Compliance vp jobs - Oct 2019 | jobsDB

compliance vp
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We have 90 jobs for youSelect a job to view details
1-30 of 90 jobs
Shanghai Commercial Bank Ltd
North Point
  • Provide advisory on I&I businesses for compliance
  • Provide I&I compliance development updates
  • New product & service development project
Responsibilities: - Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements - Provide in...
11-Oct-19more
  • Provide advisory on I&I businesses for compliance
  • Provide I&I compliance development updates
  • New product & service development project
Responsibilities: - Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements - Provide in...
11-Oct-19more
Shanghai Commercial Bank Ltd
Location Not Specified
  • Drive, implement and review the product process
  • Ensure proper due diligence for new products
  • Address and mitigate risks
Responsibilities: - Work with product owners to ensure proper due diligence for the proposed new products are duly completed before launched - Drive, ...
11-Oct-19more
  • Drive, implement and review the product process
  • Ensure proper due diligence for new products
  • Address and mitigate risks
Responsibilities: - Work with product owners to ensure proper due diligence for the proposed new products are duly completed before launched - Drive, ...
11-Oct-19more
Links International
HK$70k - 90k /month (includes high commission)
  • Attractive Package
  • Work Life Balance
  • Excellent Career Path
About the Client Our client is a British Multinational Banking and Financial Services Company .Headquarter in London with more than 1000 branches…
11-Oct-19more
  • Attractive Package
  • Work Life Balance
  • Excellent Career Path
About the Client Our client is a British Multinational Banking and Financial Services Company .Headquarter in London with more than 1000 branches…
11-Oct-19more
Robert Walters Hong Kong
  • Growing Virtual Bank with strong culture
  • Young and Dynamic team environment
  • Regulatory HKMA advisory
One of the most exciting and innovative virtual bank is looking for a Regulatory Compliance professional to join them. Backed by a well established…
10-Oct-19more
  • Growing Virtual Bank with strong culture
  • Young and Dynamic team environment
  • Regulatory HKMA advisory
One of the most exciting and innovative virtual bank is looking for a Regulatory Compliance professional to join them. Backed by a well established…
10-Oct-19more
Global Executive Consultants Ltd.
Location Not Specified
  • Lead AML Compliance Team
  • Banking Sector
  • Written in Chinese and Good Mandarin
Our client, a Leading Bank, is looking for high-caliber person to fill the position. Responsibilities:- - Provide advisory to Head of Compliance, the ...
04-Oct-19more
  • Lead AML Compliance Team
  • Banking Sector
  • Written in Chinese and Good Mandarin
Our client, a Leading Bank, is looking for high-caliber person to fill the position. Responsibilities:- - Provide advisory to Head of Compliance, the ...
04-Oct-19more
Cathay United Bank Company, Limited
Causeway Bay
  • Review policies and procedures
  • Bachelor’s degree or above
  • At least 8 years’ relevant work experience
Reporting to Head of Compliance, this person has to: - Review policies and procedures to ensure that they comply with the regulatory requirements - In...
04-Oct-19more
  • Review policies and procedures
  • Bachelor’s degree or above
  • At least 8 years’ relevant work experience
Reporting to Head of Compliance, this person has to: - Review policies and procedures to ensure that they comply with the regulatory requirements - In...
04-Oct-19more
GF Holdings (Hong Kong) Corporation Ltd
Sheung Wan
  • Excellent career exposure
  • Competitive salary package
  • PRC securities firm experience preferred
Responsibilities - Provide practical and accurate compliance advice to foster sustainability and development of the group’s brokerage, sales, research...
04-Oct-19more
  • Excellent career exposure
  • Competitive salary package
  • PRC securities firm experience preferred
Responsibilities - Provide practical and accurate compliance advice to foster sustainability and development of the group’s brokerage, sales, research...
04-Oct-19more
Randstad Hong Kong Limited
Central
HK$70k - 90k /month (negotiable)
03-Oct-19more
03-Oct-19more
DBS Bank Ltd
Quarry Bay
  • See job description.
  • See job description.
  • See job description.
Business Function Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its…
02-Oct-19more
  • See job description.
  • See job description.
  • See job description.
Business Function Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its…
02-Oct-19more
BRS Limited
Location Not Specified
30-Sep-19more
30-Sep-19more
Tongfang Wealth Management Limited
Sheung Wan
  • Assist in all legal & compliance issues
  • Considered as Associate if less experience
  • Degree with 3 years of experience, 5 days' work
Responsibilities: Assist in all compliance functions to ensure that the Company adheres to internal standards and external regulatory requirements; Li...
27-Sep-19more
  • Assist in all legal & compliance issues
  • Considered as Associate if less experience
  • Degree with 3 years of experience, 5 days' work
Responsibilities: Assist in all compliance functions to ensure that the Company adheres to internal standards and external regulatory requirements; Li...
27-Sep-19more
Conners Consulting Limited
Location Not Specified
  • Monitor and coordinate compliance related projects
  • Identify, assess, & mitigate the compliance risks
  • Provide compliance advice to overseas branches
Our client, a well-established bank, is looking for high caliber to join their compliance function. Responsibilities: - Monitor and coordinate complia...
