• SFC type 1.4 company
  • compliance exp
  • coordinating KYC, AML related issues & projects

17 hours ago

Salary negotiable

Applied
  • Risk management skills
  • Prepare simple legal agreements and T&C
  • Immediate availability

22 hours ago

 

Applied
  • Compliance experience in banking field
  • High integrity, pay attention to details
  • Willing to learn and able to meet deadlines

15-Aug-18

 

Applied
  • One of highest rated banks in the world
  • 5-day work, sport allowance
  • Medical insurance, dental allowance, double pay

14-Aug-18

Salary negotiable

Applied
  • compliance
  • securities
  • asset management

14-Aug-18

 

Applied
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  • Compliance-related experience in Corporate Finance
  • Post-Secondary Diploma or above
  • Familiar with Type 6 regulations

14-Aug-18

 

Applied
  • Degree plus 2 years relevant experience
  • Knowledge of SFO & SFC codes and guidelines
  • Polciies, internal control procedures, CPT records

14-Aug-18

 

Applied
  • Min 2 years compliance experience at buy-side firm
  • Familiar with buy-side risk & operational workflow
  • Competitive compensation and benefits, 5-days work

14-Aug-18

 

Applied
  • Compliance officer
  • Compliance Director
  • Risk Management

14-Aug-18

HK$25k - 35k /month

Applied
  • Perform regular compliance and AML checking
  • Assist in audits, inspections, and investigations
  • Degree holder

14-Aug-18

Salary negotiable

Applied
  • To provide compliance advice and support
  • To review and maintain all policies and procedures
  • Assist in conducting compliance review

13-Aug-18

 

Applied
  • No OT
  • MIC exposure and duty
  • SFC tpye 1 and 2

13-Aug-18

 

Applied
  • 5 working days
  • compliance experience in Futures Contracts Brokera
  • 3 years relevant experience

13-Aug-18

Salary negotiable

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  • Degree in Law, Business, Finance or related fields
  • Experience in SFC regulated institutions preferred
  • 5-Day Work, Double Pay, Variable Bonus

13-Aug-18

Salary negotiable

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  • KYC AML/ATF CDD
  • Professional Services Firm up to 35K x 13
  • Company Secretarial related

13-Aug-18

 

Applied
  • Solid experience in workflow design, compliance
  • Organised, mature, detail minded and good team pla
  • Minimum 2 years relevant working experience

13-Aug-18

Salary negotiable

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  • 5-Day Work, Bank Holidays, Birthday Leave
  • Double Pay, Education Allowance
  • Degree holder, Min. 2 years relevant experience

13-Aug-18

Salary negotiable

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  • AML investigation
  • AML checking and monitoring
  • Formulate and maintain AML policies

11-Aug-18

 

Applied
  • Perform regular on-site quality assurance
  • Perform sample checking and examining tasks
  • Investigate and analyze the deficiencies found

10-Aug-18

 

Applied
  • Compliance / AML / KYC / Audit / Internal control
  • Min. 6 years compliance exp. in Securities / Banks
  • Degree holder in Business/Finance/Accounting/Risk

10-Aug-18

Salary negotiable

Applied
  • Tertiary qualifications in related disciplines
  • At least 1 year of working experience
  • Immediate availability is highly preferred

10-Aug-18

 

Applied
  • Experience in SFC regulated institutions
  • SFC regulatory compliance
  • Bachelor degree holder or above

10-Aug-18

 

Applied
  • Min. 6 yrs in compliance, with 3 yrs in AML
  • Strong knowledge of AML/CFT regulations
  • Degree in any discipline

10-Aug-18

 

Applied
  • Career development in Compliance
  • 1 years of compliance experience
  • 5-day work week, oversea training

10-Aug-18

 

Applied
  • daily compliance support, corporate licensing
  • raising and maintaining compliance awareness
  • compliance training

10-Aug-18

 

Applied
  • Compliance Officer
  • Immediate available is preferred
  • secretarial duties

10-Aug-18

HK$14k - 20k /month

Applied
  • Negotiation of NDAs, legal contracts
  • Prepare board minutes and resolutions
  • Minimum 2-3 years of relevant HK

10-Aug-18

Salary negotiable

Applied
  • Compliant investigation
  • Review and update internal control policies
  • Review and streamline operation procedures

10-Aug-18

 

Applied
  • Conduct various analysis for Compliance Department
  • Prepare regular compliance reports
  • Excellent analytical skills

10-Aug-18

 

Applied
  • Develop compliance monitoring and control plans
  • Prepare compliance monitoring reports
  • Min. 5-year experience in compliance monitoring

10-Aug-18

 

Applied
  • 5-day week
  • To conduct clients due diligence
  • Recognized university degree

10-Aug-18

Salary negotiable

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  • Good working enviorment
  • Directly on top of Admiralty MTR station
  • More opportunities for startup companies

10-Aug-18

Salary negotiable

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  • Minimum 1 year of compliance experience
  • Fluent in English and Mandarin
  • Support business units of compliance issues

10-Aug-18

Salary negotiable

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  • Compliance officer
  • degree in laws, accounting, company secretary
  • Good knowledge in SFO rules and regulations

10-Aug-18

Salary negotiable

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  • See job description.
  • See job description.
  • See job description.

09-Aug-18

Salary negotiable

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  • Compliance
  • Legal
  • Finance

09-Aug-18

 

Applied
  • Degree/Higher Diploma in Accounting
  • 2 years of experience in accounting
  • 5-day work week

09-Aug-18

Salary negotiable

Applied
  • 1 year compliance experience in banking or Finance
  • undertaking compliance function
  • Good understanding in the Laws of AML and dealing

09-Aug-18

 

Applied
  • SFC License Type 1,4 and 9
  • Money Lender License
  • Legal Background Preferred

09-Aug-18

HK$20k - 45k /month (negotiable)

Applied
  • Perform periodic compliance reviews and checking
  • Minimum 1 year of compliance experience
  • We offer 5-day work week

09-Aug-18

Salary negotiable

Applied
  • Assist in conduct compliance monitoring
  • University degree in Finance, Business Admin
  • Double Pay, Discretionary Bonus,Insurance Benefits

09-Aug-18

 

Applied
  • 15 years of relevant experience
  • Activities of Type 1, 4, 9
  • Attractive Package Offered

09-Aug-18

Salary negotiable

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  • Conduct compliance review
  • Assist in compiling compliance testing programs
  • Understanding of investment products

08-Aug-18

 

Applied
  • Stable working environment
  • Quality Assurance, Audit, Sustaibility
  • International Company

08-Aug-18

HK$25k - 35k /month (negotiable)

Applied
  • Labeling inspection, verification of product test
  • Perform label compliance audits in stores
  • Recommend changes on procedures

08-Aug-18

 

Applied
  • Digital Asset, Payment wallet
  • One of the largest recognised brands
  • Financial background preferred

07-Aug-18

Salary negotiable

Applied
  • International Law Firm
  • Regional Role in Compliance
  • Attractive fringe benefits

07-Aug-18

 

Applied
  • KYC, PWM
  • Compliance, AML
  • Private banking, immediate available

07-Aug-18

HK$30k - 35k /month (negotiable)

Applied
  • Managing Corporate-Wide Compliance Program
  • Understand Compliance Laws and Regulations
  • Knowledge of Singapore compliance would be a plus

07-Aug-18

 

Applied