Searches related to compliance officer jobs
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- At least 3 years of work experience
- KYC - CDD - AML - CFT
- Update policies and conduct compliance trainings
- Knowledge of Hong Kong legislation
- Bachelor's degree and with at least 5 years
- Manage insurance related Investment Compliance
IT Auditor / Compliance Officer / Security specialist - Global Internal Audit Team
Acton Consulting Limited- IT Auditor
- Experience in security policies, standards, guide
- APPLY NOW - send CV to [email protected]
- Exposure to various investment products
- Extensive learning opportunities
- Friendly work environment
- Disseminate compliance-related information
- Degree holder or above in Business, Finance
- Maintain and monitor the implementation of SOPs
- Assist in the maintenance of AML systems
- Implementation of AML/CFT related Regtech projects
- Prepare reports and management information
- Perform regular compliance program
- Knowledge in securities operations
- 2 years experience in bank or securities firm
- Higher diploma holder
- Minimum 2-3 years’ working experience
- Preferably gained from listed companies
- Full time work day or at least 3 days per week
- Development opportunities
- First year students are welcome to apply
- an international asset management company
- investment compliance
- excellent exposure
- Attract Package
- AML Focus
- Securities Firm
- Degree in accounting, law or related disciplines
- Sound knowledge of SFO and AML compliance
- Hybrid Work / Performance Bonus / Birthday Off
- Control room function in a top-tier ibank
- Excellent exposure in an international team
- Attractive salary package
Senior Officer to Assistant Manager, Sanctions Investigations (Financial Crime Compliance Dept)
Industrial and Commercial Bank of China (Asia) Limited- AML and sanctions investigation
- Familiar with sanctions laws and regulations
- Customer Batch Screening
- Plan annual compliance testing
- Self-assessment program
- Organize and deliver compliance training
- Develop a risk-based compliance review program
- Conduct compliance reviews and on-site visits
- Prepare compliance review reports
Central
- Extensive knowledge of AML requirements
- Familiarity with national sanctions
- Excellent analytical and problem-solving
Executive/Associate - Regulatory Compliance Solutions (CRS / FATCA / AML / KYC)
TMF Hong Kong Limited- Regulatory Compliance Solutions CRS/FATCA/BEPS/KYC
- Career Advancement and Development
- Hybrid working arrangement
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