Compliance officer jobs - Oct 2019 | jobsDB

compliance officer
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1-30 of 713 jobs
China Minsheng Banking Corp., Ltd. Hong Kong Branch
Central
  • Develop, update and review AML-related policies
  • Perform AML compliance monitoring and review
  • Promote AML compliance awareness and culture
Responsibilities: - Advise management and relevant business units on anti-money laundering and counter-terrorist financing issues - Update and review ...
2 hours agomore
  • Develop, update and review AML-related policies
  • Perform AML compliance monitoring and review
  • Promote AML compliance awareness and culture
Responsibilities: - Advise management and relevant business units on anti-money laundering and counter-terrorist financing issues - Update and review ...
2 hours agomore
Top Personnel Consultant
Wan Chai
  • 2 yrs exp. in compliance, 5 days
  • Establish compliance policies & procedures
  • $18-22K X 13+DB+Med, Wan Chai
Our client is a consulting firm in providing corporate services with office at Wan Chai in 5 days’ work urgently looking for a Legal & Compliance Offi...
2 hours agomore
  • 2 yrs exp. in compliance, 5 days
  • Establish compliance policies & procedures
  • $18-22K X 13+DB+Med, Wan Chai
Our client is a consulting firm in providing corporate services with office at Wan Chai in 5 days’ work urgently looking for a Legal & Compliance Offi...
2 hours agomore
The Bank of East Asia, Limited
Location Not Specified
7 hours agomore
7 hours agomore
Job Functions: Banking / Finance > Others
Job Type: Contract, Full Time
Shanghai Commercial Bank Ltd
Kwai Hing
  • Perform delta name screening
  • Follow up outstanding cases and findings
  • Perform FATCA/CRS checking
Responsibilities: - Perform delta name screening to identify risk factors and comply with internal and regulatory requirements - Follow up outstanding...
19-Oct-19more
  • Perform delta name screening
  • Follow up outstanding cases and findings
  • Perform FATCA/CRS checking
Responsibilities: - Perform delta name screening to identify risk factors and comply with internal and regulatory requirements - Follow up outstanding...
19-Oct-19more
Job Functions: Banking / Finance > Analyst | Others
Job Type: Full Time, Permanent
Robert Walters Hong Kong
HK$25k - 45k /month (includes high commission)
  • Product Compliance in tier 1 ibank
  • Private banking focused
  • 6 months contract to start; excellent path
A Tier 1 investment bank is looking for a Product Compliance Specialist to join its Private Banking team. The recruiting role is going to look after…
18-Oct-19more
  • Product Compliance in tier 1 ibank
  • Private banking focused
  • 6 months contract to start; excellent path
A Tier 1 investment bank is looking for a Product Compliance Specialist to join its Private Banking team. The recruiting role is going to look after…
18-Oct-19more
Page Personnel
  • International and dynamic working environment
  • Attractive remuneration package
  • Work life balance
Our client is an international asset management firm with stable working environment in Hong Kong. They are urgently seeking for a candidate with…
17-Oct-19more
  • International and dynamic working environment
  • Attractive remuneration package
  • Work life balance
Our client is an international asset management firm with stable working environment in Hong Kong. They are urgently seeking for a candidate with…
17-Oct-19more
CA Human Resource Limited
  • Insurance Compliance
  • Broker Institution
  • Clear Career Path
Job Duties: • Carry out regular compliance checks with recommendations • Prepare and update compliance policies and procedures with latest regulatory ...
17-Oct-19more
  • Insurance Compliance
  • Broker Institution
  • Clear Career Path
Job Duties: • Carry out regular compliance checks with recommendations • Prepare and update compliance policies and procedures with latest regulatory ...
17-Oct-19more
TNG (Asia) Limited
North Point
  • Review Suspicious Transaction Alerts
  • Conduct investigation
  • Liaise with law enforcement agencies
Responsibilities: - Review suspicious transaction alerts - Conduct investigation on suspicious transactions / account activities and prepare reports -...
16-Oct-19more
  • Review Suspicious Transaction Alerts
  • Conduct investigation
  • Liaise with law enforcement agencies
Responsibilities: - Review suspicious transaction alerts - Conduct investigation on suspicious transactions / account activities and prepare reports -...
16-Oct-19more
Links International
  • International investment bank
  • Dynamic working culture
  • Convenient working location
Job Duties - Conduct compliance review on marketing materials - Perform applicable monitoring review - Provide professional advice to stakeholders -…
14-Oct-19more
  • International investment bank
  • Dynamic working culture
  • Convenient working location
Job Duties - Conduct compliance review on marketing materials - Perform applicable monitoring review - Provide professional advice to stakeholders -…
14-Oct-19more
Ping An Oneconnect Bank (Hong Kong) Limited
  • Business Compliance
  • Manage regulatory submissions
  • Escalate material risk
Job Responsibilities - Ensure stakeholders are timely and effectively communicated with regulatory expectations and business compliance developments -...
14-Oct-19more
  • Business Compliance
  • Manage regulatory submissions
  • Escalate material risk
Job Responsibilities - Ensure stakeholders are timely and effectively communicated with regulatory expectations and business compliance developments -...
14-Oct-19more
Urban Group
Location Not Specified
11-Oct-19more
11-Oct-19more
Morgan McKinley
HK$45k - 55k /month (negotiable)
10-Oct-19more
10-Oct-19more
Page Personnel
  • International and dynamic working environment
  • Attractive remuneration package
  • Work life balance
Our client is an international asset management firm with stable working environment in Hong Kong. They are urgently seeking for a candidate with…
10-Oct-19more
  • International and dynamic working environment
  • Attractive remuneration package
  • Work life balance
Our client is an international asset management firm with stable working environment in Hong Kong. They are urgently seeking for a candidate with…
10-Oct-19more