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investment compliance
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1-12 of 12 jobs
KOS International Limited
  • Regulatory Compliance (SFC)
  • Min. 3 years in securities firm/ investment bank
  • Competitive package to attract the best
OthersSalary negotiable
11 hours ago
Shanghai Commercial Bank Ltd
  • Provide advisory on I&I businesses for compliance
  • Provide I&I compliance development updates
  • New product & service development project
Not Specified
19-Oct-18
Conners Consulting Limited
  • Handle accounts opening, licensing, AML guidance
  • Establish compliance control
  • Provide advisory and support to business operation
19-Oct-18
ProJob21.com Limited
  • Investment Product Risk & Compliance Review
  • Diversified Investment Product Exposure
  • Global Private Banking Platform
Not Specified
18-Oct-18
Chandler Macleod
  • Investment Bank
  • Genuine development opportunity
  • Immediate Available Desired
Not Specified
10-Oct-18
Robert Walters Hong Kong
  • VP compliance role covering markets compliance
  • Support on general regulatory requirements
  • Senior compliance member, international bank
Not SpecifiedHK$70k - 90k /month (negotiable)
04-Oct-18
Robert Walters Hong Kong
  • Investment bank, Deputy Head of Compliance
  • Investment Banking Advisory, Research compliance
  • FICC and Equities
Not SpecifiedHK$90k - 120k /month (negotiable)
04-Oct-18
Randstad Hong Kong Limited
  • HK Coverage
  • Open to fund operations candidates
  • Central location
Not SpecifiedHK$45k - 55k /month (negotiable)
03-Oct-18
Randstad Hong Kong Limited
  • Top Tier Investment Bank
  • APAC coverage
  • Central location
Not SpecifiedHK$90k - 120k /month (negotiable)
03-Oct-18
BDO Financial Services Limited
  • HKD40-50k/month
  • Stable Work Environment
  • Good Work Life Balance
Central & Western AreaSalary negotiable
02-Oct-18
Chandler Macleod
  • Investment Bank
  • Genuine development opportunity
  • Immediate Available Desired
Not Specified
28-Sep-18
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investment compliance