• University graduate in Economics,
  • Minimum 3 year’s managerial experience
  • Able to handle multi-tasks and work under pressure

2 hours ago

 

Applied
  • 35-50K
  • at least 3 years exp. securities compliance
  • Startup securities firm

3 hours ago

 

Applied
  • Proficiency in written
  • Spoken English
  • Chinese (including Putonghua)

3 hours ago

Salary negotiable

Applied
  • understanding of SFO
  • Securities Brokerage
  • Finance

6 hours ago

 

Applied
  • Sizeable Organization
  • 5-day work
  • Attractive Package

9 hours ago

Salary negotiable

Applied
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  • Compliance officer
  • AML(Anti-money laundering)
  • Manager position

23-Aug-17

HK$35k - 55k /month (negotiable)

Applied
  • 5 Day Work
  • Medical Insurance
  • Bank Holiday

23-Aug-17

 

Applied
  • Compliance analyst
  • Strong AML knowledge
  • SFC licensing; stock surveillance

22-Aug-17

Salary negotiable

Applied
  • Global firm seeking APAC Compliance Officer
  • High exposure role working with Head of Legal
  • Firm is in growing and expanding across APAC

22-Aug-17

HK$45k - 55k /month

Applied
  • Central Location
  • Development in Financial Institution
  • Friendly work environment

22-Aug-17

Salary negotiable

Applied
  • Diploma/Degree holder
  • Knowledge in Access is added value
  • Excellent English and Mandarin

21-Aug-17

 

Applied
  • Degree in Law, Finance or Business related
  • 3 years of experience in legal and/or compliance
  • Insurance, pension industry or financial services

21-Aug-17

 

Applied
  • SFC unconditional RO for Type 1,2,4,5,and/or 9
  • Sound knowledge of SFO and risk management control
  • Good ethics, strong in handling compliance matters

21-Aug-17

 

Applied
  • Quality Compliance Officer/ Factory Auditor
  • Plan and conduct factory verification/audits
  • •Competitive salary,

21-Aug-17

 

Applied
  • University degree with chemical background
  • Exp in chemical industry/textile industry
  • Project management skills

21-Aug-17

 

Applied
  • Develop and conduct compliance program
  • Handle enquiries from regulators
  • minimum 3 years relevant working experience

21-Aug-17

 

Applied
  • AML investigation
  • AML checking and monitoring
  • Formulate and maintain AML policies

19-Aug-17

 

Applied
  • Conduct transaction monitoring & AML investigation
  • Provide advisory support to the mgt / associates
  • Deg. w. min. 3 yrs exp. on AML/KYC in sizable Co.

18-Aug-17

Salary negotiable

Applied
  • Basic understanding of SFC codes
  • Regulatory knowledge about CRS / AEOI / FATCA
  • Compliance

18-Aug-17

Salary negotiable

Applied
  • Three years of experience
  • Hold a university degree, post-secondary diploma
  • With excellent communication skills

18-Aug-17

 

Applied
  • AML compliance sanction management
  • CAMS and ICA MLRO AML COmpliance Banking
  • Sanction Management Banking Experience

18-Aug-17

 

Applied
  • Review & analyze product label information
  • Degree in Food Science/Food Nutrition
  • Exp. in label checking/ regulatory issue handling

18-Aug-17

 

Applied
  • compliance officer
  • 3 - 5 years of relevant experience in compliance
  • Good understanding of regulated activities

18-Aug-17

HK$45k - 55k /month

Applied
  • Coordinate meetings and compliance trainings
  • minimum of 5 years experience
  • Detail-oriented with strong organisational skills

18-Aug-17

Salary negotiable

Applied
  • Major global trading firm seeks compliance officer
  • Publicly Listed US Headquartered Brokerage Company
  • Senior Business Level Role Reporting to Group Head

18-Aug-17

HK$55k - 70k /month

Applied
  • Ensuring compliance with regulatory requirement
  • Bachelor degree or other recognized qualification
  • Past experience in relevant area would be an asset

17-Aug-17

Salary negotiable

Applied
  • Degree holder or above
  • Experience in compliance, audit or risk management
  • Good knowledge of Companies Ordinance

17-Aug-17

Salary negotiable

Applied
  • See job description.
  • See job description.
  • See job description.

17-Aug-17

Salary negotiable

Applied
  • University graduates.
  • Hardworking and independent.
  • Good exposure in financial industry

17-Aug-17

Salary negotiable

Applied
  • Direct assists legal assistants and lawyers
  • Conduct internet search for client
  • Degree holder; good command of written English

17-Aug-17

Salary negotiable

Applied
  • Compliance Officer
  • Internal Control
  • big 4 exp

17-Aug-17

Salary negotiable

Applied
  • legal
  • compliance
  • finance

17-Aug-17

Salary negotiable

Applied
  • Review and enhance compliance framework
  • Handle licensing issues for individuals
  • Perform transactions monitoring

17-Aug-17

Salary negotiable

Applied
  • Legal and Compliance HKMA
  • Banking Ordinance Securities and Futures Ordinance
  • compliance banking HKMA SFC

16-Aug-17

 

Applied
  • Good understanding of SFO
  • Experience in Securities firm
  • Good command of English and Mandarin

16-Aug-17

Salary negotiable

Applied
  • Compliance
  • SFC rules & regulations
  • FATCA

16-Aug-17

 

Applied
  • Handle license applications
  • Monitor daily business
  • At least 5 years’ compliance experience

16-Aug-17

Salary negotiable

Applied
  • Mid Level General Compliance role
  • Looking for Regulatory Compliance People
  • Join a Large International Investment Bank

16-Aug-17

Base salary + high commission

Applied
  • Looking for SFC Experience
  • Rare Compliance Opportunity
  • Looking for strong hedge fund compliance candidate

16-Aug-17

HK$120k - 160k /month (includes high commission)

Applied
  • understanding of SFO
  • Securities Brokerage
  • Finance

16-Aug-17

 

Applied
  • Experience in SFC regulated institutions
  • SFC regulatory compliance
  • Bachelor degree holder or above

16-Aug-17

 

Applied
  • Excellent Location
  • Good Bonus
  • Brand Name

15-Aug-17

Salary negotiable

Applied
  • Minimum 2 years relevant experience
  • Student / Associate member of HKICS / ICSA
  • Self-motivated

15-Aug-17

Salary negotiable

Applied
  • Evaluation & compliance audit in garment factories
  • 3 years experience in compliance management
  • 5-day work with attractive remuneration packages

15-Aug-17

Salary negotiable

Applied
  • 4 yrs work exp in commercial field
  • Assist head of legal & compliance
  • Act as the webmaster of the Legal Office

15-Aug-17

 

Applied
  • Compliance Officer / Manager for RA1, 2 & 9
  • Able to see things in full picture
  • Set policies for AML, CFT and FATCA requirements

14-Aug-17

Salary negotiable

Applied
  • Provide legal support within the Company
  • Draft contracts, agreements, memorandum
  • Handle in-house deals

14-Aug-17

 

Applied
  • International Financial Group
  • Insurance business line
  • General compliance role

14-Aug-17

Salary negotiable

Applied
  • General compliance duties
  • Degree in Accounts/ Finance/Business/Legal Studies
  • 3 year of compliance experience

14-Aug-17

 

Applied
  • Conduct regular compliance monitoring reviews
  • Monitor all daily dealing activities
  • Degree holder in Law/ Accountancy/Finance

14-Aug-17

 

Applied
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