• Compliance checking, monitoring and review
  • Formulate compliance policies & procedure
  • University degree with minimum 2 years experience

10 hours ago

 

Applied
  • Degree in Law / related disciplines, 1-2 yrs exp.
  • General Compliance exp. in banking / finance ind
  • English, Mandarin

14 hours ago

Salary negotiable

Applied
  • One of the Top Asset Manager
  • Global Platform
  • Stable and secure working environment

15 hours ago

Salary negotiable

Applied
  • Perform regular on-site quality assurance
  • Perform sample checking and examining tasks
  • Investigate and analyze the deficiencies found

15 hours ago

 

Applied
  • University degree in Law, Finance or Economics
  • 1 or 2 years of experience in Fund Administration
  • Assist in overseeing corporate compliance

16 hours ago

Salary negotiable

Applied
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  • compliance support, compliance training
  • team player, good attitude, logical sense
  • regulatory, financial industry

17 hours ago

 

Applied
  • Provide general administrative support
  • Degree in Finance, Business Administration, Law
  • 1 yr exp of compliance/ operational risk/ related

18 hours ago

 

Applied
  • Perform transaction screening in SAP-GTS
  • Prepare monthly trade compliance related analysis
  • Perform End-User Statement (EUS) verification

19 hours ago

Salary negotiable

Applied

Compliance Officer

ViuTV

Location not specified

  • Monitor and vet content materials
  • Prepare channel performance reports
  • Maintain compliance database

19 hours ago

 

Applied
  • Fin. ,law or accounting background with exp. in HK
  • Exp. to deal w regulators/corporate compliance exp
  • Mature & passion for performance excellence

21 hours ago

Salary negotiable

Applied
  • Fast Growing FinTech Company
  • KYC Candidates are Welcome
  • Excellent Interpersonal Skills

23 hours ago

Salary negotiable

Applied
  • Quality Compliance Officer/ Factory Auditor
  • Plan and conduct factory verification/audits
  • Working in a highly international and diversified

23 hours ago

 

Applied
  • Compliance, investigation
  • remediation projects
  • Investment banking, immediate available

23 hours ago

Salary negotiable

Applied
  • Risk / compliance analyst
  • check voice log / email log
  • private banking career

22-Feb-18

 

Applied
  • Compliance experience in bank
  • Immediate available
  • Renewable contract

22-Feb-18

 

Applied
  • 2+ years experience in social responsibility audit
  • Strong business ethics & high integrity
  • Degree in Environmental Science or equivalent

22-Feb-18

 

Applied
  • Minimum of 3 years’ relevant experience
  • Life Insurance
  • Immediate availability highly preferred

22-Feb-18

 

Applied
  • Five-day work week
  • Medical insurance
  • Overtime pay

22-Feb-18

Salary negotiable

Applied
  • Top-tier UK based law firm in Central
  • Very attractive package and fringe benefit
  • Stable and friendly environment

21-Feb-18

Salary negotiable

Applied
  • Rapidly growing PE and hedge fund platform
  • Sole legal and compliance role
  • Integral role, business facing

21-Feb-18

HK$120k - 160k /month

Applied
  • Assist in conduct compliance monitoring
  • University degree in Finance, Business Admin
  • Double Pay, Discretionary Bonus,Insurance Benefits

21-Feb-18

 

Applied
  • Client on-boarding
  • KYC
  • CDD

21-Feb-18

 

Applied
  • Exposure in Corporate Finance Consulting house
  • Attractive salary and guarantee bonus
  • Overview compliance frameworks

21-Feb-18

Salary negotiable

Applied
  • Min 2 years compliance experience at buy-side firm
  • Familiar with buy-side risk & operational workflow
  • Competitive compensation and benefits, 5-days work

21-Feb-18

 

Applied
  • Maintain & exploring new relationships with banks
  • Banking / Compliance work experience
  • Blockchain, Fintech, Financial Markets

20-Feb-18

 

Applied
  • Handle regulatory & compliance issue on firm basis
  • Advise operational management on regulatory aspect
  • Degree in Acct, 1 yr exp, Well-versed in SFC/HKEx

20-Feb-18

 

Applied
  • Global Asset Management Firm Headquartered in USA
  • High exposure role covering general compliance
  • Excellent work-life balance, family-centric firm

20-Feb-18

HK$45k - 55k /month

Applied
  • Ensure ESC audit is organised on schedule
  • Manage factory status & renew before expiration
  • Review monthly ESC report

20-Feb-18

Salary negotiable

Applied
  • 5-day week
  • Performance bonus scheme
  • Good medical scheme

19-Feb-18

Salary negotiable

Applied
  • Work closely with compliance consultants
  • Assist in preparation of simple legal document
  • Assist in implementation of compliance policies

19-Feb-18

 

Applied
  • One of the Top Asset Manager
  • Global Platform
  • Stable and secure working environment

15-Feb-18

Salary negotiable

Applied
  • Carry on compliance routines
  • Support various applications to the SFC
  • 3 years relevant experience within compliance

15-Feb-18

 

Applied
  • Degree in Law, Finance or related disciplines
  • Min 3 yrs legal & compliance exp in bank/FI
  • Good knowledge in legal & compliance matters

15-Feb-18

 

Applied
  • AML / KYC
  • Compliance role
  • International Brokerage firm

15-Feb-18

 

Applied
  • Regulatory Reporting
  • Minimum 3 years Banking experiences
  • Prepare internal management reports

15-Feb-18

 

Applied
  • Degree holder or above
  • Solid legal and/ or compliance experience
  • Good knowledge of Hong Kong SFC/ HKEX rules

14-Feb-18

 

Applied
  • New Projects & COPs
  • Annual GMP Audit
  • At least 2 year

13-Feb-18

 

Applied
  • Compliance Officer
  • Fintech Company
  • Cyptocurrency

13-Feb-18

 

Applied
  • Understanding of FSC, PEFC, PREPS
  • Conduct regular compliance reviews
  • Maintain a policy hierarchy for the company

12-Feb-18

 

Applied
  • Degree or above with major in Business
  • Manage and conduct compliance checking
  • Life & medical insurance

12-Feb-18

 

Applied
  • Conduct regular compliance reviews
  • Maintain required compliance policies
  • Maintain the strong compliance culture

12-Feb-18

 

Applied
  • At least 4 years of relevant working experience
  • Diploma / Degree holder
  • Self-motivated, meticulous, analytical

12-Feb-18

 

Applied
  • 1 year working experience
  • Diploma / Degree holder
  • Proficient in MS Word, Excel is required

12-Feb-18

 

Applied
  • good prospect
  • Good Offer
  • experience in compliance

11-Feb-18

 

Applied
  • Degree in law, 4 yrs , legal & compliance exp.
  • up to HK$40k to HK$50K , bonus, MNC Co, medical,
  • Central & Western area, public holiday, MPF,

09-Feb-18

 

Applied
  • Located at Causeway Bay
  • Excellent Working Environment
  • Competitive Compensation Package

09-Feb-18

 

Applied
  • 5-day work
  • Handle SFC licensing application and CPT record
  • At least 2 years compliance experience

09-Feb-18

 

Applied
  • top tier global asset management firm
  • manage Asia focused hedge fund strategies
  • buy side exposure managing hedge fund strategies

09-Feb-18

Salary negotiable

Applied
  • Monitor compliance with the organization's info.
  • Manage the IT Incident Reporting program
  • 5 working days, double pay, medical benefits

09-Feb-18

Salary negotiable

Applied
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