• Responsible for Hong Kong regulatory work
  • Monitor all daily dealing activities
  • 1-3 years legal/compliance experience

8 mins ago

 

Applied
  • Experience in SFC regulated institutions
  • SFC regulatory compliance
  • Bachelor degree holder or above

27 mins ago

 

Applied
  • compliance
  • securities
  • asset management

35 mins ago

 

Applied
  • With clerical experience
  • Good development opportunities
  • Attractive salary

42 mins ago

Salary negotiable

Applied
  • Client onboarding management
  • Compliance related function
  • At least 1 year's banking experience/ Fresh Grad

45 mins ago

 

Applied
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  • Travel
  • Regional role
  • Great Company

1 hour ago

 

Applied
  • To maintain regulatory relationships
  • Assisting in handling regulaotors enquires
  • Minimum2 years compliance experience

2 hours ago

Salary negotiable

Applied
  • Compliance Officer, AML, Investigation
  • Regulatory, Compliance Training, Policy Procedure
  • 5 years experience, SFC, HKEx, IA

5 hours ago

 

Applied
  • Perform transaction screening in SAP-GTS
  • Prepare monthly trade compliance related analysis
  • Perform End-User Statement (EUS) verification

5 hours ago

Salary negotiable

Applied
  • 5-Day Work, Bank Holidays, Birthday Leave
  • Double Pay, Education Allowance
  • Degree holder, Min. 2 years relevant experience

6 hours ago

Salary negotiable

Applied
  • Attractive Salary Package
  • Corporate Access experience
  • Career Path

23 hours ago

Salary negotiable

Applied
  • 2+ years of experience
  • Annual Leave, Birthday Leave, Double Pay
  • Five-day work week

23 hours ago

 

Applied
  • Top tier Hong Kong based hedge fund
  • manage Asia focused hedge fund strategies
  • buy side exposure managing hedge fund strategies

24-May-18

Salary negotiable

Applied
  • Compliance
  • Legal
  • Asset Management

24-May-18

Salary negotiable

Applied
  • Newly Created CCO role in $2+ billion dollar fund
  • Executive role in lean, high performing company
  • Ownership of compliance function globally

24-May-18

Above HK$160k /month

Applied
  • SFC Compliance,SFO and SFC codes and Guidelines
  • minimum 2 years of related experience
  • Urgent Hire

24-May-18

Salary negotiable

Applied
  • analyze & investigate HK/MC/TW violation case
  • Draft the educational article on Nu Skin Update
  • 3 year working exp in sales or legal service

24-May-18

Salary negotiable

Applied
  • Compliance experience in banking field
  • High integrity, pay attention to details
  • Willing to learn and able to meet deadlines

24-May-18

 

Applied
  • Min 3 years compliance experience
  • Familiar with SFC regulations
  • Competitive package, 5 days work

23-May-18

HK$25k - 35k /month

Applied
  • 5 years compliance experience
  • Double Pay and Discretionary Bonus
  • International work environment

23-May-18

 

Applied
  • 5-day work week
  • Medical & dental insurance
  • Life insurance

23-May-18

 

Applied
  • University graduate with major in Law
  • Finance,Accounting or Business related disciplines
  • The Companies provide SFC Type 1,4 & 9 services

23-May-18

Salary negotiable

Applied
  • Join the banking industry
  • AML and compliance field
  • Degree qualified

23-May-18

 

Applied
  • Min 2 years compliance experience at buy-side firm
  • Familiar with buy-side risk & operational workflow
  • Competitive compensation and benefits, 5-days work

22-May-18

 

Applied
  • Compliance regulations AML / KYC
  • Good Career Opportunity
  • Deal with SFC Type 1,2,3,4 & 6

21-May-18

 

Applied
  • Attractive employee package & benefits
  • Good career development
  • Energetic working environment

21-May-18

Salary negotiable

Applied
  • compliance
  • securities
  • asset management

21-May-18

 

Applied
  • attractive salary
  • good working environment
  • good prospects

21-May-18

HK$35k - 55k /month (negotiable)

Applied
  • Review general compliance manual
  • Keep abreast on regulatory developments
  • Double Pay, Discretionary Bonus, Medical Insurance

21-May-18

 

Applied
  • General compliance
  • Degree holder
  • 3 years of experience

19-May-18

Salary negotiable

Applied
  • Compliance checking, monitoring and review
  • Formulate compliance policies & procedure
  • University degree with minimum 2 years experience

19-May-18

 

Applied
  • Work-life balance
  • Exccellent working environment
  • SFC compliance

18-May-18

Salary negotiable

Applied
  • Administration support for In-flight service
  • Flight check result analysis
  • Change management process documents

18-May-18

 

Applied
  • Perform regular on-site quality assurance
  • Perform sample checking and examining tasks
  • Investigate and analyze the deficiencies found

18-May-18

 

Applied
  • Risk management & compliance role
  • Prepare reports, coordinate & participate meetings
  • At least 1 year relevant experience

18-May-18

Salary negotiable

Applied
  • daily compliance support, corporate licensing
  • raising and maintaining compliance awareness
  • compliance training

18-May-18

 

Applied
  • 3-5 years of Compliance Experience Required
  • Good knowledge of SFO
  • Immediate available is preferred

18-May-18

HK$30k - 45k /month (negotiable)

Applied
  • AML checking
  • junior compliance openings
  • support project and UAT

18-May-18

Salary negotiable

Applied
  • Degree-holder
  • Minimum three years relevant working experience
  • Good knowledge of regulatory requirements

18-May-18

 

Applied
  • Compliance
  • AML KYC
  • Securities Firm

18-May-18

 

Applied
  • 1 years' experience in Banking or Finance industry
  • Handle and coordinate AML related tasks
  • Medical and life insurance

18-May-18

 

Applied
  • Degree holder in LLB, Accounting
  • Minimum of 5years’ solid experience
  • Solid experience

18-May-18

Salary negotiable

Applied
  • Compliance Officer
  • AML/Internal Control
  • 3 years of related experience

17-May-18

 

Applied
  • Preview, vet and approve programme
  • Regulatory and compliance
  • Conduct market analyses

17-May-18

 

Applied
  • Degree/Higher Diploma in Accounting
  • 2 years of experience in accounting
  • 5-day work week

17-May-18

Salary negotiable

Applied
  • Challenges
  • Career Paths
  • Development opportunities

17-May-18

Salary negotiable

Applied
  • Tier 1 Bank
  • Global Markets
  • Benefits

17-May-18

Salary negotiable

Applied
  • Compliance Operation
  • Compliance Testing, Monitoring and Surveillance
  • Licensing Reviews and Applications

16-May-18

 

Applied
  • 15 years of relevant experience
  • Activities of Type 1, 4, 9
  • Attractive Package Offered

16-May-18

Salary negotiable

Applied
  • See job description.
  • See job description.
  • See job description.

16-May-18

Salary negotiable

Applied
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