• Knowledge of Banking Ordinance, Securities and Fut
  • Bachelor’s degree or above in Law or Legal Studies
  • Min. 8 years’ relevant work experience in banking

16 hours ago

 

Applied
  • See job description.
  • See job description.
  • See job description.

21-Feb-18

Salary negotiable

Applied
  • Rapidly growing PE and hedge fund platform
  • Sole legal and compliance role
  • Integral role, business facing

21-Feb-18

HK$120k - 160k /month

Applied
  • Legal & Compliance, Regulatory Compliance, banking
  • Compliance Advisor, HKMA, regulatory bodies
  • Corporate Banking

20-Feb-18

 

Applied
  • Fortune 500 company
  • Attractive Package
  • Great environment

20-Feb-18

 

Applied
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  • Work closely with compliance consultants
  • Assist in preparation of simple legal document
  • Assist in implementation of compliance policies

19-Feb-18

 

Applied
  • compliance support, compliance training
  • team player, good attitude, logical sense
  • regulatory, financial industry

15-Feb-18

 

Applied
  • Professional service
  • Legal & Compliance focus
  • Oversee the business legal & compliance practice

15-Feb-18

 

Applied
  • Finance/Professional
  • Provide Great Opportunities
  • Fast expanding firm with a vitality young team

15-Feb-18

Salary negotiable

Applied
  • Provide professional legal and compliance
  • Assist identify legal risks in existing projects
  • compliance risks

15-Feb-18

 

Applied
  • Interpret & advise on important laws & regulations
  • Compliance advices to business units
  • Liaise with SFC and regulatory bodies

15-Feb-18

 

Applied
  • Finance/Professional
  • Provide Great Opportunities
  • Fast expanding firm with a vitality young team

14-Feb-18

Salary negotiable

Applied
  • Excellent opportunities for career progression
  • Highly competitive salary and benefits
  • Global recruitment firm

14-Feb-18

HK$25k - 30k /month (includes high commission)

Applied
  • Finance/Professional
  • Provide Great Opportunities
  • Fast expanding firm with a vitality young team

13-Feb-18

Salary negotiable

Applied
  • Degree or above in Law or relevant disciplines
  • Min 5 yrs’ relevant experience in securities firms
  • Familiar with the SFC & HKEX rules and regulations

13-Feb-18

 

Applied
  • 3-6 years of experience relevant experience
  • compliance monitoring reviews
  • Knowledge on FATCA is an advantage

13-Feb-18

 

Applied
  • See job description.
  • See job description.
  • See job description.

13-Feb-18

Salary negotiable

Applied
  • Degree in law, 4 yrs , legal & compliance exp.
  • up to HK$40k to HK$50K , bonus, MNC Co, medical,
  • Central & Western area, public holiday, MPF,

09-Feb-18

 

Applied
  • 5-day work
  • Handle SFC licensing application and CPT record
  • At least 2 years compliance experience

09-Feb-18

 

Applied
  • 4 years of product or market compliance experience
  • Strong leadership and stakeholder management skill
  • Proficiency in English and Cantonese

08-Feb-18

 

Applied
  • Legal & Compliance
  • Insurance Regulatory
  • Formulate Internal Policies

07-Feb-18

 

Applied
  • Conduct compliance monitoring
  • Prepare compliance training materials
  • 2 years' solid compliance experience in banking

06-Feb-18

 

Applied
  • Reviews & comments on the manuals
  • Conduct compliance reviews,ad-hoc investigation
  • Report non-compliance issues & suggest resolution

06-Feb-18

 

Applied
  • Minimum 5 years’ relevant experience
  • 5-day work
  • Degree holder

02-Feb-18

 

Applied
  • Assist with regulatory liaison
  • Provide compliance guidance and advise
  • Follow-up on any reported complaints

02-Feb-18

 

Applied
  • Provide in-house legal support
  • Diploma in Legal Studies
  • 1-2 year of compliance experience

02-Feb-18

 

Applied
  • Assess security threats, risks and vulnerabilities
  • Maintain up-to-date and robust response procedures
  • Develop and implement security programmes

01-Feb-18

Salary negotiable

Applied
  • A bank is seeking a compliance professional
  • To look over legal and compliance duties
  • Candidates must have 5 years of related experience

01-Feb-18

 

Applied
  • development opportunities
  • Performance bonus
  • attractive remuneration package

29-Jan-18

 

Applied
  • Degree holder in Law, Legal & Compliance, LLB plus
  • Minimum 6 years relevant Legal & Compliance role
  • Strong on M&A, IPO, Private Equity listing rules

28-Jan-18

 

Applied
  • Degree or higher diploma in law
  • 5 years’ exp in asset management, corporate admin
  • Assist in the creation, maintenance of investment

26-Jan-18

Salary negotiable

Applied
  • Legal and Compliance
  • Nasdaq listed company
  • Quarry Bay Area

26-Jan-18

 

Applied
  • Maintain and review company’s policies
  • Liaise with the relevant regulators
  • Degree holder of Law, Finance, Accounting

26-Jan-18

Salary negotiable

Applied
  • Attractive Salary Package
  • Excellent exposure
  • Work Life Balance

24-Jan-18

Salary negotiable

Applied
  • Handle license applications
  • Monitor daily business
  • At least 5 years’ compliance experience

24-Jan-18

Salary negotiable

Applied
  • Legal and Compliance
  • International Insurance Business
  • 5 to 10 years of experience

24-Jan-18

 

Applied
  • Bachelor’s Degree and above
  • 7 years of product and/or compliance experience
  • lead the function & deliver compliance training

24-Jan-18

 

Applied
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