compliance advisor is saught
- Focus on retail banking and insurance compliance
- 8 years of experience in compliance or audit
Applied
- To ensure compliance with HKMA Banking regulations
- Completing monitoring reviews of the products
- 10+ years experience in regulatory compliance
Applied
- Corporate banking hiring assurance manager
- First gate assurance control compliance function
- Products knowledge related to Trade Finance
Applied
- Maintenance and reporting with SFC, CPT monitoring
- Design training to company staffs
- Handling SFC and external enquiries
Applied
- Regional role on compliance monitoring
- 5 years' relevant experience
- Experience in financial industry
Applied
- University degree or other relevant qualifications
- Minimum of 3 years’ banking experience
- Proficiency in both English and Chinese
Applied
- One of the leading bank in Taiwan
- Fluent in written and spoken Chinese (Putonghua)
- 3 years relevant working experience
Salary negotiable
Applied
- 5 - 7 Years of relevant experience required
- More experienced candidates welcomed
- Competitive Package for the Right Candidate
Applied
- Promising Field
- Good Compensation Package
- Innovative and Flexible Team
Applied
- Liaise with HKEX, SFC and other regulatory organiz
- Formulate and execute policies and procedures
- Plan and conduct regular audits and investigations
Applied
- Good career prospect
- Good environment, work life balance
- General compliance experience in banking
Salary negotiable
Applied
- Advice units on compliance and regulatory issues
- Oversee regulatory changes and updates
- Manage and coordinate licensing applications
Applied
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