• Provide advisory on I&I businesses for compliance
  • Provide I&I compliance development updates
  • New product & service development project

23-Feb-18

 

Applied
  • Provide advices and guidance to I & I business
  • Conduct gap analysis and provide recommendations
  • Review new product & service proposals

23-Feb-18

 

Applied
  • US based Asset Management Company
  • Trading floor based role in investment compliance
  • Mid-size international office, high exposure role

20-Feb-18

HK$45k - 55k /month

Applied
  • University graduate with major in Accounting and
  • Knowledge of investment industry and financial mar
  • Min. 5 yrs’ work exp in Compliance / Audit / Legal

14-Feb-18

 

Applied
  • Solid knowledge of insurance products and regulato
  • Degree holder in Finance, Business Administration
  • 5+ years of compliance exp, preferably in banking

14-Feb-18

 

Applied
  • equities, fixed income, Investment bank compliance
  • compliance advice to the sales and trading teams
  • regulatory and compliance matters

13-Feb-18

Salary negotiable

Applied
  • Life Insurance and Investment
  • 8+ years of Compliance or Risk Experience
  • Support in Driving Regulatory Change

10-Feb-18

Salary negotiable

Applied
  • Excellent exposure
  • Reputable company
  • Growing company

08-Feb-18

 

Applied
  • Expanding asset management firm
  • VP level, team head role
  • Central location

07-Feb-18

HK$90k - 120k /month (negotiable)

Applied
  • Opportunity to work in a well known bank
  • Excellent career path
  • Renewable contract

07-Feb-18

HK$25k - 30k /month

Applied
  • Compliance Manager
  • Leading Asian Investment Management Firm
  • Regional Exposure

05-Feb-18

 

Applied
  • equities, fixed income, Investment bank compliance
  • compliance advice to the sales and trading teams
  • regulatory and compliance matters

05-Feb-18

Salary negotiable

Applied
  • Opportunity to work in a well known bank
  • Excellent career path
  • Renewable contract

05-Feb-18

HK$45k - 55k /month (negotiable)

Applied
  • SFC compliance program, SFC, Investment compliance
  • Type 1, Type 4, Type 9, investment law, compliance
  • regulatory reporting, compliance control, policies

02-Feb-18

 

Applied
  • University graduate with major in Accounting and
  • Knowledge of investment industry and financial mar
  • Min. 5 yrs’ work exp in Compliance / Audit / Legal

01-Feb-18

 

Applied
  • support the operations of compliance program
  • degree w/ 4+ yrs in compliance/ audit/ fund acctg
  • excellent English & Chinese

31-Jan-18

 

Applied
  • International Working Environment
  • Great Benefits Provided
  • Great culture and Working environment

29-Jan-18

HK$30k - 35k /month

Applied
  • Compliance Officer
  • International Financial Investment Firm
  • Attractive remuneration package

29-Jan-18

 

Applied
  • Chief Compliance Officer
  • Investment Management Firm
  • leading a professional team

29-Jan-18

 

Applied
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