1-30 of 35 jobs

Hong Kong Exchanges & Clearing Ltd's banner

AVP - Market Surveillance - Market Surveillance & Monitoring - Operations (R000788)

Hong Kong Exchanges & Clearing Ltd

Marketplace of the Future
World’s leading IPO market
Inclusive and diverse culture

14d ago

Assistant Director, Investment Management

OnePlatform Asset Management Limited

Wan Chai

Implement investment strategies
Implement investment strategies
Coach and develop team members

4d ago

Assistant Director, Investment Management

OnePlatform Asset Management Limited

Wan Chai

Implement investment strategies
Implement investment strategies
Coach and develop team members

11d ago

AVP/Senior Associate, Compliance (Treasury & Markets and Vickers)

DBS Bank Ltd

Central

Compliance advisory in Capital Market & brokerage
Knowledge in sales & trading & surveillance
See job description.

7d ago

AVP - Employee Compliance & Listing Advisory - Group Compliance (6 months contract) (R000814)

Hong Kong Exchanges & Clearing Ltd

Marketplace of the Future
World’s leading IPO market
Inclusive and diverse culture

14d ago

China Securities (International) Finance Holding Company Limited's banner

Analyst/ Associate, General Compliance & Company Secretary Assistant

China Securities (International) Finance Holding Company Limited

Central

General compliance and Company Secretary assistant
Compliance monitoring and operations, licensing
External regulators - SFC, HKEX, CR

12d ago

Responsible Officer

Eximious Orient Securities Limited

Central

5 years of experience
Current Holders of RO 1
Experience in regulated activity

1d ago

Assistant Director, Investment Management

OnePlatform Asset Management Limited

Wan Chai

Implement investment strategies
Implement investment strategies
Coach and develop team members

18d ago

China Construction Bank (Asia) Corporation Limited's banner

AVP/VP, Investment & Insurance Compliance

China Construction Bank (Asia) Corporation Limited

Kowloon Bay

Degree holder in Business, Accounting, Law, etc
Min. 7 yrs of solid exp or audit exp in SFC, etc
Good knowledge in banking and securities laws, etc

20d ago

Intern, Legal & Compliance Department 法律合規部實習生

Fortune Case Limited

Sheung Wan

5-day work week
Excellent Prospects for the Interns
Fresh Graduate /Undergraduates are welcome

9d ago

Compliance Officer

Platinum Management Services Limited

Central

9d ago

Senior IT Officer/IT Manager, Securities Firm

KOS International Limited

Central & Western AreaHK$30K - 44,999 /month

3-5 years of exp; Exp in Securities firm
Trading system project, Local L1-L3 IT Operations
Work-life Balance, No 7x24 duties, Perm role

30d ago

Legal Counsel, Legal & Compliance Department

China Securities (International) Finance Holding Company Limited

Central

Legal counsel
Investment banking transactions
DCM, ECM, IPO

12d ago

Assistant Director, Investment Management

OnePlatform Asset Management Limited

Wan Chai

Implement investment strategies
Implement investment strategies
Coach and develop team members

25d ago

Manager / Senior Manager – Valuation and Advisory Services

WeValue Advisory Limited

15d ago

AVP - Event and Mass Promotion - Global Issuer Services - Sales & Marketing - Equities (R000863)

Hong Kong Exchanges & Clearing Ltd

Marketplace of the Future
World’s leading IPO market
Inclusive and diverse culture

7d ago

SWCS Corporate Services Group (Hong Kong) Limited's banner

Sustainability and ESG Service Senior Consultant/ Consultant/ Assistant Consultant

SWCS Corporate Services Group (Hong Kong) Limited

Wan Chai

Attractive salary & benefits/ performance bonus
The opportunity of career growth and development
Experience with HKEx/GRI reporting/ ESG compliance

19d ago

Senior Compliance Officer / Officer

Realord Asia Pacific Securities Limited

Central

Degree in Business Administration, Law, Finance
5 ys of relevant exp. in Compliance function
Less exp. will be considered as Compliance Officer

16d ago

Database Specialist - Associate - Infrastructure Critical Services – IT (IRC28720)

Hong Kong Exchanges & Clearing Ltd

Marketplace of the Future
World’s leading IPO market
Inclusive and diverse culture

5h ago

Compliance Officer

Platinum Management Services Limited

Central

16d ago

Vice President - Corporate Services Leasing and Operation Manager - Corporate Services (R000924)

Hong Kong Exchanges & Clearing Ltd

Marketplace of the Future
World’s leading IPO market
Inclusive and diverse culture

5h ago

China Harbour International Financial Limited's banner

Responsible Officer (Type 1)

China Harbour International Financial Limited

Wan Chai

RO Type 1
MIC
written and spoken Mandarin, English and Cantonese

16d ago

Compliance Officer

Great Bay Securities Limited

Wan Chai Area

Perform Compliance duties
Good communication skill
Min 2 years solid experience

23d ago

Senior Manager / Manager - Corporate Social Responsibility / ESG (Risk Advisory Services)

BDO

Sheung Wan

Lead different ESG engagements & prepare reports
Opportunity for career growth
Competitive package & Performance Bonus

6d ago

Associate - Regulatory Policy & Advisory - Group Compliance (R000784)

Hong Kong Exchanges & Clearing Ltd

Marketplace of the Future
World’s leading IPO market
Inclusive and diverse culture

28d ago

Deputy Compliance Head (Institution Business)

Links International

Central & Western Area

Support Institution Business
Type 1,2,4,6,9
Attractive Package

8d ago

Compliance Officer

Platinum Management Services Limited

Central

27d ago

Compliance Director (SFC 1, MIC)

Links International

Central & Western Area

SFC 1
Compliance MIC
Attractive Package

15d ago

Fosun International Securities Limited's banner

Legal and Compliance Officer (Financial services)

Fosun International Securities Limited

Central

warm stable team
promising career path for those pursue FS industry
Competitive benefit package and benefit

15d ago

Compliance Manager (Financial Services 1,2,4,6,9)(New headcount)

Fosun International Securities Limited

Central

Minimum 5 years relevant experience required
New Headcount
Financial Services

28d ago