Searches related to compliance jobs

1-30 of 14,561 jobs

Compliance Officer/Executive (SFC Type 1,4,9 & IA)

iFAST Financial (HK) Limited

Central

All-round compliance role in a Fintech platform
US/HK/SG stock and ETFs, funds, bonds, insurances
21 days of annual leave; share awards

2d ago

Poly Auction (Hong Kong) Limited's banner

Compliance Officer

Poly Auction (Hong Kong) Limited

Central & Western Area

5 years' solid experience in law firms or legal
Degree in Law, Risk Mgt & related disciplines
Oversee the Company’s compliance policies

5d ago

Head of Technology Risk Compliance

OCBC Wing Hang Bank Limited

Shau Kei Wan

Oversight overall technology risk compliance
cybersecurity, infrastructure and application
10 years in IT Security and technology risk mgt

2d ago

Futu Securities International (Hong Kong) Limited's banner

Compliance Officer (IT Audit) (Double Pay, Five-Day Work Week, Performance Bonus)

Futu Securities International (Hong Kong) Limited

Admiralty

Double Pay
Performance Bonus
Five-Day Work Week

5d ago

Assistant Legal Counsel

Far East Consortium Ltd

Central & Western Area

Qualified Solicitor
At least one year’s post-qualification experience
Excellent command of spoken and written Chinese

2d ago

Vice President – Trustee and Fiduciary Services (BCT-TFS01)

Bank Consortium Trust Co. Ltd.

Sheung Wan

Trustee and Fiduciary Services
Investment Funds
MPF & ORSO Scheme

3d ago

Senior Regulatory Risk Manager

Atlantis Investment Management Limited

Central

Risk
Compliance
Regulatory

5d ago

Assistant Manager, Financial Risk Management

AXA Hong Kong

Southern Area

Review Investment for Financial Risk
Actuarial Benefits and development opportunities
Good working environment & culture

1d ago

Internal Audit Assistant Manager / Internal Auditor

AXA Hong Kong

Southern Area

Execute assigned internal audit
Develop Audit plans
Draft Audit reports

15h ago

Legal Executive / Legal Assistant (Five day work weeks)

Raymond Lam & Associates

Mong Kok

Handle P.I or ECC Files experience
Min 2 years relevant experience
5 days’ work week, 5 mins walk from MTR

3d ago

Corporate Compliance Coordinator / Admin Assistant (5 days)

Omega Compliance Limited

Kowloon Bay

Flexible working hours
University degree
Fresh graduate/candidates with relevant experience

10d ago

Compliance Officer

UOB Kay Hian (Hong Kong) Limited

Wan Chai

1d ago

David James Recruitment China Limited's banner

(Senior) Compliance Officer – International Law Firm – HKD$30k – 45k

David James Recruitment China Limited

Central

International law firm in Central
Exposure to global compliance projects
Excellency in Chinese and English is required

20h ago

Senior Manager Monitoring and Testing Compliance - Global Bank

Michael Page

HK$70K - 90K /month

FICC Compliance background
monitoring and testing FICC
Trade Surveillance FICC

5h ago

Senior Officer / Officer (Property Management) - Estate (5-day week)

Hong Kong Housing Society

Others

Provide value-added property management services
Administer tenancy issues
Maintain excellent relations with tenants

21h ago

CMB International Capital Corporation Limited's banner

Associate / Vice President, Business Compliance (Asset Management) - Legal and Compliance Department

CMB International Capital Corporation Limited

Central

Legal and Compliance
Chinese Investment Firm
Business Compliance (Asset Management)

1d ago

Assistant Compliance Manager, STR Investigation & Reporting

Shanghai Commercial Bank Ltd

North Point

Investigate and assess alerts
Prepare and file Suspicious Transactions Report
Keep track on regulatory development

1d ago

Assistant Vice President/Manager, Compliance Review

Shanghai Commercial Bank Ltd

North Point

Lead/ coordinate and conduct compliance review
Document inspection and on-site visit
Review/ prepare compliance review reports

1d ago

Team Head of Regulatory Reporting

OCBC Wing Hang Bank Limited

Sheung Wan

Bachelor’s degree in Accounting / Finance
Min. 8 yrs of working exp. in HKMA Banking returns
reviewing of HKMA returns, financial reporting

1d ago

Cathay United Bank Company, Limited's banner

Senior Associate, General Compliance

Cathay United Bank Company, Limited

Causeway Bay

General Compliance
At least 4 years of related experience
Knowledge of Banking Ordinance, SFO and HKMA/SFC

1d ago

Assistant Manager / Manager, Compliance Review

Shanghai Commercial Bank Ltd

North Point

Develop a risk-based compliance review program
Conduct compliance reviews and on-site visits
Prepare compliance review reports

1d ago

Compliance Officer (Ref: CL-05/117/240-DB)

Bangkok Bank Public Co Ltd

Central

1d ago

Fiduciary International（Hong Kong）Limited's banner

Compliance Officer

Fiduciary International（Hong Kong）Limited

Sheung Wan

Law, Business, Finance or related disciplines
3 year’s relevant in financial institutions
Well-versed with Securities and Futures Ordinance

2d ago

KYC Officer / Senior Officer - Legal & Compliance (Ref: 11924)

Waion Solutions Limited

Kowloon Bay

Diploma holder or above, AML/KYC experience
Conduct routine KYC review
Welcome candidates with little to no experience

1d ago

Compliance Manager, AML Advisory & Training

Shanghai Commercial Bank Ltd

North Point

Bribery & corruption, money laundering
Terrorist financing & facilitation of tax evasion
Provide relevant advice and guidance

1d ago

Associate Vice President, Compliance- Credit Card (Risk Management Department)

United Asia Finance Limited

Strengthen the operation process on card related
Degree holder in Finance/Accounting/Business
Minimum 5 years’ relevant experience

1d ago

Assistant Vice President, Compliance (Project & System Management)

Shanghai Commercial Bank Ltd

North Point

Lead the Project & System Management Team
Monitor & execute day-to-day operations
Manage the team to carry out project manager

1d ago

Compliance Officer

STI Asset Management Limited

Central

Great career prospects
Work life balance
Prime working location

2d ago

Compliance Officer

ViuTV

Kowloon Bay

2d ago

Associate, Compliance & Risk Management

New China Asset Management (Hong Kong) Limited

Central

Compliance & Risk Management
Asset management industry
Familiarity with SFC regulations

1d ago