27-Sep-19more
  • Monitor and coordinate compliance related projects
  • Identify, assess, & mitigate the compliance risks
  • Provide compliance advice to overseas branches
Our client, a well-established bank, is looking for high caliber to join their compliance function. Responsibilities: - Monitor and coordinate complia...
27-Sep-19more
Conners Consulting Limited
Location Not Specified
  • Provide compliance advisory on I&I business
  • Provide I&I compliance development updates
  • New product & service development project
Our client, a well-established bank, is looking for high caliber to join their compliance function. Responsibilities: - Provide advisory services on I...
27-Sep-19more
  • Provide compliance advisory on I&I business
  • Provide I&I compliance development updates
  • New product & service development project
Our client, a well-established bank, is looking for high caliber to join their compliance function. Responsibilities: - Provide advisory services on I...
27-Sep-19more
Randstad Hong Kong Limited
Central
HK$55k - 90k /month (negotiable)
26-Sep-19more
26-Sep-19more
United Asia Finance Limited
Location Not Specified
  • Conduct Compliance Monitoring Review
  • To update and implement compliance requirements
  • Double pay and discretionary year-end performance
Responsibilities - To develop, maintain and revise Compliance Policy and Procedures - To design and conduct Compliance Monitoring Review - To update a...
26-Sep-19more
  • Conduct Compliance Monitoring Review
  • To update and implement compliance requirements
  • Double pay and discretionary year-end performance
Responsibilities - To develop, maintain and revise Compliance Policy and Procedures - To design and conduct Compliance Monitoring Review - To update a...
26-Sep-19more
Harbridge Partners Limited
Central
HK$55k - 90k /month (negotiable)
  • Legal and Compliance,counsel,hedge fund,solicitor
  • back office,director,vice president,equities
  • operation,boutique,investment,buy side,western
Company: Our Client is a boutique Hedge fund in Hong Kong with SFC type 9 license which focus on long/short equity funds, strongly emphasising on tech...
26-Sep-19more
  • Legal and Compliance,counsel,hedge fund,solicitor
  • back office,director,vice president,equities
  • operation,boutique,investment,buy side,western
Company: Our Client is a boutique Hedge fund in Hong Kong with SFC type 9 license which focus on long/short equity funds, strongly emphasising on tech...
26-Sep-19more
Gravitas Recruitment Group
HK$35k - 55k /month (negotiable)
25-Sep-19more
25-Sep-19more
Links International
HK$70k - 90k /month (includes high commission)
  • Attractive Package
  • Work Life Balance
  • Excellent Career Path
About the Client Our client is a British Multinational Banking and Financial Services Company .Headquarter in London with more than 1000 branches…
25-Sep-19more
  • Attractive Package
  • Work Life Balance
  • Excellent Career Path
About the Client Our client is a British Multinational Banking and Financial Services Company .Headquarter in London with more than 1000 branches…
25-Sep-19more
TalentQuest HR Limited
Location Not Specified
  • Ensure proper due diligence for new product
  • Drive, implement and review the product process
  • Address risks for the entire product life cycle
Our client is currently looking for high calibers candidate to join their professional team. Responsibilities Work with product owners to ensure prope...
23-Sep-19more
  • Ensure proper due diligence for new product
  • Drive, implement and review the product process
  • Address risks for the entire product life cycle
Our client is currently looking for high calibers candidate to join their professional team. Responsibilities Work with product owners to ensure prope...
23-Sep-19more
TalentQuest HR Limited
Location Not Specified
  • Provide compliance advisory on I&I businesses
  • Monitor and guide projects for new product&service
  • Prepare I&I compliance development updates
Our client is currently looking for high calibers candidate to join their professional team. Responsibilities - Provide advisory services on Investmen...
23-Sep-19more
  • Provide compliance advisory on I&I businesses
  • Monitor and guide projects for new product&service
  • Prepare I&I compliance development updates
Our client is currently looking for high calibers candidate to join their professional team. Responsibilities - Provide advisory services on Investmen...
23-Sep-19more
Spring Professional (Hong Kong) Limited
  • AML/KYC
  • Fintech
  • New headcount
Vice President – Compliance (AML/KYC/Fintech) Our Client, a Fintech company is seeking a Vice President – Compliance to join their team. Main Duties a...
21-Sep-19more
  • AML/KYC
  • Fintech
  • New headcount
Vice President – Compliance (AML/KYC/Fintech) Our Client, a Fintech company is seeking a Vice President – Compliance to join their team. Main Duties a...
21-Sep-19more
Job Type: Full Time
Shanghai Commercial Bank Ltd
North Point
  • Monitor and coordinate compliance related projects
  • Identify, assess, & mitigate the compliance risks
  • Provide compliance advice to overseas branches
Responsibilities: - Monitor and coordinate compliance related projects and tasks of overseas branches in order to mitigate compliance risk and ensure ...
20-Sep-19more
  • Monitor and coordinate compliance related projects
  • Identify, assess, & mitigate the compliance risks
  • Provide compliance advice to overseas branches
Responsibilities: - Monitor and coordinate compliance related projects and tasks of overseas branches in order to mitigate compliance risk and ensure ...
20-Sep-19more