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1-30 of 326 jobs
Central & Western Area
- Report directly to Chairman
- Leadership role
- Large cap HK Listed Company
- good exposure
- open to candidates from consultancy firms
- stable platform
Compliance officer - Legal & Compliance Dpt (Securities Brokerage) $25K-35K
Asia Progress Executive Limited- 2-3yr compliance exp in Securities brokerage,SFC
- Degree holder in business related discipline
- Adv sales&trading issue Compliance surveillance
- Assist in compliance tasks and procedures
- Ensure the requirements of regulators are met
- Timely review of policy & procedures
Senior Associate, Corporate Actions (Global Market), Wealth Management Operations, Technology & Operations
DBS Bank Ltd- Perform Checker Function on Corporate Actions
- Familiar with Global Market
- Dynamice & Hybrid Working Environment
Officer (contract up to 12 31 2023) - Clearing & Depository, Depository & Nominee Services (R000856)
Hong Kong Exchanges & Clearing Ltd- Marketplace of the Future
- World’s leading IPO market
- Inclusive and diverse culture
- Assist in fostering the compliance culture
- Degree holder in Law, Business Administration
- 3 years’ solid experience in compliance
VP – Cash Trading Operations – Trading – Operations (Technical and Operational) (R000894)
Hong Kong Exchanges & Clearing Ltd- Marketplace of the Future
- World’s leading IPO market
- Inclusive and diverse culture
Senior Compliance Officer / Assistant (Fresh Graduate is Welcome)
Core Pacific - Yamaichi Int'l (H.K.) Ltd- Exposure to various investment products
- Extensive learning opportunities
- Friendly work environment
- Degree or above in Information Technology
- At least 5 years of system administration
- Solid experience in Microsoft Windows, Linux OS
Compliance Assistant / Compliance Officer
China Chengxin (Asia Pacific) Credit Ratings Company Limited- Compliance
- Development opportunities
- Degree holder
Compliance officer/AVP - Legal & Compliance Dpt (Securities Brokerage) $30K-50K
Asia Progress Executive Limited- 2-3yr compliance exp in Securities brokerage,SFC
- Degree holder in business related discipline
- Adv sales&trading issue Compliance surveillance
- 4 years compliance experience
- Banking, TST, 13 months salary + DB
- 14-18 days AL, dental, insurance coverage
- Good career path & development in a sizable team
- Perform daily accounting duties
- Stable work environment; good benefits
- Degree holder, fluent in Putonghua is an advantage
- 1-3 years working experience in Securities co.
- Good knowledge of the SFO
- 2-3yr compliance exp in Securities brokerage,SFC
- Degree holder in business related discipline
- Adv sales&trading issue Compliance surveillance
Senior Systems Analyst - Associate - Post-trade System - IT (R000346)
Hong Kong Exchanges & Clearing Ltd- Marketplace of the Future
- World’s leading IPO market
- Inclusive and diverse culture
- electronic trading
- great work life balance
- global environment
- 5-day work, double pay plus bonus
- On-site canteen, shuttle bus service, medical plan
- In-house technical supports Partake in IT Projects
- Experienced in Blockchain / Crypto Industry
- 3+ years relavant working experence
- 5-day work, competitive salary package
- SFC Type 1,4 &9 regulatory activities
- asset management
- At least 6 years of compliance experience
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